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UBS AG
Period ended Sep 30, 2014 · Latest filing Nov 12, 2014
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2014: $135,582,726,000
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2014. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares: $5,234,289,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · PUT: $2,805,798,000
- UBS AG · SHS NEW · H89231338 · shares: $1,708,821,000
- APPLE INC · COM · 037833100 · shares: $1,698,006,000
- MICROSOFT CORP · COM · 594918104 · shares: $1,309,238,000
- JOHNSON & JOHNSON · COM · 478160104 · shares: $1,175,481,000
- ISHARES TR · MSCI EMG MKT ETF · 464287234 · shares · PUT: $1,076,819,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · CALL: $1,069,771,000
- INTEL CORP · COM · 458140100 · shares: $969,358,000
- ISHARES TR · RUSSELL 2000 ETF · 464287655 · shares: $897,841,000
Filing totals differ
The filing summary reports $135,582,726,000, while the holdings entries total $135,582,744,000.
Reported holdings
15,317 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| ARROWHEAD RESH CORP | COM NEW | 042797209 | PUT | 16,900 shares | $250,000 |
| CABLEVISION SYS CORP | CL A NY CABLVS | 12686C109 | — | 14,300 shares | $250,000 |
| CALAMP CORP | COM | 128126109 | CALL | 14,200 shares | $250,000 |
| GRIFOLS S A | SP ADR REP B NVT | 398438408 | — | 7,115 shares | $250,000 |
| KCAP FINL INC | COM | 48668E101 | — | 30,099 shares | $250,000 |
| LYONDELLBASELL INDUSTRIES N | SHS - A - | N53745100 | CALL | 2,300 shares | $250,000 |
| PATTERSON UTI ENERGY INC | COM | 703481101 | PUT | 7,700 shares | $250,000 |
| RAMCO-GERSHENSON PPTYS TR | COM SH BEN INT | 751452202 | — | 15,380 shares | $250,000 |
| SPDR SERIES TRUST | S&P BIOTECH | 78464A870 | PUT | 1,600 shares | $250,000 |
| SPECTRUM PHARMACEUTICALS INC | COM | 84763A108 | — | 30,655 shares | $250,000 |
| CLAYMORE EXCHANGE TRD FD TR | GUGG CA ENRG INC | 18383Q606 | — | 16,331 shares | $249,000 |
| COLUMBIA PPTY TR INC | COM NEW | 198287203 | — | 10,448 shares | $249,000 |
| ISHARES | MSCI CDA ETF | 464286509 | — | 8,099 shares | $249,000 |
| MFS HIGH YIELD MUN TR | SH BEN INT | 59318E102 | — | 57,329 shares | $249,000 |
| ROCKET FUEL INC | COM | 773111109 | — | 15,739 shares | $249,000 |
| BAYTEX ENERGY CORP | COM | 07317Q105 | — | 6,548 shares | $248,000 |
| MULTIMEDIA GAMES HLDG CO INC | COM | 625453105 | PUT | 6,900 shares | $248,000 |
| THE ADT CORPORATION | COM | 00101J106 | CALL | 7,000 shares | $248,000 |
| ABB LTD | SPONSORED ADR | 000375204 | — | 11,025 shares | $247,000 |
| ALBEMARLE CORP | COM | 012653101 | — | 4,200 shares | $247,000 |
| AMERICAN ASSETS TR INC | COM | 024013104 | — | 7,500 shares | $247,000 |
| DUN & BRADSTREET CORP DEL NE | COM | 26483E100 | — | 2,100 shares | $247,000 |
| SS&C TECHNOLOGIES HLDGS INC | COM | 78467J100 | — | 5,627 shares | $247,000 |
| U S G CORP | COM NEW | 903293405 | CALL | 9,000 shares | $247,000 |
| ENERGEN CORP | COM | 29265N108 | — | 3,400 shares | $246,000 |
| ROCKET FUEL INC | COM | 773111109 | CALL | 15,600 shares | $246,000 |
| SWISS HELVETIA FD INC | COM | 870875101 | — | 18,147 shares | $246,000 |
| ADVISORY BRD CO | COM | 00762W107 | — | 5,250 shares | $245,000 |
| AK STL HLDG CORP | COM | 001547108 | — | 30,539 shares | $245,000 |
| DIANA SHIPPING INC | COM | Y2066G104 | — | 27,424 shares | $245,000 |
| DIREXION SHS ETF TR | 20YR TRES BEAR | 25459Y678 | — | 5,722 shares | $245,000 |
| E-COMMERCE CHINA DANGDANG IN | SPN ADS COM A | 26833A105 | PUT | 20,100 shares | $245,000 |
| MEREDITH CORP | COM | 589433101 | — | 5,726 shares | $245,000 |
| METHANEX CORP | COM | 59151K108 | — | 3,673 shares | $245,000 |
| ISHARES | MSCI ITALCPD ETF | 464286855 | — | 15,527 shares | $244,000 |
| RENTRAK CORP | COM | 760174102 | — | 4,000 shares | $244,000 |
| UBIQUITI NETWORKS INC | COM | 90347A100 | PUT | 6,500 shares | $244,000 |
| BRT RLTY TR | SH BEN INT NEW | 055645303 | — | 32,403 shares | $243,000 |
| CTC MEDIA INC | COM | 12642X106 | — | 36,588 shares | $243,000 |
| SABRA HEALTH CARE REIT INC | COM | 78573L106 | — | 9,993 shares | $243,000 |
| FIRST BANCORP INC ME | COM | 31866P102 | — | 14,494 shares | $242,000 |
| NUVEEN REAL ESTATE INCOME FD | COM | 67071B108 | — | 23,025 shares | $242,000 |
| PEOPLES UNITED FINANCIAL INC | COM | 712704105 | — | 16,700 shares | $242,000 |
| STRATASYS LTD | SHS | M85548101 | CALL | 2,000 shares | $242,000 |
| SYNNEX CORP | COM | 87162W100 | — | 3,751 shares | $242,000 |
| TUPPERWARE BRANDS CORP | COM | 899896104 | CALL | 3,500 shares | $242,000 |
| URBAN OUTFITTERS INC | COM | 917047102 | — | 6,600 shares | $242,000 |
| ARRIS GROUP INC NEW | COM | 04270V106 | PUT | 8,500 shares | $241,000 |
| COMMVAULT SYSTEMS INC | COM | 204166102 | — | 4,789 shares | $241,000 |
| ELECTRONICS FOR IMAGING INC | COM | 286082102 | — | 5,446 shares | $241,000 |
| ENERNOC INC | COM | 292764107 | — | 14,235 shares | $241,000 |
| HANCOCK JOHN INVS TR | COM | 410142103 | — | 13,045 shares | $241,000 |
| HILTON WORLDWIDE HLDGS INC | COM | 43300A104 | — | 9,800 shares | $241,000 |
| ISHARES | MSCI STH AFR ETF | 464286780 | — | 3,756 shares | $241,000 |
| MICROCHIP TECHNOLOGY INC | COM | 595017104 | CALL | 5,100 shares | $241,000 |
| SOHU COM INC | COM | 83408W103 | CALL | 4,800 shares | $241,000 |
| AFFYMETRIX INC | COM | 00826T108 | — | 30,113 shares | $240,000 |
| AVANIR PHARMACEUTICALS INC | CL A NEW | 05348P401 | PUT | 20,100 shares | $240,000 |
| BARRACUDA NETWORKS INC | COM | 068323104 | — | 9,364 shares | $240,000 |
| NCI BUILDING SYS INC | COM NEW | 628852204 | — | 12,367 shares | $240,000 |
| PDL BIOPHARMA INC | COM | 69329Y104 | — | 32,132 shares | $240,000 |
| PORTFOLIO RECOVERY ASSOCS IN | COM | 73640Q105 | PUT | 4,600 shares | $240,000 |
| TRANSOCEAN PARTNERS LLC | COM UNIT RP LT | Y8977Y100 | — | 9,150 shares | $240,000 |
| BANK OF THE OZARKS INC | COM | 063904106 | — | 7,576 shares | $239,000 |
| DEMANDWARE INC | COM | 24802Y105 | CALL | 4,700 shares | $239,000 |
| GLADSTONE COML CORP | COM | 376536108 | — | 14,049 shares | $239,000 |
| PENGROWTH ENERGY CORP | COM | 70706P104 | — | 45,919 shares | $239,000 |
| PROSPECT CAPITAL CORPORATION | COM | 74348T102 | PUT | 24,100 shares | $239,000 |
| QEP MIDSTREAM PARTNERS LP | COM UNIT RP LTD | 74735R115 | CALL | 10,100 shares | $239,000 |
| SOLAZYME INC | COM | 83415T101 | — | 32,081 shares | $239,000 |
| CORELOGIC INC | COM | 21871D103 | — | 8,786 shares | $238,000 |
| CURRENCYSHARES SWEDISH KRONA | SWEDISH KRONA | 23129R108 | — | 1,726 shares | $238,000 |
| IROBOT CORP | COM | 462726100 | CALL | 7,800 shares | $238,000 |
| NVE CORP | COM NEW | 629445206 | — | 3,695 shares | $238,000 |
| PIMCO GLOBAL STOCKSPLS INCM | COM | 722011103 | — | 11,717 shares | $238,000 |
| SEQUENTIAL BRANDS GROUP INC | COM NEW | 817340201 | — | 19,000 shares | $238,000 |
| FUELCELL ENERGY INC | COM | 35952H106 | PUT | 113,600 shares | $237,000 |
| GENTHERM INC | COM | 37253A103 | — | 5,615 shares | $237,000 |
| HERSHA HOSPITALITY TR | SH BEN INT A | 427825104 | — | 37,188 shares | $237,000 |
| MARKET VECTORS ETF TR | SOLAR ENRG NEW | 57061R783 | — | 3,066 shares | $237,000 |
| USA COMPRESSION PARTNERS LP | COMUNIT LTDPAR | 90290N109 | — | 9,770 shares | $237,000 |
| AFFILIATED MANAGERS GROUP | COM | 008252108 | — | 1,180 shares | $236,000 |
| ANWORTH MORTGAGE ASSET CP | COM | 037347101 | — | 49,211 shares | $236,000 |
| MOLYCORP INC DEL | COM | 608753109 | — | 198,445 shares | $236,000 |
| MORNINGSTAR INC | COM | 617700109 | — | 3,480 shares | $236,000 |
| OCWEN FINL CORP | COM NEW | 675746309 | PUT | 9,000 shares | $236,000 |
| SCIENCE APPLICATNS INTL CP N | COM | 808625107 | — | 5,336 shares | $236,000 |
| SODASTREAM INTERNATIONAL LTD | USD SHS | M9068E105 | CALL | 8,000 shares | $236,000 |
| STAG INDL INC | COM | 85254J102 | — | 11,400 shares | $236,000 |
| SYNGENTA AG | SPONSORED ADR | 87160A100 | — | 3,729 shares | $236,000 |
| ULTA SALON COSMETCS & FRAG I | COM | 90384S303 | CALL | 2,000 shares | $236,000 |
| ALERE INC | COM | 01449J105 | — | 6,072 shares | $235,000 |
| CLEAN ENERGY FUELS CORP | COM | 184499101 | CALL | 30,100 shares | $235,000 |
| IRELAND BK | SPNSRD ADR NEW | 46267Q202 | — | 14,860 shares | $235,000 |
| KINDER MORGAN MANAGEMENT LLC | SHS | 49455U100 | PUT | 2,500 shares | $235,000 |
| SAIA INC | COM | 78709Y105 | — | 4,745 shares | $235,000 |
| SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 | PUT | 5,000 shares | $235,000 |
| YPF SOCIEDAD ANONIMA | SPON ADR CL D | 984245100 | — | 6,343 shares | $235,000 |
| AURICO GOLD INC | COM | 05155C105 | — | 67,061 shares | $234,000 |
| DIREXION SHS ETF TR | 20YR TRES BULL | 25459W540 | CALL | 3,500 shares | $234,000 |