← Back to Discover
NorthRock Partners, LLC
Period ended Sep 30, 2026 · Latest filing Nov 13, 2026
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2026: $7,055,587,942
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2026. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- SPDR SERIES TRUST · ST STR P500ETF · 78464A854 · shares: $466,440,518
- J P MORGAN EXCHANGE TRADED F · MORTGAGE BACKED · 46654Q575 · shares: $438,117,070
- VANGUARD INDEX FDS · S&P 500 ETF SHS · 922908363 · shares: $366,867,171
- SPDR SERIES TRUST · ST STR P500VAL · 78464A508 · shares: $322,406,204
- SPDR SERIES TRUST · ST STR P500GRW · 78464A409 · shares: $308,390,532
- VANGUARD SCOTTSDALE FDS · SHORT TERM TREAS · 92206C102 · shares: $292,084,387
- INVESCO QQQ TR · UNIT SER 1 · 46090E103 · shares: $253,639,886
- APPLE INC · COM · 037833100 · shares: $244,011,650
- ISHARES TR · 0-3 MTH TREASURY · 46436E718 · shares: $215,375,161
- ISHARES TR · GLB INFRASTR ETF · 464288372 · shares: $209,661,395
Reported holdings
705 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| SPDR SERIES TRUST | ST STR P500ETF | 78464A854 | — | 5,196,529 shares | $466,440,518 |
| J P MORGAN EXCHANGE TRADED F | MORTGAGE BACKED | 46654Q575 | — | 9,063,241 shares | $438,117,070 |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | — | 523,452 shares | $366,867,171 |
| SPDR SERIES TRUST | ST STR P500VAL | 78464A508 | — | 5,274,107 shares | $322,406,204 |
| SPDR SERIES TRUST | ST STR P500GRW | 78464A409 | — | 2,505,610 shares | $308,390,532 |
| VANGUARD SCOTTSDALE FDS | SHORT TERM TREAS | 92206C102 | — | 5,074,433 shares | $292,084,387 |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 | — | 342,863 shares | $253,639,886 |
| APPLE INC | COM | 037833100 | — | 732,723 shares | $244,011,650 |
| ISHARES TR | 0-3 MTH TREASURY | 46436E718 | — | 2,139,205 shares | $215,375,161 |
| ISHARES TR | GLB INFRASTR ETF | 464288372 | — | 3,405,805 shares | $209,661,395 |
| STATE STR SPDR S&P 500 ETF T | TR UNIT | 78462F103 | — | 267,754 shares | $204,197,848 |
| ISHARES TR | 7-10 YR TRSY BD | 464287440 | — | 1,889,491 shares | $168,750,462 |
| SPDR SERIES TRUST | ST STR SP400VAL | 78464A839 | — | 1,551,064 shares | $137,284,691 |
| SPDR SERIES TRUST | ST STR SP400GRW | 78464A821 | — | 1,265,649 shares | $132,298,392 |
| AB ACTIVE ETFS INC | TAX AW INTER ETF | 00039J889 | — | 5,381,750 shares | $129,108,193 |
| ISHARES TR | RUS 1000 ETF | 464287622 | — | 295,850 shares | $123,112,159 |
| ISHARES TR | HDG MSCI EAFE | 46434V803 | — | 2,504,387 shares | $116,178,536 |
| ISHARES INC | CORE MSCI EMKT | 46434G103 | — | 1,323,508 shares | $107,415,983 |
| SPDR SERIES TRUST | ST STR SP600SM C | 78464A300 | — | 887,043 shares | $90,611,488 |
| SPDR SERIES TRUST | ST STR SP600GRWO | 78464A201 | — | 776,261 shares | $83,036,736 |
| MICROSOFT CORP | COM | 594918104 | — | 155,335 shares | $79,671,830 |
| FIRST TR EXCHNG TRADED FD VI | FT LADD BUFF ETF | 33740F755 | — | 1,998,619 shares | $74,888,285 |
| ISHARES TR | MSCI EAFE ETF | 464287465 | — | 712,066 shares | $73,976,563 |
| NVIDIA CORPORATION | COM | 67066G104 | — | 318,301 shares | $72,693,659 |
| LATTICE STRATEGIES TR | HARTFORD US EQTY | 518416409 | — | 1,071,639 shares | $71,156,874 |
| ISHARES TR | RUS MID CAP ETF | 464287499 | — | 605,863 shares | $64,651,745 |
| ISHARES TR | RUSSELL 2000 ETF | 464287655 | — | 193,925 shares | $53,890,048 |
| SPDR INDEX SHS FDS | ST PORT MARK ETF | 78463X509 | — | 966,644 shares | $50,033,519 |
| ISHARES TR | RUS 1000 GRW ETF | 464287614 | — | 364,639 shares | $45,674,731 |
| ISHARES TR | CORE S&P SCP ETF | 464287804 | — | 327,887 shares | $44,605,766 |
| ISHARES TR | CORE UNIVRSL USD | 46434V613 | — | 912,443 shares | $40,229,632 |
| VANGUARD SCOTTSDALE FDS | MTG-BKD SECS ETF | 92206C771 | — | 780,797 shares | $34,675,217 |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHT MUNCPL | 46641Q654 | — | 684,427 shares | $34,604,665 |
| ISHARES TR | MBS ETF | 464288588 | — | 373,781 shares | $33,498,326 |
| PHILIP MORRIS INTL INC | COM | 718172109 | — | 173,910 shares | $33,185,623 |
| INVESCO EXCH TRADED FD TR II | NASDAQ 100 ETF | 46138G649 | — | 107,452 shares | $32,734,266 |
| AMAZON COM INC | COM | 023135106 | — | 130,518 shares | $32,518,740 |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 921943858 | — | 457,899 shares | $32,332,313 |
| ISHARES TR | CORE US AGGBD ET | 464287226 | — | 324,321 shares | $30,661,340 |
| VANGUARD INDEX FDS | MRNGSTR TTL STK | 922908769 | — | 79,557 shares | $29,773,652 |
| MONDELEZ INTL INC | CL A | 609207105 | — | 496,612 shares | $28,714,143 |
| PROGRESSIVE CORP | COM | 743315103 | — | 133,205 shares | $27,614,842 |
| SCHWAB STRATEGIC TR | US AGGREGATE B | 808524839 | — | 1,240,062 shares | $27,405,384 |
| ISHARES TR | 0-5 YR TIPS ETF | 46429B747 | — | 250,952 shares | $25,020,008 |
| ISHARES TR | S&P 500 VAL ETF | 464287408 | — | 108,970 shares | $24,875,711 |
| VANGUARD WHITEHALL FDS | INTL HIGH ETF | 921946794 | — | 245,098 shares | $24,786,819 |
| SPDR SERIES TRUST | ST STR BLO 1 ETF | 78468R663 | — | 264,871 shares | $24,272,825 |
| SPDR SERIES TRUST | ST INTER ETF | 78464A672 | — | 876,972 shares | $23,923,807 |
| PROCTER & GAMBLE CO | COM | 742718109 | — | 162,444 shares | $23,599,970 |
| SPDR INDEX SHS FDS | ST STR PO EX ETF | 78463X889 | — | 467,543 shares | $23,475,380 |
| ALPHABET INC | CAP STK CL A | 02079K305 | — | 65,294 shares | $22,466,447 |
| BLACKROCK ETF TRUST | ISHARES US EQUIT | 09290C103 | — | 308,394 shares | $21,359,428 |
| ALPHABET INC | CAP STK CL C | 02079K107 | — | 62,175 shares | $21,185,724 |
| TESLA INC | COM | 88160R101 | — | 59,013 shares | $20,938,589 |
| ISHARES TR | CORE S&P500 ETF | 464287200 | — | 26,499 shares | $20,294,890 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | — | 40,557 shares | $20,195,361 |
| JPMORGAN CHASE & CO | COM | 46625H100 | — | 59,428 shares | $19,660,795 |
| ISHARES TR | CORE MSCI EAFE | 46432F842 | — | 201,447 shares | $19,516,275 |
| ISHARES TR | ISHS 5-10YR INVT | 464288638 | — | 359,225 shares | $18,086,993 |
| BLACKROCK ETF TRUST | ISHA FLEX EQ ETF | 09290C590 | — | 694,462 shares | $17,833,784 |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | — | 298,200 shares | $17,686,253 |
| ABBVIE INC | COM | 00287Y109 | — | 66,949 shares | $17,513,381 |
| KEURIG DR PEPPER INC | COM | 49271V100 | — | 524,675 shares | $15,918,647 |
| SELECT SECTOR SPDR TR | ST STR TECHN ETF | 81369Y803 | — | 79,864 shares | $15,633,543 |
| KRAFT HEINZ CO | COM | 500754106 | — | 653,440 shares | $14,846,178 |
| META PLATFORMS INC | CL A | 30303M102 | — | 19,947 shares | $14,465,737 |
| INVESCO EXCH TRADED FD TR II | INVESCO PHLX SM | 46138G615 | — | 139,458 shares | $13,862,174 |
| VANGUARD INDEX FDS | MRNGSTR SML CAP | 922908751 | — | 48,620 shares | $13,831,938 |
| VANGUARD WORLD FD | INF TECH ETF | 92204A702 | — | 108,520 shares | $13,637,734 |
| WISDOMTREE TR | EM EX ST-OWNED | 97717X578 | — | 287,689 shares | $13,478,250 |
| ALTRIA GROUP INC | COM | 02209S103 | — | 198,920 shares | $13,395,285 |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 921908844 | — | 55,004 shares | $12,833,010 |
| BLACKROCK ETF TRUST II | ISHA FLEX IN ETF | 092528603 | — | 249,079 shares | $12,650,724 |
| ISHARES TR | US TREAS BD ETF | 46429B267 | — | 553,061 shares | $12,095,458 |
| ISHARES TR | RUS MD CP GR ETF | 464287481 | — | 86,148 shares | $11,860,994 |
| SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 | — | 386,754 shares | $11,602,647 |
| ISHARES TR | RUS 1000 VAL ETF | 464287598 | — | 45,907 shares | $11,381,899 |
| BROADCOM INC | COM | 11135F101 | — | 32,180 shares | $11,301,319 |
| ADVANCED MICRO DEVICES INC | COM | 007903107 | — | 18,262 shares | $11,172,128 |
| VISA INC | COM CL A | 92826C839 | — | 30,868 shares | $11,091,899 |
| VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 | — | 143,116 shares | $11,055,726 |
| ISHARES TR | ESG AWR MSCI USA | 46435G425 | — | 64,824 shares | $10,812,659 |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 | — | 114,835 shares | $10,292,707 |
| BLACKROCK ETF TRUST | ISHA I IN TE ETF | 09290C780 | — | 213,737 shares | $10,086,261 |
| ISHARES INC | MSCI EMRG CHN | 46434G764 | — | 101,143 shares | $10,021,302 |
| UNITED PARCEL SVCS INC | CL B | 911312106 | — | 104,673 shares | $9,780,699 |
| VANGUARD SCOTTSDALE FDS | LONG TERM TREAS | 92206C847 | — | 194,440 shares | $9,749,265 |
| VANGUARD CHARLOTTE FDS | TOTAL INT BD ETF | 92203J407 | — | 205,127 shares | $9,614,314 |
| ISHARES TR | S&P 500 GRWT ETF | 464287309 | — | 67,337 shares | $9,579,493 |
| JOHNSON & JOHNSON | COM | 478160104 | — | 34,805 shares | $9,214,286 |
| ISHARES TR | FUTU AI TECH ETF | 46435U556 | — | 116,979 shares | $9,161,846 |
| ATI INC | COM | 01741R102 | PUT | 48,000 shares | $9,091,200 |
| ISHARES TR | TRS FLT RT BD | 46434V860 | — | 178,446 shares | $9,041,884 |
| AMERICAN CENTY ETF TR | US LARGE CAP VLU | 025072349 | — | 96,890 shares | $8,762,772 |
| ISHARES TR | CORE DIV GRWTH | 46434V621 | — | 115,721 shares | $8,724,268 |
| VANGUARD INDEX FDS | MRNGSTR GRWT ETF | 922908736 | — | 94,696 shares | $8,533,115 |
| SPDR SERIES TRUST | ST SHO TREAS ETF | 78468R101 | — | 297,437 shares | $8,527,540 |
| SCHWAB STRATEGIC TR | 1 5YR CORP BD | 808524714 | — | 353,279 shares | $8,514,024 |
| CHEVRON CORPORATION | COM | 166764100 | — | 41,479 shares | $8,470,442 |
| SELECT SECTOR SPDR TR | ST STR FINL ETF | 81369Y605 | — | 155,263 shares | $8,291,069 |