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UBS AG
Period ended Sep 30, 2014 · Latest filing Nov 12, 2014
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2014: $135,582,726,000
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2014. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares: $5,234,289,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · PUT: $2,805,798,000
- UBS AG · SHS NEW · H89231338 · shares: $1,708,821,000
- APPLE INC · COM · 037833100 · shares: $1,698,006,000
- MICROSOFT CORP · COM · 594918104 · shares: $1,309,238,000
- JOHNSON & JOHNSON · COM · 478160104 · shares: $1,175,481,000
- ISHARES TR · MSCI EMG MKT ETF · 464287234 · shares · PUT: $1,076,819,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · CALL: $1,069,771,000
- INTEL CORP · COM · 458140100 · shares: $969,358,000
- ISHARES TR · RUSSELL 2000 ETF · 464287655 · shares: $897,841,000
Filing totals differ
The filing summary reports $135,582,726,000, while the holdings entries total $135,582,744,000.
Reported holdings
15,317 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| DB-X EXCHANGE-TRADED FDS INC | XTRAK INDEP TRGT | 233052505 | — | 2,251 shares | $62,000 |
| EGA EMERGING GLOBAL SHS TR | EGSHR BYND BRC | 268461639 | — | 2,792 shares | $62,000 |
| EXTERRAN HLDGS INC | COM | 30225X103 | CALL | 1,400 shares | $62,000 |
| FIRST SAVINGS FINL GROUP INC | COM | 33621E109 | — | 2,493 shares | $62,000 |
| FLEXTRONICS INTL LTD | ORD | Y2573F102 | — | 6,000 shares | $62,000 |
| FOUNDATION MEDICINE INC | COM | 350465100 | — | 3,277 shares | $62,000 |
| GENERAL AMERN INVS INC | COM | 368802104 | — | 1,686 shares | $62,000 |
| GLOBAL BRASS & COPPR HLDGS I | COM | 37953G103 | — | 4,199 shares | $62,000 |
| GPO AEROPORTUARIO DEL PAC SA | SPON ADR B | 400506101 | — | 918 shares | $62,000 |
| HEALTH CARE REIT INC | COM | 42217K106 | CALL | 1,000 shares | $62,000 |
| HORACE MANN EDUCATORS CORP N | COM | 440327104 | — | 2,178 shares | $62,000 |
| IAMGOLD CORP | COM | 450913108 | CALL | 22,500 shares | $62,000 |
| INTERDIGITAL INC | COM | 45867G101 | — | 1,555 shares | $62,000 |
| ISHARES | MBS ETF | 464288588 | — | 578 shares | $62,000 |
| ISHARES TR | HDG MSCI JAPAN | 46434V886 | — | 2,348 shares | $62,000 |
| KITE PHARMA INC | COM | 49803L109 | — | 2,159 shares | $62,000 |
| LIPOSCIENCE INC | COM | 53630M108 | — | 11,949 shares | $62,000 |
| LUMINEX CORP DEL | COM | 55027E102 | — | 3,184 shares | $62,000 |
| MARKET VECTORS ETF TR | GOLD MINER ETF | 57060U100 | — | 2,900 shares | $62,000 |
| MOLYCORP INC DEL | COM | 608753109 | CALL | 51,800 shares | $62,000 |
| MURPHY USA INC | COM | 626755102 | — | 1,167 shares | $62,000 |
| O REILLY AUTOMOTIVE INC NEW | COM | 67103H107 | — | 410 shares | $62,000 |
| OWENS CORNING NEW | COM | 690742101 | — | 1,960 shares | $62,000 |
| PENNSYLVANIA RL ESTATE INVT | SH BEN INT | 709102107 | — | 3,112 shares | $62,000 |
| QUICKLOGIC CORP | COM | 74837P108 | CALL | 20,600 shares | $62,000 |
| RACKSPACE HOSTING INC | COM | 750086100 | CALL | 1,900 shares | $62,000 |
| RAMCO-GERSHENSON PPTYS TR | PERP PFD-D CV | 751452608 | — | 1,020 shares | $62,000 |
| STRAYER ED INC | COM | 863236105 | — | 1,030 shares | $62,000 |
| TOWER INTL INC | COM | 891826109 | — | 2,443 shares | $62,000 |
| WHITING PETE CORP NEW | COM | 966387102 | PUT | 800 shares | $62,000 |
| WOODWARD INC | COM | 980745103 | CALL | 1,300 shares | $62,000 |
| ALEXANDERS INC | COM | 014752109 | — | 164 shares | $61,000 |
| AMER RLTY CAP HEALTHCAR TR I | COM | 02917R108 | — | 5,846 shares | $61,000 |
| AON PLC | SHS CL A | G0408V102 | CALL | 700 shares | $61,000 |
| ARMOUR RESIDENTIAL REIT INC | COM | 042315101 | — | 15,774 shares | $61,000 |
| BANCFIRST CORP | COM | 05945F103 | — | 972 shares | $61,000 |
| BARCLAYS BANK PLC | ETN DJUBSLEAD 38 | 06739H263 | — | 1,317 shares | $61,000 |
| CAPITOL ACQUISITION CORP II | UNIT 99/99/9999 | 14056V204 | — | 6,100 shares | $61,000 |
| CARLYLE GROUP L P | COM UTS LTD PTN | 14309L102 | PUT | 2,000 shares | $61,000 |
| CASH AMER INTL INC | COM | 14754D100 | — | 1,389 shares | $61,000 |
| CHICOS FAS INC | COM | 168615102 | PUT | 4,100 shares | $61,000 |
| COMPUTER SCIENCES CORP | COM | 205363104 | CALL | 1,000 shares | $61,000 |
| CONVERSANT INC | COM | 21249J105 | — | 1,767 shares | $61,000 |
| EXCHANGE TRADED CONCEPTS TR | ROBO STX GLB ETF | 301505707 | — | 2,329 shares | $61,000 |
| FIFTH STREET FINANCE CORP | COM | 31678A103 | CALL | 6,600 shares | $61,000 |
| FORTUNA SILVER MINES INC | COM | 349915108 | — | 15,000 shares | $61,000 |
| GREAT LAKES DREDGE & DOCK CO | COM | 390607109 | — | 9,889 shares | $61,000 |
| HEADWATERS INC | COM | 42210P102 | CALL | 4,900 shares | $61,000 |
| HUNTINGTON STRATEGY SHS | ECOL STRAT ETF | 446698201 | — | 1,692 shares | $61,000 |
| INTUIT | COM | 461202103 | PUT | 700 shares | $61,000 |
| LIFELOCK INC | COM | 53224V100 | CALL | 4,300 shares | $61,000 |
| LIMELIGHT NETWORKS INC | COM | 53261M104 | — | 26,186 shares | $61,000 |
| LLOYDS BANKING GROUP PLC | SPONSORED ADR | 539439109 | CALL | 12,200 shares | $61,000 |
| MECHEL OAO | SPONSORED ADR | 583840103 | — | 53,761 shares | $61,000 |
| NEOSTEM INC | COM PAR $.001 | 640650404 | CALL | 11,000 shares | $61,000 |
| NET 1 UEPS TECHNOLOGIES INC | COM NEW | 64107N206 | — | 5,057 shares | $61,000 |
| NEW HAMPSHIRE THRIFT BANCSHS | COM | 644722100 | — | 3,943 shares | $61,000 |
| NEW YORK TIMES CO | CL A | 650111107 | — | 5,478 shares | $61,000 |
| PROSHARES TR | ULT MSCIBZL CAPP | 74348A673 | — | 871 shares | $61,000 |
| ROYAL GOLD INC | COM | 780287108 | — | 940 shares | $61,000 |
| SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 808524706 | — | 2,421 shares | $61,000 |
| SEALED AIR CORP NEW | COM | 81211K100 | — | 1,750 shares | $61,000 |
| SEMGROUP CORP | *W EXP 11/30/201 | 81663A113 | — | 1,033 shares | $61,000 |
| SINCLAIR BROADCAST GROUP INC | CL A | 829226109 | — | 2,330 shares | $61,000 |
| SYMETRA FINL CORP | COM | 87151Q106 | — | 2,597 shares | $61,000 |
| TELEFONICA S A | SPONSORED ADR | 879382208 | PUT | 4,000 shares | $61,000 |
| TORTOISE PWR & ENERGY INFRAS | COM | 89147X104 | — | 2,161 shares | $61,000 |
| WESTLAKE CHEM CORP | COM | 960413102 | CALL | 700 shares | $61,000 |
| 58 COM INC | SPON ADR REP A | 31680Q104 | — | 1,600 shares | $60,000 |
| ACACIA RESH CORP | ACACIA TCH COM | 003881307 | CALL | 3,900 shares | $60,000 |
| ADECOAGRO S A | COM | L00849106 | — | 6,830 shares | $60,000 |
| AKORN INC | COM | 009728106 | — | 1,646 shares | $60,000 |
| ALLEGIANT TRAVEL CO | COM | 01748X102 | — | 487 shares | $60,000 |
| AMERICAN PUBLIC EDUCATION IN | COM | 02913V103 | — | 2,205 shares | $60,000 |
| ASHFORD HOSPITALITY PRIME IN | COM | 044102101 | — | 3,950 shares | $60,000 |
| BANK SOUTH CAROLINA CORP | COM | 065066102 | — | 4,000 shares | $60,000 |
| BASSETT FURNITURE INDS INC | COM | 070203104 | — | 4,399 shares | $60,000 |
| CAMPBELL SOUP CO | COM | 134429109 | CALL | 1,400 shares | $60,000 |
| CAVIUM INC | COM | 14964U108 | PUT | 1,200 shares | $60,000 |
| COGNEX CORP | COM | 192422103 | CALL | 1,500 shares | $60,000 |
| COLLECTORS UNIVERSE INC | COM NEW | 19421R200 | — | 2,728 shares | $60,000 |
| ELIZABETH ARDEN INC | COM | 28660G106 | PUT | 3,600 shares | $60,000 |
| FLANIGANS ENTERPRISES INC | COM | 338517105 | — | 3,037 shares | $60,000 |
| IBERIABANK CORP | COM | 450828108 | — | 958 shares | $60,000 |
| ISHARES | RET RL ES CP ETF | 464288547 | — | 1,553 shares | $60,000 |
| ISHARES U S ETF TR | IT RT HDG HGYL | 46431W606 | — | 619 shares | $60,000 |
| JONES ENERGY INC | COM CL A | 48019R108 | — | 3,181 shares | $60,000 |
| LE GAGA HLDGS LTD | SPONSORED ADR | 521168104 | — | 15,065 shares | $60,000 |
| LIFEVANTAGE CORP | COM | 53222K106 | — | 52,500 shares | $60,000 |
| LINDSAY CORP | COM | 535555106 | CALL | 800 shares | $60,000 |
| MARKET VECTORS ETF TR | URAN NUCLR ENRGY | 57061R577 | — | 1,176 shares | $60,000 |
| METHANEX CORP | COM | 59151K108 | CALL | 900 shares | $60,000 |
| MONTGOMERY STR INCOME SECS I | COM | 614115103 | — | 3,646 shares | $60,000 |
| MTS SYS CORP | COM | 553777103 | — | 875 shares | $60,000 |
| MV OIL TR | TR UNITS | 553859109 | — | 2,307 shares | $60,000 |
| OFFICE DEPOT INC | COM | 676220106 | PUT | 11,700 shares | $60,000 |
| PEOPLES FINL SVCS CORP | COM | 711040105 | — | 1,309 shares | $60,000 |
| PROSHARES TR | ULSHOIL&GASNEW13 | 74348A525 | — | 1,382 shares | $60,000 |
| PROSHARES TR | ULSHRT UTILS FD | 74348A863 | — | 3,849 shares | $60,000 |
| PS BUSINESS PKS INC CALIF | COM | 69360J107 | — | 789 shares | $60,000 |