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UBS AG
Period ended Sep 30, 2014 · Latest filing Nov 12, 2014
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2014: $135,582,726,000
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2014. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares: $5,234,289,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · PUT: $2,805,798,000
- UBS AG · SHS NEW · H89231338 · shares: $1,708,821,000
- APPLE INC · COM · 037833100 · shares: $1,698,006,000
- MICROSOFT CORP · COM · 594918104 · shares: $1,309,238,000
- JOHNSON & JOHNSON · COM · 478160104 · shares: $1,175,481,000
- ISHARES TR · MSCI EMG MKT ETF · 464287234 · shares · PUT: $1,076,819,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · CALL: $1,069,771,000
- INTEL CORP · COM · 458140100 · shares: $969,358,000
- ISHARES TR · RUSSELL 2000 ETF · 464287655 · shares: $897,841,000
Filing totals differ
The filing summary reports $135,582,726,000, while the holdings entries total $135,582,744,000.
Reported holdings
15,317 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| COLUMBIA ETF TR | SEL LC GRW ETF | 19761R406 | — | 1,788 shares | $81,000 |
| COMPUTER PROGRAMS & SYS INC | COM | 205306103 | — | 1,413 shares | $81,000 |
| ENVESTNET INC | COM | 29404K106 | — | 1,801 shares | $81,000 |
| GETTY RLTY CORP NEW | COM | 374297109 | — | 4,771 shares | $81,000 |
| GLADSTONE INVT CORP | COM | 376546107 | — | 11,428 shares | $81,000 |
| GNC HLDGS INC | COM CL A | 36191G107 | CALL | 2,100 shares | $81,000 |
| HENRY JACK & ASSOC INC | COM | 426281101 | — | 1,463 shares | $81,000 |
| HIGHWOODS PPTYS INC | COM | 431284108 | — | 2,091 shares | $81,000 |
| JAMBA INC | COM NEW | 47023A309 | — | 5,692 shares | $81,000 |
| KNOT OFFSHORE PARTNERS LP | COM UNITS | Y48125101 | — | 3,242 shares | $81,000 |
| KULICKE & SOFFA INDS INC | COM | 501242101 | — | 5,686 shares | $81,000 |
| LEAR CORP | COM NEW | 521865204 | — | 934 shares | $81,000 |
| MORGAN STANLEY | RENMIN/USD ETN | 61747W257 | — | 1,903 shares | $81,000 |
| NUVEEN NEW JERSEY DIVID | COM | 67071T109 | — | 6,150 shares | $81,000 |
| OILTANKING PARTNERS L P | UNIT LTD | 678049107 | — | 1,635 shares | $81,000 |
| PROSHARES TR | ULTRA SH DOW30 | 74347X112 | — | 3,288 shares | $81,000 |
| PROSHARES TR | ULTSHT FTSE EURO | 74348A434 | — | 1,359 shares | $81,000 |
| SYKES ENTERPRISES INC | COM | 871237103 | — | 4,077 shares | $81,000 |
| VANGUARD INDEX FDS | LARGE CAP ETF | 922908637 | — | 900 shares | $81,000 |
| WELLCARE HEALTH PLANS INC | COM | 94946T106 | — | 1,343 shares | $81,000 |
| AMBAC FINL GROUP INC | COM NEW | 023139884 | — | 3,604 shares | $80,000 |
| ARISTA NETWORKS INC | COM | 040413106 | PUT | 900 shares | $80,000 |
| BARCLAYS BK PLC | US TRES STEEP | 06740L477 | — | 2,177 shares | $80,000 |
| BOB EVANS FARMS INC | COM | 096761101 | CALL | 1,700 shares | $80,000 |
| C H ROBINSON WORLDWIDE INC | COM NEW | 12541W209 | PUT | 1,200 shares | $80,000 |
| DIREXION SHS ETF TR | DAILY GOLD MINER | 25459Y389 | — | 3,478 shares | $80,000 |
| ENI S P A | SPONSORED ADR | 26874R108 | CALL | 1,700 shares | $80,000 |
| FIRST CONN BANCORP INC MD | COM | 319850103 | — | 5,530 shares | $80,000 |
| FIRST TR EXCHANGE TRADED FD | FIRST TR TA HIYL | 33738D408 | — | 1,570 shares | $80,000 |
| ISHARES TR | 2018 CORP EX ETF | 46432FAG2 | — | 813 shares | $80,000 |
| ISHARES TR | TIPS BD ETF | 464287176 | — | 711 shares | $80,000 |
| ISRAEL CHEMICALS LTD | SHS | M5920A109 | — | 11,039 shares | $80,000 |
| OXFORD INDS INC | COM | 691497309 | — | 1,307 shares | $80,000 |
| PORTOLA PHARMACEUTICALS INC | COM | 737010108 | — | 3,175 shares | $80,000 |
| POWERSHARES ETF TRUST | FND PUR LRGCR PT | 73935X450 | — | 2,078 shares | $80,000 |
| ROYAL BK SCOTLAND GROUP PLC | SPON ADR F | 780097804 | — | 3,107 shares | $80,000 |
| SEASPAN CORP | SHS | Y75638109 | PUT | 3,700 shares | $80,000 |
| SPDR SER TR | SPDR RUSSEL 2000 | 78468R853 | — | 1,212 shares | $80,000 |
| TILE SHOP HLDGS INC | COM | 88677Q109 | — | 8,671 shares | $80,000 |
| TOTAL S A | SPONSORED ADR | 89151E109 | — | 1,241 shares | $80,000 |
| WISDOMTREE TR | JAPAN HD RL ES | 97717W638 | — | 2,960 shares | $80,000 |
| XOMA CORP DEL | COM | 98419J107 | CALL | 19,100 shares | $80,000 |
| B COMMUNICATIONS LTD | SHS | M15629104 | — | 4,102 shares | $79,000 |
| CELLULAR DYNAMICS INTL INC | COM | 15117V109 | — | 11,300 shares | $79,000 |
| GLOBAL X FDS | GBLX URANIUM NEW | 37950E275 | CALL | 6,100 shares | $79,000 |
| IMPAX LABORATORIES INC | COM | 45256B101 | — | 3,350 shares | $79,000 |
| IRELAND BK | SPNSRD ADR NEW | 46267Q202 | PUT | 5,000 shares | $79,000 |
| MAGICJACK VOCALTEC LTD | SHS | M6787E101 | CALL | 8,000 shares | $79,000 |
| MEDIFAST INC | COM | 58470H101 | — | 2,400 shares | $79,000 |
| MONDELEZ INTL INC | CL A | 609207105 | PUT | 2,300 shares | $79,000 |
| NGL ENERGY PARTNERS LP | COM UNIT REPST | 62913M107 | CALL | 2,000 shares | $79,000 |
| OUTERWALL INC | COM | 690070107 | CALL | 1,400 shares | $79,000 |
| PAYLOCITY HLDG CORP | COM | 70438V106 | — | 4,000 shares | $79,000 |
| PETROBRAS ARGENTINA S A | SPONS ADR | 71646J109 | — | 12,047 shares | $79,000 |
| PPG INDS INC | COM | 693506107 | PUT | 400 shares | $79,000 |
| REPROS THERAPEUTICS INC | COM NEW | 76028H209 | — | 8,000 shares | $79,000 |
| SILICON LABORATORIES INC | COM | 826919102 | — | 1,938 shares | $79,000 |
| SMUCKER J M CO | COM NEW | 832696405 | PUT | 800 shares | $79,000 |
| UNITED STS GASOLINE FD LP | UNITS | 91201T102 | — | 1,457 shares | $79,000 |
| WNS HOLDINGS LTD | SPON ADR | 92932M101 | — | 3,511 shares | $79,000 |
| AMERICAN TOWER CORP NEW | COM | 03027X100 | — | 835 shares | $78,000 |
| BERKLEY W R CORP | COM | 084423102 | — | 1,629 shares | $78,000 |
| BIOMARIN PHARMACEUTICAL INC | NOTE 1.875% 4/2 | 09061GAD3 | — | 22,000 principal | $78,000 |
| COLGATE PALMOLIVE CO | COM | 194162103 | CALL | 1,200 shares | $78,000 |
| ETF SER SOLUTIONS | VIDENT INTL EQ | 26922A404 | — | 3,202 shares | $78,000 |
| GENCORP INC | COM | 368682100 | — | 4,887 shares | $78,000 |
| HAVERTY FURNITURE INC | CL A | 419596200 | — | 3,576 shares | $78,000 |
| ITC HLDGS CORP | COM | 465685105 | CALL | 2,200 shares | $78,000 |
| LIFE TIME FITNESS INC | COM | 53217R207 | — | 1,540 shares | $78,000 |
| MATRIX SVC CO | COM | 576853105 | — | 3,241 shares | $78,000 |
| MCDERMOTT INTL INC | COM | 580037109 | — | 13,690 shares | $78,000 |
| PEREGRINE PHARMACEUTICALS IN | COM NEW | 713661304 | — | 57,100 shares | $78,000 |
| PIMCO DYNAMIC INCOME FD | SHS | 72201Y101 | — | 2,462 shares | $78,000 |
| RESMED INC | COM | 761152107 | — | 1,584 shares | $78,000 |
| SALIX PHARMACEUTICALS INC | COM | 795435106 | PUT | 500 shares | $78,000 |
| SANDISK CORP | COM | 80004C101 | PUT | 800 shares | $78,000 |
| SOTHERLY HOTELS INC | COM | 83600C103 | — | 9,946 shares | $78,000 |
| SPRINT CORP | COM SER 1 | 85207U105 | CALL | 12,300 shares | $78,000 |
| SYNNEX CORP | COM | 87162W100 | CALL | 1,200 shares | $78,000 |
| UNITED STS SHORT OIL FD LP | UNITS | 912613205 | — | 2,291 shares | $78,000 |
| U S CONCRETE INC | COM NEW | 90333L201 | — | 3,000 shares | $78,000 |
| WISDOMTREE TR | KOREA HEDG EQT | 97717W372 | — | 3,590 shares | $78,000 |
| AMBAC FINL GROUP INC | COM NEW | 023139884 | CALL | 3,500 shares | $77,000 |
| BARCLAYS BK PLC | ADR 2 PREF 2 | 06739F390 | — | 3,047 shares | $77,000 |
| BARCLAYS BK PLC | RUSS2000 3X LG | 06740P403 | — | 582 shares | $77,000 |
| CAE INC | COM | 124765108 | — | 6,313 shares | $77,000 |
| CAMBRIA ETF TR | GLOBAL VALUE ETF | 132061409 | — | 3,409 shares | $77,000 |
| CELLCOM ISRAEL LTD | SHS | M2196U109 | — | 7,002 shares | $77,000 |
| COMMUNITY HEALTH SYS INC NEW | COM | 203668108 | PUT | 1,400 shares | $77,000 |
| CORPORATE OFFICE PPTYS TR | SH BEN INT | 22002T108 | — | 3,008 shares | $77,000 |
| COSTCO COMPANIES INC | NOTE 8/1 | 22160QAC6 | — | 27,000 principal | $77,000 |
| CRAFT BREW ALLIANCE INC | COM | 224122101 | — | 5,350 shares | $77,000 |
| EXPONENT INC | COM | 30214U102 | — | 1,089 shares | $77,000 |
| GAMING & LEISURE PPTYS INC | COM | 36467J108 | — | 2,486 shares | $77,000 |
| HIMAX TECHNOLOGIES INC | SPONSORED ADR | 43289P106 | PUT | 7,600 shares | $77,000 |
| HUDSON TECHNOLOGIES INC | COM | 444144109 | — | 23,334 shares | $77,000 |
| JABIL CIRCUIT INC | COM | 466313103 | PUT | 3,800 shares | $77,000 |
| KANDI TECHNOLOGIES GROUP INC | COM | 483709101 | CALL | 5,900 shares | $77,000 |
| KEYCORP NEW | PFD 7.75% SR A | 493267405 | — | 589 shares | $77,000 |
| KOSMOS ENERGY LTD | SHS | G5315B107 | — | 7,724 shares | $77,000 |