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UBS AG
Period ended Sep 30, 2014 · Latest filing Nov 12, 2014
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2014: $135,582,726,000
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2014. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares: $5,234,289,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · PUT: $2,805,798,000
- UBS AG · SHS NEW · H89231338 · shares: $1,708,821,000
- APPLE INC · COM · 037833100 · shares: $1,698,006,000
- MICROSOFT CORP · COM · 594918104 · shares: $1,309,238,000
- JOHNSON & JOHNSON · COM · 478160104 · shares: $1,175,481,000
- ISHARES TR · MSCI EMG MKT ETF · 464287234 · shares · PUT: $1,076,819,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · CALL: $1,069,771,000
- INTEL CORP · COM · 458140100 · shares: $969,358,000
- ISHARES TR · RUSSELL 2000 ETF · 464287655 · shares: $897,841,000
Filing totals differ
The filing summary reports $135,582,726,000, while the holdings entries total $135,582,744,000.
Reported holdings
15,317 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| UNION BANKSHARES INC | COM | 905400107 | — | 8,491 shares | $204,000 |
| UNITED TECHNOLOGIES CORP | UNIT 99/99/9999 | 913017117 | — | 3,460 shares | $204,000 |
| WISDOMTREE TR | AUST NEW ZEAL DB | 97717W216 | — | 10,409 shares | $204,000 |
| ALTISOURCE ASSET MGMT CORP | COM | 02153X108 | — | 300 shares | $203,000 |
| ARTISAN PARTNERS ASSET MGMT | CL A | 04316A108 | — | 3,898 shares | $203,000 |
| HENRY JACK & ASSOC INC | COM | 426281101 | — | 3,640 shares | $203,000 |
| ITAU UNIBANCO HLDG SA | SPON ADR REP PFD | 465562106 | — | 14,637 shares | $203,000 |
| SIERRA WIRELESS INC | COM | 826516106 | PUT | 7,600 shares | $203,000 |
| UNITED FIRE GROUP INC | COM | 910340108 | — | 7,303 shares | $203,000 |
| DIREXION SHS ETF TR | DLY S&P 500 BEAR | 25459Y371 | — | 8,176 shares | $202,000 |
| FIRST HORIZON NATL CORP | COM | 320517105 | — | 16,427 shares | $202,000 |
| MASONITE INTL CORP NEW | COM | 575385109 | — | 3,652 shares | $202,000 |
| MELLANOX TECHNOLOGIES LTD | SHS | M51363113 | — | 4,503 shares | $202,000 |
| SELECT INCOME REIT | COM SH BEN INT | 81618T100 | — | 8,410 shares | $202,000 |
| AMBARELLA INC | SHS | G037AX101 | CALL | 4,600 shares | $201,000 |
| CARPENTER TECHNOLOGY CORP | COM | 144285103 | — | 4,459 shares | $201,000 |
| CAVCO INDS INC DEL | COM | 149568107 | — | 2,963 shares | $201,000 |
| HEARTLAND EXPRESS INC | COM | 422347104 | — | 8,403 shares | $201,000 |
| J2 GLOBAL INC | COM | 48123V102 | — | 4,082 shares | $201,000 |
| KBR INC | COM | 48242W106 | — | 10,700 shares | $201,000 |
| MSCI INC | COM | 55354G100 | — | 4,284 shares | $201,000 |
| NOKIA CORP | SPONSORED ADR | 654902204 | PUT | 23,800 shares | $201,000 |
| NORFOLK SOUTHERN CORP | COM | 655844108 | — | 1,800 shares | $201,000 |
| AMREIT INC NEW | CL B | 03216B208 | — | 8,693 shares | $200,000 |
| BLACKROCK MUNIYLD MICH QLTY | COM | 09254W103 | — | 15,943 shares | $200,000 |
| CLARCOR INC | COM | 179895107 | — | 3,165 shares | $200,000 |
| PLUG POWER INC | COM NEW | 72919P202 | — | 43,660 shares | $200,000 |
| WELLPOINT INC | COM | 94973V107 | — | 1,671 shares | $200,000 |
| CRITEO S A | SPONS ADS | 226718104 | PUT | 5,900 shares | $199,000 |
| PAPA JOHNS INTL INC | COM | 698813102 | — | 4,970 shares | $199,000 |
| SPLUNK INC | COM | 848637104 | CALL | 3,600 shares | $199,000 |
| WESTLAKE CHEM CORP | COM | 960413102 | — | 2,300 shares | $199,000 |
| AMERICAN AXLE & MFG HLDGS IN | COM | 024061103 | CALL | 11,800 shares | $198,000 |
| CALAMP CORP | COM | 128126109 | — | 11,224 shares | $198,000 |
| CHEMED CORP NEW | COM | 16359R103 | — | 1,925 shares | $198,000 |
| CINCINNATI BELL INC NEW | PFD CV DEP1/20 | 171871403 | — | 4,131 shares | $198,000 |
| CORNERSTONE ONDEMAND INC | COM | 21925Y103 | — | 5,753 shares | $198,000 |
| FRANKLIN ELEC INC | COM | 353514102 | — | 5,688 shares | $198,000 |
| MADISON SQUARE GARDEN CO | CL A | 55826P100 | PUT | 3,000 shares | $198,000 |
| VANTIV INC | CL A | 92210H105 | — | 6,400 shares | $198,000 |
| WISCONSIN ENERGY CORP | COM | 976657106 | PUT | 4,600 shares | $198,000 |
| BLACKROCK INC | COM | 09247X101 | PUT | 600 shares | $197,000 |
| DELAWARE INVT NAT MUNI INC F | SH BEN INT | 24610T108 | — | 15,409 shares | $197,000 |
| INDEPENDENT BK GROUP INC | COM | 45384B106 | — | 4,158 shares | $197,000 |
| VALSPAR CORP | COM | 920355104 | CALL | 2,500 shares | $197,000 |
| ACCURIDE CORP NEW | COM NEW | 00439T206 | — | 51,618 shares | $196,000 |
| DELAWARE INV CO MUN INC FD I | COM | 246101109 | — | 13,390 shares | $196,000 |
| DYNEGY INC NEW DEL | COM | 26817R108 | — | 6,779 shares | $196,000 |
| FIREEYE INC | COM | 31816Q101 | — | 6,400 shares | $196,000 |
| GORMAN RUPP CO | COM | 383082104 | — | 6,513 shares | $196,000 |
| HELMERICH & PAYNE INC | COM | 423452101 | CALL | 2,000 shares | $196,000 |
| ISHARES | GLB GLD MINR ETF | 464286335 | — | 21,515 shares | $196,000 |
| LACLEDE GROUP INC | COM | 505597104 | — | 4,223 shares | $196,000 |
| MARKET VECTORS ETF TR | NATURAL RES ETF | 57060U795 | — | 5,283 shares | $196,000 |
| OCWEN FINL CORP | COM NEW | 675746309 | — | 7,500 shares | $196,000 |
| PENN WEST PETE LTD NEW | COM | 707887105 | CALL | 29,100 shares | $196,000 |
| QUOTIENT LTD | SHS | G73268107 | — | 20,836 shares | $196,000 |
| WISDOMTREE TR | FUTRE STRAT FD | 97717W125 | — | 4,500 shares | $196,000 |
| ARROWHEAD RESH CORP | COM NEW | 042797209 | — | 13,206 shares | $195,000 |
| ATHLON ENERGY INC | COM | 047477104 | — | 3,346 shares | $195,000 |
| ECOLAB INC | COM | 278865100 | CALL | 1,700 shares | $195,000 |
| QUINTILES TRANSNATIO HLDGS I | COM | 74876Y101 | — | 3,500 shares | $195,000 |
| SALEM COMMUNICATIONS CORP DE | CL A | 794093104 | — | 25,609 shares | $195,000 |
| STANLEY BLACK & DECKER INC | COM | 854502101 | CALL | 2,200 shares | $195,000 |
| TOYOTA MOTOR CORP | SP ADR REP2COM | 892331307 | — | 1,661 shares | $195,000 |
| ALTISOURCE RESIDENTIAL CORP | CL B | 02153W100 | CALL | 8,100 shares | $194,000 |
| BANK NEW YORK MELLON CORP | COM | 064058100 | PUT | 5,000 shares | $194,000 |
| FLUOR CORP NEW | COM | 343412102 | PUT | 2,900 shares | $194,000 |
| GENTEX CORP | COM | 371901109 | — | 7,235 shares | $194,000 |
| HAIN CELESTIAL GROUP INC | COM | 405217100 | PUT | 1,900 shares | $194,000 |
| SPIRIT AIRLS INC | COM | 848577102 | CALL | 2,800 shares | $194,000 |
| SUPER MICRO COMPUTER INC | COM | 86800U104 | CALL | 6,600 shares | $194,000 |
| BARCLAYS BK PLC | IPMS INDIA ETN | 06739F291 | — | 2,750 shares | $193,000 |
| COEUR MNG INC | COM NEW | 192108504 | CALL | 38,900 shares | $193,000 |
| CREDICORP LTD | COM | G2519Y108 | — | 1,256 shares | $193,000 |
| DIGITAL RLTY TR INC | COM | 253868103 | PUT | 3,100 shares | $193,000 |
| ENDURANCE SPECIALTY HLDGS LT | SHS | G30397106 | — | 3,495 shares | $193,000 |
| MARKET VECTORS ETF TR | VIETNAM ETF | 57060U761 | — | 8,830 shares | $193,000 |
| AMERICAN RAILCAR INDS INC | COM | 02916P103 | CALL | 2,600 shares | $192,000 |
| AUTOHOME INC | SP ADR RP CL A | 05278C107 | — | 4,572 shares | $192,000 |
| COMMUNITY TR BANCORP INC | COM | 204149108 | — | 5,713 shares | $192,000 |
| CUBIC CORP | COM | 229669106 | — | 4,108 shares | $192,000 |
| HUNTSMAN CORP | COM | 447011107 | PUT | 7,400 shares | $192,000 |
| MADISON SQUARE GARDEN CO | CL A | 55826P100 | CALL | 2,900 shares | $192,000 |
| OCEAN RIG UDW INC | SHS | Y64354205 | — | 11,932 shares | $192,000 |
| SPECTRANETICS CORP | COM | 84760C107 | — | 7,220 shares | $192,000 |
| UNITIL CORP | COM | 913259107 | — | 6,171 shares | $192,000 |
| BJS RESTAURANTS INC | COM | 09180C106 | CALL | 5,300 shares | $191,000 |
| COLONY FINL INC | COM | 19624R106 | — | 8,538 shares | $191,000 |
| ORBITAL SCIENCES CORP | COM | 685564106 | — | 6,860 shares | $191,000 |
| PAN AMERICAN SILVER CORP | COM | 697900108 | PUT | 17,400 shares | $191,000 |
| PROSHARES TR | ULTSHRT QQQ | 74348A426 | CALL | 4,300 shares | $191,000 |
| PUMA BIOTECHNOLOGY INC | COM | 74587V107 | PUT | 800 shares | $191,000 |
| ADVANCED SEMICONDUCTOR ENGR | SPONSORED ADR | 00756M404 | — | 32,229 shares | $190,000 |
| BLACKROCK MUNIYLD MICH QLTY | COM | 09254V105 | — | 14,226 shares | $190,000 |
| CHICOS FAS INC | COM | 168615102 | — | 12,831 shares | $190,000 |
| DIREXION SHS ETF TR | GLD MNRS BEAR 3X | 25459W235 | PUT | 6,700 shares | $190,000 |
| ENERSYS | COM | 29275Y102 | — | 3,246 shares | $190,000 |
| EXCO RESOURCES INC | COM | 269279402 | — | 56,766 shares | $190,000 |
| FREIGHTCAR AMER INC | COM | 357023100 | CALL | 5,700 shares | $190,000 |