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UBS AG
Period ended Sep 30, 2014 · Latest filing Nov 12, 2014
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2014: $135,582,726,000
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2014. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares: $5,234,289,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · PUT: $2,805,798,000
- UBS AG · SHS NEW · H89231338 · shares: $1,708,821,000
- APPLE INC · COM · 037833100 · shares: $1,698,006,000
- MICROSOFT CORP · COM · 594918104 · shares: $1,309,238,000
- JOHNSON & JOHNSON · COM · 478160104 · shares: $1,175,481,000
- ISHARES TR · MSCI EMG MKT ETF · 464287234 · shares · PUT: $1,076,819,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · CALL: $1,069,771,000
- INTEL CORP · COM · 458140100 · shares: $969,358,000
- ISHARES TR · RUSSELL 2000 ETF · 464287655 · shares: $897,841,000
Filing totals differ
The filing summary reports $135,582,726,000, while the holdings entries total $135,582,744,000.
Reported holdings
15,317 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| ISHARES | EMU ETF | 464286608 | — | 798,936 shares | $30,759,000 |
| BP PLC | SPONSORED ADR | 055622104 | CALL | 699,600 shares | $30,747,000 |
| PROSHARES TR | SHRT 20+YR TRE | 74347X849 | — | 1,105,545 shares | $30,668,000 |
| MARKET VECTORS ETF TR | GOLD MINER ETF | 57060U100 | CALL | 1,434,200 shares | $30,630,000 |
| GOOGLE INC | CL A | 38259P508 | CALL | 51,600 shares | $30,362,000 |
| ROCK-TENN CO | CL A | 772739207 | — | 636,802 shares | $30,299,000 |
| PRECISION CASTPARTS CORP | COM | 740189105 | — | 127,899 shares | $30,297,000 |
| TESLA MTRS INC | COM | 88160R101 | — | 124,584 shares | $30,234,000 |
| AMERICAN AIRLS GROUP INC | COM | 02376R102 | — | 851,372 shares | $30,207,000 |
| UNITED TECHNOLOGIES CORP | COM | 913017109 | — | 285,455 shares | $30,144,000 |
| UNDER ARMOUR INC | CL A | 904311107 | — | 436,219 shares | $30,143,000 |
| ALLSTATE CORP | COM | 020002101 | — | 490,608 shares | $30,109,000 |
| WISDOMTREE TR | SMALLCAP DIVID | 97717W604 | — | 462,431 shares | $30,030,000 |
| FACEBOOK INC | CL A | 30303M102 | — | 379,835 shares | $30,022,000 |
| INVESCO LTD | SHS | G491BT108 | — | 758,773 shares | $29,956,000 |
| RIO TINTO PLC | SPONSORED ADR | 767204100 | PUT | 608,500 shares | $29,926,000 |
| HUMANA INC | COM | 444859102 | — | 229,454 shares | $29,896,000 |
| CEMEX SAB DE CV | SPON ADR NEW | 151290889 | CALL | 2,290,964 shares | $29,874,000 |
| FORD MTR CO DEL | COM PAR $0.01 | 345370860 | — | 2,017,787 shares | $29,843,000 |
| CONSTELLATION BRANDS INC | CL A | 21036P108 | — | 341,598 shares | $29,774,000 |
| KINDER MORGAN MANAGEMENT LLC | SHS | 49455U100 | — | 315,147 shares | $29,671,000 |
| INTERNATIONAL BUSINESS MACHS | COM | 459200101 | CALL | 156,300 shares | $29,670,000 |
| ISHARES TR | MSCI UTD KNGDM | 46434V548 | — | 1,525,893 shares | $29,572,000 |
| POLARIS INDS INC | COM | 731068102 | — | 197,189 shares | $29,537,000 |
| CF INDS HLDGS INC | COM | 125269100 | PUT | 105,400 shares | $29,430,000 |
| ALPS ETF TR | SECTR DIV DOGS | 00162Q858 | — | 787,350 shares | $29,325,000 |
| AETNA INC NEW | COM | 00817Y108 | — | 360,969 shares | $29,238,000 |
| ISHARES TR | SP SMCP600GR ETF | 464287887 | — | 259,742 shares | $29,237,000 |
| TELUS CORP | COM | 87971M103 | — | 854,903 shares | $29,221,000 |
| ENERGIZER HLDGS INC | COM | 29266R108 | — | 237,124 shares | $29,216,000 |
| SPECTRA ENERGY PARTNERS LP | COM | 84756N109 | — | 551,161 shares | $29,206,000 |
| ACE LTD | SHS | H0023R105 | — | 278,472 shares | $29,203,000 |
| COACH INC | COM | 189754104 | PUT | 819,600 shares | $29,186,000 |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | — | 697,800 shares | $29,105,000 |
| VALEANT PHARMACEUTICALS INTL | COM | 91911K102 | PUT | 221,000 shares | $28,995,000 |
| ISHARES TR | CORE MSCI EAFE | 46432F842 | — | 497,514 shares | $28,975,000 |
| CITIGROUP INC | COM NEW | 172967424 | CALL | 556,505 shares | $28,838,000 |
| CATERPILLAR INC DEL | COM | 149123101 | PUT | 290,100 shares | $28,729,000 |
| 58 COM INC | SPON ADR REP A | 31680Q104 | — | 767,619 shares | $28,594,000 |
| SEADRILL LIMITED | SHS | G7945E105 | PUT | 1,068,400 shares | $28,590,000 |
| VALEANT PHARMACEUTICALS INTL | COM | 91911K102 | CALL | 217,000 shares | $28,470,000 |
| LAM RESEARCH CORP | COM | 512807108 | — | 380,905 shares | $28,454,000 |
| DARDEN RESTAURANTS INC | COM | 237194105 | — | 552,888 shares | $28,452,000 |
| KEURIG GREEN MTN INC | COM | 49271M100 | — | 217,605 shares | $28,317,000 |
| VALEANT PHARMACEUTICALS INTL | COM | 91911K102 | — | 215,396 shares | $28,260,000 |
| DANAHER CORP DEL | COM | 235851102 | — | 370,456 shares | $28,147,000 |
| ISHARES TR | SP SMCP600VL ETF | 464287879 | — | 261,454 shares | $28,051,000 |
| EASTMAN CHEM CO | COM | 277432100 | — | 345,981 shares | $27,986,000 |
| GOLDCORP INC NEW | COM | 380956409 | — | 1,205,077 shares | $27,753,000 |
| WEATHERFORD INTL PLC | ORD SHS | G48833100 | — | 1,333,277 shares | $27,732,000 |
| HD SUPPLY HLDGS INC | COM | 40416M105 | — | 1,015,759 shares | $27,690,000 |
| PETROLEO BRASILEIRO SA PETRO | SPONSORED ADR | 71654V408 | PUT | 1,946,600 shares | $27,622,000 |
| FIRST TR EXCHANGE TRADED FD | TECH ALPHADEX | 33734X176 | — | 850,591 shares | $27,576,000 |
| FRANKLIN RES INC | COM | 354613101 | — | 503,835 shares | $27,514,000 |
| DOLLAR GEN CORP NEW | COM | 256677105 | CALL | 449,200 shares | $27,451,000 |
| SELECT SECTOR SPDR TR | SBI INT-INDS | 81369Y704 | CALL | 515,600 shares | $27,404,000 |
| MENS WEARHOUSE INC | COM | 587118100 | — | 579,975 shares | $27,386,000 |
| VIACOM INC NEW | CL B | 92553P201 | — | 355,754 shares | $27,372,000 |
| PHILIP MORRIS INTL INC | COM | 718172109 | PUT | 327,800 shares | $27,339,000 |
| SEAGATE TECHNOLOGY PLC | SHS | G7945M107 | — | 475,498 shares | $27,232,000 |
| ISHARES | MSCI SZ CAP ETF | 464286749 | — | 837,190 shares | $27,217,000 |
| COCA COLA CO | COM | 191216100 | PUT | 635,425 shares | $27,107,000 |
| METLIFE INC | COM | 59156R108 | PUT | 504,569 shares | $27,105,000 |
| HESS CORP | COM | 42809H107 | — | 287,338 shares | $27,102,000 |
| LINKEDIN CORP | COM CL A | 53578A108 | — | 130,069 shares | $27,027,000 |
| MONSANTO CO NEW | COM | 61166W101 | CALL | 240,100 shares | $27,014,000 |
| TEEKAY LNG PARTNERS L P | PRTNRSP UNITS | Y8564M105 | — | 619,602 shares | $26,990,000 |
| PHILLIPS 66 | COM | 718546104 | — | 330,766 shares | $26,895,000 |
| ATLAS PIPELINE PARTNERS LP | UNIT L P INT | 049392103 | — | 737,263 shares | $26,881,000 |
| CBS CORP NEW | CL B | 124857202 | — | 500,622 shares | $26,783,000 |
| BAKER HUGHES INC | COM | 057224107 | CALL | 410,200 shares | $26,688,000 |
| APPLIED MATLS INC | COM | 038222105 | — | 1,230,700 shares | $26,595,000 |
| PFIZER INC | COM | 717081103 | CALL | 896,624 shares | $26,513,000 |
| AMGEN INC | COM | 031162100 | PUT | 188,700 shares | $26,505,000 |
| TIME WARNER INC | COM NEW | 887317303 | — | 351,555 shares | $26,440,000 |
| ADVANCE AUTO PARTS INC | COM | 00751Y106 | — | 202,891 shares | $26,437,000 |
| TW TELECOM INC | COM | 87311L104 | — | 634,156 shares | $26,387,000 |
| SALESFORCE COM INC | COM | 79466L302 | — | 457,929 shares | $26,345,000 |
| WELLPOINT INC | NOTE 2.750%10/1 | 94973VBG1 | — | 15,989,000 principal | $26,332,000 |
| MEDTRONIC INC | COM | 585055106 | — | 424,633 shares | $26,306,000 |
| EXPEDIA INC DEL | COM NEW | 30212P303 | CALL | 300,100 shares | $26,295,000 |
| DELTA AIR LINES INC DEL | COM NEW | 247361702 | — | 727,305 shares | $26,292,000 |
| ISHARES | MSCI SZ CAP ETF | 464286749 | — | 807,260 shares | $26,244,000 |
| APACHE CORP | COM | 037411105 | PUT | 279,500 shares | $26,237,000 |
| APPLIED MATLS INC | COM | 038222105 | PUT | 1,208,500 shares | $26,116,000 |
| MARSH & MCLENNAN COS INC | COM | 571748102 | — | 498,459 shares | $26,089,000 |
| BB&T CORP | COM | 054937107 | — | 700,434 shares | $26,063,000 |
| JOHNSON CTLS INC | COM | 478366107 | — | 590,130 shares | $25,966,000 |
| EBAY INC | COM | 278642103 | — | 457,510 shares | $25,909,000 |
| VALE S A | ADR | 91912E105 | PUT | 2,352,800 shares | $25,904,000 |
| ADOBE SYS INC | COM | 00724F101 | — | 374,170 shares | $25,889,000 |
| UNITED STATES STL CORP NEW | COM | 912909108 | PUT | 660,200 shares | $25,860,000 |
| ATLAS ENERGY LP | COM UNITS LP | 04930A104 | — | 587,437 shares | $25,847,000 |
| GOLAR LNG LTD BERMUDA | SHS | G9456A100 | PUT | 389,100 shares | $25,836,000 |
| CBRE CLARION GLOBAL REAL EST | COM | 12504G100 | — | 3,076,277 shares | $25,779,000 |
| PETROLEO BRASILEIRO SA PETRO | SPONSORED ADR | 71654V408 | — | 1,813,621 shares | $25,735,000 |
| DCP MIDSTREAM PARTNERS LP | COM UT LTD PTN | 23311P100 | — | 472,523 shares | $25,729,000 |
| ISHARES | MSCI GERMANY ETF | 464286806 | — | 928,243 shares | $25,712,000 |
| BANK NEW YORK MELLON CORP | COM | 064058100 | — | 660,925 shares | $25,598,000 |
| LAS VEGAS SANDS CORP | COM | 517834107 | — | 411,024 shares | $25,570,000 |