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Richard W. Paul & Associates, LLC
Period ended Sep 30, 2026 · Latest filing Nov 12, 2026
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2026: $331,891,350
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2026. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- ISHARES TR · CORE S&P US VLU · 464287663 · shares: $21,193,566
- ISHARES TR · CORE S&P US GWT · 464287671 · shares: $20,202,734
- ISHARES TR · CORE MSCI EAFE · 46432F842 · shares: $11,917,144
- J P MORGAN EXCHANGE TRADED F · INCOME ETF · 46641Q159 · shares: $11,182,658
- ISHARES TR · CORE S&P SCP ETF · 464287804 · shares: $9,830,984
- ISHARES TR · 20 YR TR BD ETF · 464287432 · shares: $9,791,762
- PIMCO ETF TR · ACTIVE BD ETF · 72201R775 · shares: $9,564,501
- PIMCO ETF TR · MULTISECTOR BD · 72201R585 · shares: $9,398,951
- INVESCO QQQ TR · UNIT SER 1 · 46090E103 · shares: $8,316,196
- ISHARES TR · MSCI EAFE ETF · 464287465 · shares: $7,704,403
Reported holdings
311 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| ISHARES TR | CORE S&P US VLU | 464287663 | — | 192,180 shares | $21,193,566 |
| ISHARES TR | CORE S&P US GWT | 464287671 | — | 104,272 shares | $20,202,734 |
| ISHARES TR | CORE MSCI EAFE | 46432F842 | — | 123,009 shares | $11,917,144 |
| J P MORGAN EXCHANGE TRADED F | INCOME ETF | 46641Q159 | — | 249,112 shares | $11,182,658 |
| ISHARES TR | CORE S&P SCP ETF | 464287804 | — | 72,265 shares | $9,830,984 |
| ISHARES TR | 20 YR TR BD ETF | 464287432 | — | 125,890 shares | $9,791,762 |
| PIMCO ETF TR | ACTIVE BD ETF | 72201R775 | — | 109,949 shares | $9,564,501 |
| PIMCO ETF TR | MULTISECTOR BD | 72201R585 | — | 370,183 shares | $9,398,951 |
| INVESCO QQQ TR | UNIT SER 1 | 46090E103 | — | 11,242 shares | $8,316,196 |
| ISHARES TR | MSCI EAFE ETF | 464287465 | — | 74,159 shares | $7,704,403 |
| ISHARES INC | CORE MSCI EMKT | 46434G103 | — | 87,625 shares | $7,111,621 |
| FIDELITY COVINGTON TRUST | ENHANCED SML CAP | 31609A206 | — | 138,437 shares | $6,222,742 |
| APPLE INC | COM | 037833100 | — | 17,874 shares | $5,952,327 |
| MICROSOFT CORP | COM | 594918104 | — | 11,585 shares | $5,941,903 |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 46137V357 | — | 27,852 shares | $5,793,773 |
| ISHARES TR | CORE S&P500 ETF | 464287200 | — | 6,438 shares | $4,930,259 |
| VANGUARD WHITEHALL FDS | INTL HIGH ETF | 921946794 | — | 45,229 shares | $4,574,030 |
| ISHARES TR | CORE UNIVRSL USD | 46434V613 | — | 103,489 shares | $4,562,836 |
| FIDELITY MERRIMACK STR TR | TOTAL BD ETF | 316188309 | — | 102,237 shares | $4,426,849 |
| NVIDIA CORPORATION | COM | 67066G104 | — | 19,122 shares | $4,367,055 |
| ISHARES TR | EAFE SML CP ETF | 464288273 | — | 49,142 shares | $4,148,571 |
| ISHARES TR | MSCI EMG MKT ETF | 464287234 | — | 55,995 shares | $3,739,930 |
| ISHARES TR | CORE S&P MCP ETF | 464287507 | — | 48,680 shares | $3,502,558 |
| ISHARES TR | CORE INTL AGGR | 46435G672 | — | 62,846 shares | $3,092,007 |
| META PLATFORMS INC | CL A | 30303M102 | — | 4,160 shares | $3,016,597 |
| J P MORGAN EXCHANGE TRADED F | INTL BD OPP ETF | 46641Q852 | — | 62,786 shares | $2,932,091 |
| ISHARES TR | CORE 1 5 YR USD | 46432F859 | — | 59,960 shares | $2,833,126 |
| FIDELITY ETHEREUM FD | SHS | 31613E103 | — | 96,193 shares | $2,555,848 |
| AMAZON COM INC | COM | 023135106 | — | 9,885 shares | $2,462,723 |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 921946406 | — | 15,452 shares | $2,398,189 |
| FIRST TR EXCHNG TRADED FD VI | FT VEST DEEP ETF | 33740U703 | — | 78,882 shares | $2,395,646 |
| MICRON TECHNOLOGY INC | COM | 595112103 | — | 2,196 shares | $2,338,704 |
| JPMORGAN CHASE & CO | COM | 46625H100 | — | 6,796 shares | $2,248,357 |
| ISHARES TR | CORE US AGGBD ET | 464287226 | — | 23,565 shares | $2,227,830 |
| ADVANCED MICRO DEVICES INC | COM | 007903107 | — | 3,557 shares | $2,175,724 |
| PHILIP MORRIS INTL INC | COM | 718172109 | — | 11,206 shares | $2,138,409 |
| FIRST TR EXCHNG TRADED FD VI | FT LADD BUFF ETF | 33740F755 | — | 55,150 shares | $2,066,470 |
| ALPHABET INC | CAP STK CL C | 02079K107 | — | 6,020 shares | $2,051,298 |
| SCHWAB STRATEGIC TR | US DIVIDEND EQ | 808524797 | — | 61,722 shares | $2,007,816 |
| ISHARES TR | JPMORGAN USD EMG | 464288281 | — | 22,005 shares | $1,998,956 |
| JANUS DETROIT STR TR | HENDERSON MTG | 47103U852 | — | 46,457 shares | $1,963,283 |
| ABBVIE INC | COM | 00287Y109 | — | 7,425 shares | $1,942,243 |
| SPDR SERIES TRUST | ST STR P500ETF | 78464A854 | — | 20,370 shares | $1,828,399 |
| BROADCOM INC | COM | 11135F101 | — | 5,175 shares | $1,817,261 |
| ISHARES TR | MSCI CHINA ETF | 46429B671 | — | 34,343 shares | $1,792,362 |
| COINBASE GLOBAL INC | COM CL A | 19260Q107 | — | 9,317 shares | $1,736,782 |
| UNITEDHEALTH GROUP INC | COM | 91324P102 | — | 4,662 shares | $1,711,272 |
| VERIZON COMMUNICATIONS INC | COM | 92343V104 | — | 37,280 shares | $1,710,044 |
| SPDR SERIES TRUST | ST STR BLO 1 ETF | 78468R663 | — | 18,389 shares | $1,685,178 |
| ASML HLDG NV | N Y REGISTRY SHS | N07059210 | — | 924 shares | $1,673,106 |
| ISHARES TR | GLB INFRASTR ETF | 464288372 | — | 27,013 shares | $1,662,890 |
| MERCK & CO INC | COM | 58933Y105 | — | 11,362 shares | $1,650,986 |
| UNITED PARCEL SVCS INC | CL B | 911312106 | — | 17,562 shares | $1,640,965 |
| SEAGATE TECHNOLOGY HLDNGS PL | ORD SHS | G7997R103 | — | 1,755 shares | $1,618,567 |
| ULTA BEAUTY INC | COM | 90384S303 | — | 2,883 shares | $1,574,608 |
| TARGET CORP | COM | 87612E106 | — | 9,947 shares | $1,558,550 |
| DANAHER CORP DEL | COM | 235851102 | — | 6,997 shares | $1,550,095 |
| SALESFORCE INC | COM | 79466L302 | — | 6,616 shares | $1,518,800 |
| PROCTER & GAMBLE CO | COM | 742718109 | — | 10,153 shares | $1,475,082 |
| ALPHABET INC | CAP STK CL A | 02079K305 | — | 4,247 shares | $1,461,381 |
| ALIGN TECHNOLOGY INC | COM | 016255101 | — | 9,988 shares | $1,451,756 |
| JOHNSON & JOHNSON | COM | 478160104 | — | 5,375 shares | $1,423,081 |
| ELI LILLY & CO | COM | 532457108 | — | 1,203 shares | $1,392,245 |
| SAP SE | SPON ADR | 803054204 | — | 6,671 shares | $1,390,770 |
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | — | 12,647 shares | $1,360,058 |
| JANUS DETROIT STR TR | HENDRSON AAA CL | 47103U845 | — | 26,913 shares | $1,358,290 |
| DOMINION ENERGY INC | COM | 25746U109 | — | 22,404 shares | $1,355,892 |
| SELECT SECTOR SPDR TR | ST STR CARE ETF | 81369Y209 | — | 7,864 shares | $1,324,518 |
| ACCENTURE PLC IRELAND | SHS CLASS A | G1151C101 | — | 7,218 shares | $1,323,621 |
| ALTRIA GROUP INC | COM | 02209S103 | — | 19,422 shares | $1,307,872 |
| COSTCO WHOLESALE CORPORATION | COM | 22160K105 | — | 1,431 shares | $1,302,800 |
| BROADRIDGE FINL SOLUTIONS IN | COM | 11133T103 | — | 7,964 shares | $1,282,962 |
| HOME DEPOT INC | COM | 437076102 | — | 4,488 shares | $1,276,875 |
| CVS HEALTH CORP | COM | 126650100 | — | 14,610 shares | $1,251,973 |
| AT&T INC | COM | 00206R102 | — | 49,558 shares | $1,209,225 |
| ISHARES TR | RUSSELL 2000 ETF | 464287655 | — | 4,330 shares | $1,203,262 |
| NETFLIX INC. | COM | 64110L106 | — | 17,255 shares | $1,200,603 |
| BOSTON SCIENTIFIC CORP | COM | 101137107 | — | 27,255 shares | $1,189,681 |
| QUALCOMM INC | COM | 747525103 | — | 6,377 shares | $1,173,669 |
| MASTERCARD INCORPORATED | CL A | 57636Q104 | — | 2,100 shares | $1,157,885 |
| NORWEGIAN CRUISE LINE HLDGS | SHS | G66721104 | — | 75,050 shares | $1,100,233 |
| APOLLO GLOBAL MGMT INC | COM | 03769M106 | — | 9,393 shares | $1,090,095 |
| NEXTERA ENERGY INC | COM | 65339F101 | — | 14,226 shares | $1,077,450 |
| VERTIV HOLDINGS CO | COM CL A | 92537N108 | — | 4,445 shares | $1,072,605 |
| INVESCO EXCH TRADED FD TR II | NASDAQ 100 ETF | 46138G649 | — | 3,452 shares | $1,051,690 |
| NOVO-NORDISK A S | ADR | 670100205 | — | 27,290 shares | $1,034,581 |
| NIKE INC | CL B | 654106103 | — | 28,622 shares | $1,013,220 |
| WALMART INC | COM | 931142103 | — | 9,229 shares | $959,122 |
| SELECT SECTOR SPDR TR | ST STR TECHN ETF | 81369Y803 | — | 4,893 shares | $957,728 |
| COCA COLA CO | COM | 191216100 | — | 10,927 shares | $940,586 |
| FIRST SOLAR INC | COM | 336433107 | — | 5,344 shares | $936,055 |
| BRISTOL-MYERS SQUIBB CO | COM | 110122108 | — | 14,917 shares | $930,812 |
| FISERV INC | COM | 337738108 | — | 20,106 shares | $908,389 |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 921943858 | — | 12,435 shares | $878,067 |
| PRUDENTIAL FINL INC | COM | 744320102 | — | 7,689 shares | $873,305 |
| SELECT SECTOR SPDR TR | ST STR STAPL ETF | 81369Y308 | — | 10,755 shares | $866,823 |
| TEXAS INSTRS INC | COM | 882508104 | — | 3,022 shares | $846,443 |
| INTUIT | COM | 461202103 | — | 2,942 shares | $811,095 |
| BANK OF AMER CORP | COM | 060505104 | — | 14,806 shares | $805,870 |
| INTUITIVE SURGICAL INC | COM NEW | 46120E602 | — | 1,966 shares | $799,435 |