← Back to Discover
UBS AG
Period ended Sep 30, 2014 · Latest filing Nov 12, 2014
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2014: $135,582,726,000
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2014. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares: $5,234,289,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · PUT: $2,805,798,000
- UBS AG · SHS NEW · H89231338 · shares: $1,708,821,000
- APPLE INC · COM · 037833100 · shares: $1,698,006,000
- MICROSOFT CORP · COM · 594918104 · shares: $1,309,238,000
- JOHNSON & JOHNSON · COM · 478160104 · shares: $1,175,481,000
- ISHARES TR · MSCI EMG MKT ETF · 464287234 · shares · PUT: $1,076,819,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · CALL: $1,069,771,000
- INTEL CORP · COM · 458140100 · shares: $969,358,000
- ISHARES TR · RUSSELL 2000 ETF · 464287655 · shares: $897,841,000
Filing totals differ
The filing summary reports $135,582,726,000, while the holdings entries total $135,582,744,000.
Reported holdings
15,317 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| ATLAS RESOURCE PARTNERS LP | COM UNT LTD PR | 04941A101 | PUT | 6,700 shares | $130,000 |
| GLOBAL X FDS | FTSE GREECE 20 | 37950E366 | PUT | 7,000 shares | $130,000 |
| HORNBECK OFFSHORE SVCS INC N | COM | 440543106 | — | 3,965 shares | $130,000 |
| KANSAS CITY LIFE INS CO | COM | 484836101 | — | 2,923 shares | $130,000 |
| NICE SYS LTD | SPONSORED ADR | 653656108 | — | 3,181 shares | $130,000 |
| NUVEEN NY DIV ADVANTG MUN FD | COM | 67070A101 | — | 9,893 shares | $130,000 |
| PEBBLEBROOK HOTEL TR | COM | 70509V100 | — | 3,487 shares | $130,000 |
| SANOFI | SPONSORED ADR | 80105N105 | — | 2,305 shares | $130,000 |
| SHIRE PLC | SPONSORED ADR | 82481R106 | PUT | 500 shares | $130,000 |
| SUSQUEHANNA BANCSHARES INC P | COM | 869099101 | PUT | 13,000 shares | $130,000 |
| ULTA SALON COSMETCS & FRAG I | COM | 90384S303 | PUT | 1,100 shares | $130,000 |
| 1ST CENTURY BANCSHARES INC | COM | 31943X102 | — | 17,500 shares | $129,000 |
| ALLEGIANT TRAVEL CO | COM | 01748X102 | — | 1,047 shares | $129,000 |
| ASTRAZENECA PLC | SPONSORED ADR | 046353108 | PUT | 1,800 shares | $129,000 |
| CAE INC | COM | 124765108 | — | 10,600 shares | $129,000 |
| E HOUSE CHINA HLDGS LTD | ADR | 26852W103 | CALL | 13,600 shares | $129,000 |
| EXELIXIS INC | COM | 30161Q104 | CALL | 84,000 shares | $129,000 |
| GENERAC HLDGS INC | COM | 368736104 | — | 3,194 shares | $129,000 |
| ISHARES TR | 2020 CORP EX ETF | 46432FAK3 | — | 1,318 shares | $129,000 |
| MOELIS & CO | CL A | 60786M105 | — | 3,778 shares | $129,000 |
| MORGAN STANLEY EMER MKTS FD | COM | 61744G107 | — | 8,315 shares | $129,000 |
| AERCAP HOLDINGS NV | SHS | N00985106 | — | 3,134 shares | $128,000 |
| BANK AMER CORP | COM | 060505104 | CALL | 7,500 shares | $128,000 |
| CME GROUP INC | COM | 12572Q105 | CALL | 1,600 shares | $128,000 |
| LAKELAND BANCORP INC | COM | 511637100 | — | 13,128 shares | $128,000 |
| LEGACY RESVS LP | UNIT LP INT | 524707304 | PUT | 4,300 shares | $128,000 |
| MARKET VECTORS ETF TR | AFRICA ETF | 57060U787 | — | 4,078 shares | $128,000 |
| MICROCHIP TECHNOLOGY INC | COM | 595017104 | PUT | 2,700 shares | $128,000 |
| SANCHEZ ENERGY CORP | COM | 79970Y105 | — | 4,886 shares | $128,000 |
| SPDR SERIES TRUST | COMP SOFTWARE | 78464A599 | — | 1,490 shares | $128,000 |
| XCERRA CORP | COM | 98400J108 | — | 13,044 shares | $128,000 |
| ABERDEEN GTR CHINA FD INC | COM | 003031101 | — | 12,285 shares | $127,000 |
| AVALONBAY CMNTYS INC | COM | 053484101 | PUT | 900 shares | $127,000 |
| CRH PLC | ADR | 12626K203 | — | 5,588 shares | $127,000 |
| CYRUSONE INC | COM | 23283R100 | — | 5,302 shares | $127,000 |
| FRANCO NEVADA CORP | COM | 351858105 | PUT | 2,600 shares | $127,000 |
| GABELLI EQUITY TR INC | RIGHT 10/20/2014 | 362397184 | — | 2,194,148 shares | $127,000 |
| LABORATORY CORP AMER HLDGS | COM NEW | 50540R409 | — | 1,245 shares | $127,000 |
| NORWEGIAN CRUISE LINE HLDGS | SHS | G66721104 | — | 3,536 shares | $127,000 |
| OCEANEERING INTL INC | COM | 675232102 | — | 1,955 shares | $127,000 |
| OMNIVISION TECHNOLOGIES INC | COM | 682128103 | PUT | 4,800 shares | $127,000 |
| PETSMART INC | COM | 716768106 | — | 1,818 shares | $127,000 |
| SL GREEN RLTY CORP | COM | 78440X101 | — | 1,252 shares | $127,000 |
| UNIVERSAL HEALTH RLTY INCM T | SH BEN INT | 91359E105 | — | 3,055 shares | $127,000 |
| VANGUARD INTL EQUITY INDEX F | FTSE EUROPE ETF | 922042874 | CALL | 2,300 shares | $127,000 |
| VISHAY INTERTECHNOLOGY INC | COM | 928298108 | CALL | 8,900 shares | $127,000 |
| WD-40 CO | COM | 929236107 | — | 1,873 shares | $127,000 |
| ALLIANCE FIBER OPTIC PRODS I | COM NEW | 018680306 | — | 10,173 shares | $126,000 |
| ALLIANCE NEW YORK MUN INC FD | COM | 018714105 | — | 10,050 shares | $126,000 |
| DEUTSCHE STRATEGIC MUN INCOM | COM | 25159F102 | — | 9,338 shares | $126,000 |
| DR REDDYS LABS LTD | ADR | 256135203 | — | 2,405 shares | $126,000 |
| FLAGSTAR BANCORP INC | COM PAR .001 | 337930705 | — | 7,512 shares | $126,000 |
| J & J SNACK FOODS CORP | COM | 466032109 | — | 1,343 shares | $126,000 |
| LUMBER LIQUIDATORS HLDGS INC | COM | 55003T107 | PUT | 2,200 shares | $126,000 |
| MILLENNIAL MEDIA INC | COM | 60040N105 | CALL | 67,500 shares | $126,000 |
| NORWOOD FINANCIAL CORP | COM | 669549107 | — | 4,400 shares | $126,000 |
| POWERSHARES GLOBAL ETF TRUST | INSUR NATL MUN | 73936T474 | CALL | 5,000 shares | $126,000 |
| SOUFUN HLDGS LTD | ADR | 836034108 | — | 12,676 shares | $126,000 |
| TWO HBRS INVT CORP | COM | 90187B101 | CALL | 13,000 shares | $126,000 |
| U M H PROPERTIES INC | COM | 903002103 | — | 13,295 shares | $126,000 |
| WESTLAKE CHEM CORP | COM | 960413102 | — | 1,450 shares | $126,000 |
| ALLERGAN INC | COM | 018490102 | PUT | 700 shares | $125,000 |
| ASM INTL N V | NY REGISTER SH | N07045102 | — | 3,435 shares | $125,000 |
| BARCLAYS BK PLC | IPATH S&P MT ETN | 06740C519 | — | 9,530 shares | $125,000 |
| BARNES GROUP INC | COM | 067806109 | — | 4,122 shares | $125,000 |
| CHINA DISTANCE ED HLDGS LTD | SPONS ADR | 16944W104 | — | 8,898 shares | $125,000 |
| CPFL ENERGIA S A | SPONSORED ADR | 126153105 | — | 8,038 shares | $125,000 |
| FLOTEK INDS INC DEL | COM | 343389102 | CALL | 4,800 shares | $125,000 |
| ITRON INC | COM | 465741106 | — | 3,189 shares | $125,000 |
| NEW ORIENTAL ED & TECH GRP I | SPON ADR | 647581107 | CALL | 5,400 shares | $125,000 |
| PARK CITY GROUP INC | COM NEW | 700215304 | — | 12,700 shares | $125,000 |
| SPDR SERIES TRUST | BRC HGH YLD BD | 78464A417 | PUT | 3,100 shares | $125,000 |
| SPDR S&P MIDCAP 400 ETF TR | UTSER1 S&PDCRP | 78467Y107 | PUT | 500 shares | $125,000 |
| SUNOCO LOGISTICS PRTNRS L P | COM UNITS | 86764L108 | CALL | 2,600 shares | $125,000 |
| WASHINGTON PRIME GROUP INC | COM | 939647103 | — | 7,127 shares | $125,000 |
| WISDOMTREE TR | INDIA ERNGS FD | 97717W422 | PUT | 5,700 shares | $125,000 |
| ACCURAY INC | COM | 004397105 | — | 17,056 shares | $124,000 |
| ANALOG DEVICES INC | COM | 032654105 | PUT | 2,500 shares | $124,000 |
| AVIV REIT INC MD | COM | 05381L101 | — | 4,700 shares | $124,000 |
| BARCLAYS BANK PLC | ETN DJUBS SGAR38 | 06739H214 | — | 2,940 shares | $124,000 |
| BLACKROCK ENHANCED GOVT FD I | COM | 09255K108 | — | 8,822 shares | $124,000 |
| CABLEVISION SYS CORP | CL A NY CABLVS | 12686C109 | CALL | 7,100 shares | $124,000 |
| CROSS CTRY HEALTHCARE INC | COM | 227483104 | — | 13,357 shares | $124,000 |
| FIRST TR EXCHANGE TRADED FD | AUTO INDEX FD | 33734X309 | — | 3,286 shares | $124,000 |
| INTREXON CORP | COM | 46122T102 | PUT | 6,700 shares | $124,000 |
| JETBLUE AIRWAYS CORP | COM | 477143101 | CALL | 11,700 shares | $124,000 |
| NELNET INC | CL A | 64031N108 | — | 2,873 shares | $124,000 |
| NEXTERA ENERGY INC | UNIT 09/01/2015 | 65339F887 | — | 2,062 shares | $124,000 |
| PAYCHEX INC | COM | 704326107 | PUT | 2,800 shares | $124,000 |
| PLUG POWER INC | COM NEW | 72919P202 | PUT | 27,000 shares | $124,000 |
| VIRTUS INVT PARTNERS INC | COM | 92828Q109 | — | 716 shares | $124,000 |
| AK STL HLDG CORP | COM | 001547108 | CALL | 15,400 shares | $123,000 |
| AMERICAN RAILCAR INDS INC | COM | 02916P103 | — | 1,666 shares | $123,000 |
| ARCH COAL INC | COM | 039380100 | — | 58,000 shares | $123,000 |
| BRADY CORP | CL A | 104674106 | — | 5,488 shares | $123,000 |
| CHURCHILL DOWNS INC | COM | 171484108 | — | 1,266 shares | $123,000 |
| DIANA SHIPPING INC | COM | Y2066G104 | — | 13,706 shares | $123,000 |
| GENESCO INC | COM | 371532102 | — | 1,652 shares | $123,000 |
| GRUBHUB INC | COM | 400110102 | CALL | 3,600 shares | $123,000 |
| GUESS INC | COM | 401617105 | CALL | 5,600 shares | $123,000 |