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UBS AG
Period ended Sep 30, 2014 · Latest filing Nov 12, 2014
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2014: $135,582,726,000
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2014. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares: $5,234,289,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · PUT: $2,805,798,000
- UBS AG · SHS NEW · H89231338 · shares: $1,708,821,000
- APPLE INC · COM · 037833100 · shares: $1,698,006,000
- MICROSOFT CORP · COM · 594918104 · shares: $1,309,238,000
- JOHNSON & JOHNSON · COM · 478160104 · shares: $1,175,481,000
- ISHARES TR · MSCI EMG MKT ETF · 464287234 · shares · PUT: $1,076,819,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · CALL: $1,069,771,000
- INTEL CORP · COM · 458140100 · shares: $969,358,000
- ISHARES TR · RUSSELL 2000 ETF · 464287655 · shares: $897,841,000
Filing totals differ
The filing summary reports $135,582,726,000, while the holdings entries total $135,582,744,000.
Reported holdings
15,317 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| LAS VEGAS SANDS CORP | COM | 517834107 | CALL | 410,500 shares | $25,537,000 |
| AETNA INC NEW | COM | 00817Y108 | — | 315,063 shares | $25,520,000 |
| FIFTH STREET FINANCE CORP | COM | 31678A103 | — | 2,777,965 shares | $25,502,000 |
| CHEVRON CORP NEW | COM | 166764100 | PUT | 213,300 shares | $25,451,000 |
| CATERPILLAR INC DEL | COM | 149123101 | CALL | 255,000 shares | $25,253,000 |
| URS CORP NEW | COM | 903236107 | — | 438,340 shares | $25,253,000 |
| VANGUARD INDEX FDS | REIT ETF | 922908553 | — | 351,371 shares | $25,246,000 |
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | PUT | 283,800 shares | $25,216,000 |
| HESS CORP | COM | 42809H107 | CALL | 267,300 shares | $25,212,000 |
| L BRANDS INC | COM | 501797104 | CALL | 376,300 shares | $25,205,000 |
| HAIN CELESTIAL GROUP INC | COM | 405217100 | — | 245,535 shares | $25,131,000 |
| BITAUTO HLDGS LTD | SPONSORED ADS | 091727107 | — | 322,137 shares | $25,127,000 |
| PROCTER & GAMBLE CO | COM | 742718109 | — | 299,964 shares | $25,119,000 |
| MARATHON OIL CORP | COM | 565849106 | CALL | 668,200 shares | $25,118,000 |
| VANGUARD INTL EQUITY INDEX F | FTSE SMCAP ETF | 922042718 | — | 245,801 shares | $25,104,000 |
| ICICI BK LTD | ADR | 45104G104 | PUT | 511,000 shares | $25,090,000 |
| L BRANDS INC | COM | 501797104 | PUT | 372,900 shares | $24,977,000 |
| BLACKSTONE GROUP L P | COM UNIT LTD | 09253U108 | — | 793,321 shares | $24,974,000 |
| SELECT SECTOR SPDR TR | SBI INT-ENERGY | 81369Y506 | CALL | 275,500 shares | $24,966,000 |
| MELCO CROWN ENTMT LTD | ADR | 585464100 | — | 948,422 shares | $24,934,000 |
| FIRST TR VALUE LINE DIVID IN | SHS | 33734H106 | — | 1,109,618 shares | $24,922,000 |
| SINA CORP | ORD | G81477104 | — | 604,189 shares | $24,856,000 |
| AMERISOURCEBERGEN CORP | COM | 03073E105 | — | 321,470 shares | $24,850,000 |
| AMERICAN WTR WKS CO INC NEW | COM | 030420103 | — | 515,095 shares | $24,843,000 |
| TRIQUINT SEMICONDUCTOR INC | COM | 89674K103 | — | 1,302,261 shares | $24,834,000 |
| CALAMOS STRATEGIC TOTL RETN | COM SH BEN INT | 128125101 | — | 2,122,261 shares | $24,830,000 |
| MICROCHIP TECHNOLOGY INC | COM | 595017104 | — | 525,639 shares | $24,826,000 |
| TIM HORTONS INC | COM | 88706M103 | — | 314,921 shares | $24,819,000 |
| MERCK & CO INC NEW | COM | 58933Y105 | CALL | 417,870 shares | $24,771,000 |
| DIRECTV | COM | 25490A309 | — | 285,939 shares | $24,739,000 |
| KKR & CO L P DEL | COM UNITS | 48248M102 | — | 1,108,080 shares | $24,710,000 |
| EATON VANCE TAX ADVT DIV INC | COM | 27828G107 | — | 1,222,596 shares | $24,684,000 |
| TYCO INTERNATIONAL LTD | SHS | H89128104 | — | 553,823 shares | $24,684,000 |
| FIRST TR LRG CP GRWTH ALPHAD | COM SHS | 33735K108 | — | 560,820 shares | $24,407,000 |
| CUBIST PHARMACEUTICALS INC | COM | 229678107 | — | 367,454 shares | $24,377,000 |
| EATON CORP PLC | SHS | G29183103 | — | 384,080 shares | $24,339,000 |
| CAPITAL PRODUCT PARTNERS L P | COM UNIT LP | Y11082107 | — | 2,436,148 shares | $24,313,000 |
| EXPEDIA INC DEL | COM NEW | 30212P303 | — | 276,477 shares | $24,225,000 |
| CREDIT SUISSE NASSAU BRH | INVRS VIX STERM | 22542D795 | — | 633,000 shares | $24,212,000 |
| ROYAL BK SCOTLAND PLC | US LC TRENDP ETN | 78009L308 | — | 618,779 shares | $24,169,000 |
| ACCENTURE PLC IRELAND | SHS CLASS A | G1151C101 | — | 297,096 shares | $24,160,000 |
| POSCO | SPONSORED ADR | 693483109 | — | 317,162 shares | $24,073,000 |
| VALE S A | ADR | 91912E105 | — | 2,185,330 shares | $24,060,000 |
| PETSMART INC | COM | 716768106 | CALL | 342,900 shares | $24,034,000 |
| COCA COLA CO | COM | 191216100 | CALL | 562,800 shares | $24,009,000 |
| ISHARES TR | EAFE MIN VOL ETF | 46429B689 | — | 382,637 shares | $23,965,000 |
| FAMILY DLR STORES INC | COM | 307000109 | — | 310,234 shares | $23,962,000 |
| FIRST TR EXCHANGE TRADED FD | NASD TECH DIV | 33738R118 | — | 884,262 shares | $23,946,000 |
| SPDR S&P MIDCAP 400 ETF TR | UTSER1 S&PDCRP | 78467Y107 | — | 95,952 shares | $23,923,000 |
| AVAGO TECHNOLOGIES LTD | SHS | Y0486S104 | — | 274,777 shares | $23,906,000 |
| FOSSIL GROUP INC | COM | 34988V106 | — | 253,849 shares | $23,836,000 |
| ISHARES | SHRT TRS BD ETF | 464288679 | — | 215,895 shares | $23,802,000 |
| MARATHON OIL CORP | COM | 565849106 | — | 632,678 shares | $23,782,000 |
| GENERAL DYNAMICS CORP | COM | 369550108 | — | 187,105 shares | $23,779,000 |
| MAIN STREET CAPITAL CORP | COM | 56035L104 | — | 774,538 shares | $23,732,000 |
| UNION PAC CORP | COM | 907818108 | CALL | 218,600 shares | $23,701,000 |
| LENNAR CORP | CL A | 526057104 | CALL | 609,600 shares | $23,671,000 |
| WELLPOINT INC | COM | 94973V107 | — | 197,161 shares | $23,584,000 |
| ABBOTT LABS | COM | 002824100 | — | 565,051 shares | $23,500,000 |
| SCHWAB CHARLES CORP NEW | COM | 808513105 | — | 798,074 shares | $23,455,000 |
| FIVE BELOW INC | COM | 33829M101 | — | 591,539 shares | $23,431,000 |
| INTEGRYS ENERGY GROUP INC | COM | 45822P105 | — | 361,459 shares | $23,430,000 |
| SOHU COM INC | COM | 83408W103 | — | 465,936 shares | $23,404,000 |
| RYDEX ETF TRUST | GUG S&P500 PU VA | 78355W304 | — | 441,803 shares | $23,358,000 |
| JAZZ PHARMACEUTICALS PLC | SHS USD | G50871105 | — | 145,410 shares | $23,347,000 |
| NORTHSTAR RLTY FIN CORP | COM NEW | 66704R704 | — | 1,319,766 shares | $23,320,000 |
| DAVITA HEALTHCARE PARTNERS I | COM | 23918K108 | — | 318,440 shares | $23,291,000 |
| ALLSTATE CORP | COM | 020002101 | — | 379,135 shares | $23,268,000 |
| CIVEO CORP | COM | 178787107 | — | 2,000,533 shares | $23,226,000 |
| COMCAST CORP NEW | CL A | 20030N101 | — | 430,378 shares | $23,146,000 |
| MCKESSON CORP | COM | 58155Q103 | CALL | 118,900 shares | $23,146,000 |
| NOBLE CORP PLC | SHS USD | G65431101 | — | 1,041,325 shares | $23,138,000 |
| DISCOVER FINL SVCS | COM | 254709108 | — | 358,737 shares | $23,099,000 |
| TOYOTA MOTOR CORP | SP ADR REP2COM | 892331307 | — | 196,461 shares | $23,090,000 |
| APOLLO GLOBAL MGMT LLC | CL A SHS | 037612306 | — | 968,009 shares | $23,077,000 |
| NEWCASTLE INVT CORP NEW | COM NEW | 65105M504 | — | 1,818,218 shares | $23,055,000 |
| WYNN RESORTS LTD | COM | 983134107 | — | 123,236 shares | $23,055,000 |
| FIRST TR EXCHANGE TRADED FD | INDLS PROD DUR | 33734X150 | — | 783,079 shares | $22,999,000 |
| BOEING CO | COM | 097023105 | PUT | 179,100 shares | $22,814,000 |
| DBX ETF TR | XTRAK MSCI EAFE | 233051200 | — | 822,052 shares | $22,796,000 |
| LOWES COS INC | COM | 548661107 | CALL | 430,400 shares | $22,777,000 |
| PULTE GROUP INC | COM | 745867101 | — | 1,288,739 shares | $22,759,000 |
| CELGENE CORP | COM | 151020104 | PUT | 240,000 shares | $22,747,000 |
| NOVO-NORDISK A S | ADR | 670100205 | — | 477,125 shares | $22,721,000 |
| STRYKER CORP | COM | 863667101 | — | 281,352 shares | $22,719,000 |
| NIKE INC | CL B | 654106103 | — | 253,744 shares | $22,634,000 |
| ISHARES | MSCI FRNTR100ETF | 464286145 | — | 597,868 shares | $22,623,000 |
| SIMON PPTY GROUP INC NEW | COM | 828806109 | — | 137,256 shares | $22,568,000 |
| TORTOISE MLP FD INC | COM | 89148B101 | — | 777,044 shares | $22,565,000 |
| SANDISK CORP | COM | 80004C101 | PUT | 229,800 shares | $22,509,000 |
| AMERIGAS PARTNERS L P | UNIT L P INT | 030975106 | — | 492,930 shares | $22,487,000 |
| CARDINAL HEALTH INC | COM | 14149Y108 | — | 300,086 shares | $22,482,000 |
| ISHARES TR | EUROPE ETF | 464287861 | — | 498,479 shares | $22,471,000 |
| TIME WARNER INC | COM NEW | 887317303 | — | 298,421 shares | $22,444,000 |
| PRICELINE GRP INC | COM NEW | 741503403 | — | 19,283 shares | $22,341,000 |
| TRAVELERS COMPANIES INC | COM | 89417E109 | — | 237,586 shares | $22,319,000 |
| CLAYMORE EXCHANGE TRD FD TR | GUGG CRP BD 2017 | 18383M548 | — | 978,396 shares | $22,268,000 |
| CONVERSANT INC | COM | 21249J105 | — | 650,015 shares | $22,263,000 |
| MOLSON COORS BREWING CO | CL B | 60871R209 | — | 298,048 shares | $22,187,000 |
| UNILEVER N V | N Y SHS NEW | 904784709 | — | 556,325 shares | $22,075,000 |