← Back to Discover
UBS AG
Period ended Sep 30, 2014 · Latest filing Nov 12, 2014
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2014: $135,582,726,000
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2014. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares: $5,234,289,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · PUT: $2,805,798,000
- UBS AG · SHS NEW · H89231338 · shares: $1,708,821,000
- APPLE INC · COM · 037833100 · shares: $1,698,006,000
- MICROSOFT CORP · COM · 594918104 · shares: $1,309,238,000
- JOHNSON & JOHNSON · COM · 478160104 · shares: $1,175,481,000
- ISHARES TR · MSCI EMG MKT ETF · 464287234 · shares · PUT: $1,076,819,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · CALL: $1,069,771,000
- INTEL CORP · COM · 458140100 · shares: $969,358,000
- ISHARES TR · RUSSELL 2000 ETF · 464287655 · shares: $897,841,000
Filing totals differ
The filing summary reports $135,582,726,000, while the holdings entries total $135,582,744,000.
Reported holdings
15,317 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| NISKA GAS STORAGE PARTNERS L | UNIT LTD LIABI | 654678101 | — | 4,312 shares | $54,000 |
| NORTHWEST BIOTHERAPEUTICS IN | COM PAR $0.001 | 66737P600 | PUT | 10,800 shares | $54,000 |
| NUVEEN INTER DURATION MN TMF | COM | 670671106 | — | 4,344 shares | $54,000 |
| NUVEEN OHIO QUALITY INCOME M | COM | 670980101 | — | 3,469 shares | $54,000 |
| POWER INTEGRATIONS INC | COM | 739276103 | CALL | 1,000 shares | $54,000 |
| POWERSHARES ETF TRUST | FND PUR SMGRT PT | 73935X872 | — | 2,294 shares | $54,000 |
| POWERSHARES ETF TRUST | FND PUR SMLCR PT | 73935X435 | — | 1,665 shares | $54,000 |
| PROSHARES TR | ULT MSCI PAC | 74347X534 | — | 1,427 shares | $54,000 |
| PROSPECT CAPITAL CORPORATION | COM | 74348T102 | CALL | 5,500 shares | $54,000 |
| REPUBLIC BANCORP KY | CL A | 760281204 | — | 2,278 shares | $54,000 |
| SCIENCE APPLICATNS INTL CP N | COM | 808625107 | — | 1,224 shares | $54,000 |
| THAI FD INC | COM | 882904105 | — | 4,353 shares | $54,000 |
| TRANSALTA CORP | COM | 89346D107 | — | 5,104 shares | $54,000 |
| WARREN RES INC | COM | 93564A100 | CALL | 10,200 shares | $54,000 |
| AMC NETWORKS INC | CL A | 00164V103 | CALL | 900 shares | $53,000 |
| ANSYS INC | COM | 03662Q105 | CALL | 700 shares | $53,000 |
| BARCLAYS BK PLC | IPTH AGRIC ETN | 06740P262 | — | 1,514 shares | $53,000 |
| CAL DIVE INTL INC DEL | COM | 12802T101 | — | 54,967 shares | $53,000 |
| CM FIN INC | COM | 12574Q103 | — | 4,000 shares | $53,000 |
| CONTINENTAL RESOURCES INC | COM | 212015101 | PUT | 800 shares | $53,000 |
| CRAFT BREW ALLIANCE INC | COM | 224122101 | CALL | 3,700 shares | $53,000 |
| DCT INDUSTRIAL TRUST INC | COM | 233153105 | — | 6,991 shares | $53,000 |
| DEL FRISCOS RESTAURANT GROUP | COM | 245077102 | — | 2,775 shares | $53,000 |
| FIVE OAKS INVT CORP | COM | 33830W106 | CALL | 5,000 shares | $53,000 |
| FLEXSHARES TR | MSTAR EMKT FAC | 33939L308 | — | 1,009 shares | $53,000 |
| GLOBE SPECIALTY METALS INC | COM | 37954N206 | CALL | 2,900 shares | $53,000 |
| GLU MOBILE INC | COM | 379890106 | PUT | 10,300 shares | $53,000 |
| HONEYWELL INTL INC | COM | 438516106 | — | 565 shares | $53,000 |
| ISHARES | TRGT DT RET ETF | 464289107 | — | 1,580 shares | $53,000 |
| IVY HIGH INC OPPORTUNITIES F | COM | 465893105 | — | 3,044 shares | $53,000 |
| MAG SILVER CORP | COM | 55903Q104 | — | 7,059 shares | $53,000 |
| MORGAN STANLEY EASTN EUR FD | COM | 616988101 | — | 3,370 shares | $53,000 |
| NATHANS FAMOUS INC NEW | COM | 632347100 | — | 788 shares | $53,000 |
| NORTHROP GRUMMAN CORP | COM | 666807102 | CALL | 400 shares | $53,000 |
| OMNICARE CAP TR I | PIERS | 68214L201 | — | 697 shares | $53,000 |
| POPEYES LA KITCHEN INC | COM | 732872106 | — | 1,320 shares | $53,000 |
| REAVES UTIL INCOME FD | COM SH BEN INT | 756158101 | — | 1,839 shares | $53,000 |
| RED ROBIN GOURMET BURGERS IN | COM | 75689M101 | — | 936 shares | $53,000 |
| ROYAL BK SCOTLAND GROUP PLC | ADR PREF SHS R | 780097747 | — | 2,211 shares | $53,000 |
| RYDEX ETF TRUST | GUG S&P500 EQ WT | 78355W106 | PUT | 700 shares | $53,000 |
| SELECT SECTOR SPDR TR | SBI CONS DISCR | 81369Y407 | PUT | 800 shares | $53,000 |
| SILICON IMAGE INC | COM | 82705T102 | — | 10,550 shares | $53,000 |
| SOUTHSIDE BANCSHARES INC | COM | 84470P109 | PUT | 1,600 shares | $53,000 |
| STRATTEC SEC CORP | COM | 863111100 | — | 655 shares | $53,000 |
| TRI POINTE HOMES INC | COM | 87265H109 | — | 4,123 shares | $53,000 |
| ULTA SALON COSMETCS & FRAG I | COM | 90384S303 | — | 447 shares | $53,000 |
| UNITED GUARDIAN INC | COM | 910571108 | — | 2,354 shares | $53,000 |
| ADVANCE AUTO PARTS INC | COM | 00751Y106 | PUT | 400 shares | $52,000 |
| AMARIN CORP PLC | SPONS ADR NEW | 023111206 | CALL | 47,300 shares | $52,000 |
| BARCLAYS BK PLC | DJUBS CMDT ETN36 | 06738C778 | CALL | 1,500 shares | $52,000 |
| BLACKROCK MUNIY QUALITY FD I | COM | 09254G108 | — | 4,088 shares | $52,000 |
| BRIDGEPOINT ED INC | COM | 10807M105 | — | 4,621 shares | $52,000 |
| CAESARSTONE SDOT-YAM LTD | ORD SHS | M20598104 | CALL | 1,000 shares | $52,000 |
| DAKTRONICS INC | COM | 234264109 | — | 4,245 shares | $52,000 |
| DEUTSCHE BK AG LDN BRH | PS GOLD DL ETN | 25154H749 | — | 2,098 shares | $52,000 |
| DYNEGY INC NEW DEL | COM | 26817R108 | CALL | 1,800 shares | $52,000 |
| FIRST TR EXCH TRD ALPHA FD I | GERMANY ALPHA | 33737J190 | — | 1,488 shares | $52,000 |
| FULTON FINL CORP PA | COM | 360271100 | — | 4,729 shares | $52,000 |
| INTERACTIVE BROKERS GROUP IN | COM | 45841N107 | CALL | 2,100 shares | $52,000 |
| KATE SPADE & CO | COM | 485865109 | CALL | 2,000 shares | $52,000 |
| KERYX BIOPHARMACEUTICALS INC | COM | 492515101 | PUT | 3,800 shares | $52,000 |
| LINCOLN ELEC HLDGS INC | COM | 533900106 | — | 756 shares | $52,000 |
| MICROSTRATEGY INC | CL A NEW | 594972408 | CALL | 400 shares | $52,000 |
| NATIONAL WESTN LIFE INS CO | CL A | 638522102 | — | 209 shares | $52,000 |
| NEUSTAR INC | CL A | 64126X201 | CALL | 2,100 shares | $52,000 |
| NOVAGOLD RES INC | COM NEW | 66987E206 | — | 17,112 shares | $52,000 |
| OWENS ILL INC | COM NEW | 690768403 | PUT | 2,000 shares | $52,000 |
| PERFICIENT INC | COM | 71375U101 | — | 3,467 shares | $52,000 |
| PIMCO DYNAMIC CR INCOME FD | COM SHS | 72202D106 | — | 2,298 shares | $52,000 |
| PIMCO ETF TR | BROAD US TIPS | 72201R403 | — | 925 shares | $52,000 |
| PROSHARES TR | PSHS ULT NASB | 74347R214 | PUT | 500 shares | $52,000 |
| PROSHARES TR | ULT MSCIMEX CAPP | 74347X518 | — | 1,143 shares | $52,000 |
| PROSHARES TR II | ULT BLOOMB C OIL | 74347W650 | CALL | 1,700 shares | $52,000 |
| SILICON MOTION TECHNOLOGY CO | SPONSORED ADR | 82706C108 | — | 1,948 shares | $52,000 |
| SUNSHINE HEART INC | COM | 86782U106 | — | 9,263 shares | $52,000 |
| THOR INDS INC | COM | 885160101 | PUT | 1,000 shares | $52,000 |
| VEECO INSTRS INC DEL | COM | 922417100 | CALL | 1,500 shares | $52,000 |
| WISDOMTREE TR | GLB EQTY INC FD | 97717W877 | — | 1,130 shares | $52,000 |
| 21VIANET GROUP INC | SPONSORED ADR | 90138A103 | — | 2,833 shares | $51,000 |
| ACACIA RESH CORP | ACACIA TCH COM | 003881307 | PUT | 3,300 shares | $51,000 |
| ACCESS NATL CORP | COM | 004337101 | — | 3,145 shares | $51,000 |
| ANNALY CAP MGMT INC | NOTE 5.000% 5/1 | 035710AB8 | — | 50,000 principal | $51,000 |
| ARCHER DANIELS MIDLAND CO | COM | 039483102 | — | 1,000 shares | $51,000 |
| CBRE GROUP INC | CL A | 12504L109 | CALL | 1,700 shares | $51,000 |
| CDW CORP | COM | 12514G108 | — | 1,631 shares | $51,000 |
| CHINA XD PLASTICS CO LTD | COM | 16948F107 | — | 9,271 shares | $51,000 |
| CONCUR TECHNOLOGIES INC | COM | 206708109 | CALL | 400 shares | $51,000 |
| DATAWATCH CORP | COM NEW | 237917208 | — | 5,000 shares | $51,000 |
| DELEK US HLDGS INC | COM | 246647101 | — | 1,535 shares | $51,000 |
| DELTIC TIMBER CORP | COM | 247850100 | — | 814 shares | $51,000 |
| EAST WEST BANCORP INC | COM | 27579R104 | — | 1,486 shares | $51,000 |
| EATON VANCE TAX-ADV BD & OPT | COM SH BEN INT | 27829M103 | — | 3,633 shares | $51,000 |
| FIRST MAJESTIC SILVER CORP | COM | 32076V103 | PUT | 6,600 shares | $51,000 |
| HEARTWARE INTL INC | COM | 422368100 | — | 658 shares | $51,000 |
| KEY ENERGY SVCS INC | COM | 492914106 | — | 10,535 shares | $51,000 |
| LEGACY RESVS LP | UNIT LP INT | 524707304 | — | 1,723 shares | $51,000 |
| LOGMEIN INC | COM | 54142L109 | CALL | 1,100 shares | $51,000 |
| MADDEN STEVEN LTD | COM | 556269108 | — | 1,578 shares | $51,000 |
| NATURAL GROCERS BY VITAMIN C | COM | 63888U108 | — | 3,161 shares | $51,000 |
| ORANGE | SPONSORED ADR | 684060106 | — | 3,435 shares | $51,000 |