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UBS AG
Period ended Sep 30, 2014 · Latest filing Nov 12, 2014
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2014: $135,582,726,000
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2014. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares: $5,234,289,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · PUT: $2,805,798,000
- UBS AG · SHS NEW · H89231338 · shares: $1,708,821,000
- APPLE INC · COM · 037833100 · shares: $1,698,006,000
- MICROSOFT CORP · COM · 594918104 · shares: $1,309,238,000
- JOHNSON & JOHNSON · COM · 478160104 · shares: $1,175,481,000
- ISHARES TR · MSCI EMG MKT ETF · 464287234 · shares · PUT: $1,076,819,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · CALL: $1,069,771,000
- INTEL CORP · COM · 458140100 · shares: $969,358,000
- ISHARES TR · RUSSELL 2000 ETF · 464287655 · shares: $897,841,000
Filing totals differ
The filing summary reports $135,582,726,000, while the holdings entries total $135,582,744,000.
Reported holdings
15,317 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| UNITED CONTL HLDGS INC | COM | 910047109 | PUT | 777,400 shares | $36,375,000 |
| CAPITAL ONE FINL CORP | COM | 14040H105 | — | 444,808 shares | $36,305,000 |
| TATA MTRS LTD | SPONSORED ADR | 876568502 | — | 828,630 shares | $36,219,000 |
| LOWES COS INC | COM | 548661107 | — | 684,157 shares | $36,206,000 |
| UNITED PARCEL SERVICE INC | CL B | 911312106 | CALL | 367,844 shares | $36,155,000 |
| CELANESE CORP DEL | COM SER A | 150870103 | — | 613,762 shares | $35,917,000 |
| LILLY ELI & CO | COM | 532457108 | — | 552,690 shares | $35,842,000 |
| ISHARES TR | 20+ YR TR BD ETF | 464287432 | — | 307,689 shares | $35,775,000 |
| AT&T INC | COM | 00206R102 | PUT | 1,014,500 shares | $35,751,000 |
| TORONTO DOMINION BK ONT | COM NEW | 891160509 | — | 722,448 shares | $35,682,000 |
| MARTIN MARIETTA MATLS INC | COM | 573284106 | CALL | 276,700 shares | $35,678,000 |
| ARCHER DANIELS MIDLAND CO | COM | 039483102 | — | 696,095 shares | $35,570,000 |
| POWERSHARES ETF TRUST II | DWA DEVMKTMOM PT | 73936Q108 | — | 1,454,868 shares | $35,484,000 |
| SYMANTEC CORP | COM | 871503108 | — | 1,505,064 shares | $35,384,000 |
| SBA COMMUNICATIONS CORP | COM | 78388J106 | — | 318,156 shares | $35,284,000 |
| APOLLO INVT CORP | COM | 03761U106 | — | 4,316,664 shares | $35,267,000 |
| FIRST TR EXCHANGE TRADED FD | FINLS ALPHADEX | 33734X135 | — | 1,605,498 shares | $35,080,000 |
| CBS CORP NEW | CL B | 124857202 | — | 652,613 shares | $34,915,000 |
| SK TELECOM LTD | SPONSORED ADR | 78440P108 | — | 1,148,810 shares | $34,855,000 |
| RIO TINTO PLC | SPONSORED ADR | 767204100 | — | 708,562 shares | $34,847,000 |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADR | 874039100 | — | 1,725,993 shares | $34,831,000 |
| PROSHARES TR | PSHS SHTRUSS2000 | 74347R826 | — | 2,026,330 shares | $34,812,000 |
| SYSCO CORP | COM | 871829107 | — | 916,071 shares | $34,765,000 |
| PHILLIPS 66 | COM | 718546104 | PUT | 427,334 shares | $34,747,000 |
| PROCTER & GAMBLE CO | COM | 742718109 | PUT | 414,500 shares | $34,710,000 |
| VOYA FINL INC | COM | 929089100 | CALL | 887,700 shares | $34,709,000 |
| GOOGLE INC | CL A | 38259P508 | PUT | 58,849 shares | $34,627,000 |
| PPG INDS INC | COM | 693506107 | — | 175,981 shares | $34,623,000 |
| EATON VANCE LTD DUR INCOME F | COM | 27828H105 | — | 2,371,724 shares | $34,580,000 |
| MONDELEZ INTL INC | CL A | 609207105 | — | 1,007,165 shares | $34,511,000 |
| GAP INC DEL | COM | 364760108 | — | 827,732 shares | $34,508,000 |
| NAVIENT CORP | COM | 63938C108 | — | 1,948,236 shares | $34,503,000 |
| EMERSON ELEC CO | COM | 291011104 | — | 549,353 shares | $34,379,000 |
| COLGATE PALMOLIVE CO | COM | 194162103 | — | 526,399 shares | $34,332,000 |
| NEWMONT MINING CORP | COM | 651639106 | — | 1,487,750 shares | $34,293,000 |
| MORGAN STANLEY | COM NEW | 617446448 | — | 989,907 shares | $34,221,000 |
| MICRON TECHNOLOGY INC | COM | 595112103 | — | 996,921 shares | $34,155,000 |
| ISHARES | SHT NTLAMTFR ETF | 464288158 | — | 319,256 shares | $33,899,000 |
| PRAXAIR INC | COM | 74005P104 | — | 262,774 shares | $33,898,000 |
| WHIRLPOOL CORP | COM | 963320106 | PUT | 232,400 shares | $33,849,000 |
| SPDR SERIES TRUST | NUVN BRCLY MUNI | 78464A458 | — | 1,408,811 shares | $33,811,000 |
| COHEN & STEERS INFRASTRUCTUR | COM | 19248A109 | — | 1,455,778 shares | $33,701,000 |
| AMERICAN ELEC PWR INC | COM | 025537101 | — | 645,469 shares | $33,700,000 |
| ANADARKO PETE CORP | COM | 032511107 | PUT | 332,000 shares | $33,678,000 |
| NQ MOBILE INC | ADR REPSTG CL A | 64118U108 | CALL | 4,816,300 shares | $33,570,000 |
| MORGAN STANLEY | COM NEW | 617446448 | PUT | 970,500 shares | $33,550,000 |
| GENERAL ELECTRIC CO | COM | 369604103 | PUT | 1,306,262 shares | $33,466,000 |
| TRANSOCEAN LTD | REG SHS | H8817H100 | — | 1,045,659 shares | $33,430,000 |
| MACYS INC | COM | 55616P104 | — | 573,861 shares | $33,387,000 |
| MACQUARIE INFRASTR CO LLC | MEMBERSHIP INT | 55608B105 | CALL | 500,000 shares | $33,350,000 |
| MASTERCARD INC | CL A | 57636Q104 | — | 451,156 shares | $33,349,000 |
| LINKEDIN CORP | COM CL A | 53578A108 | — | 160,491 shares | $33,348,000 |
| MONDELEZ INTL INC | CL A | 609207105 | — | 971,188 shares | $33,278,000 |
| COMCAST CORP NEW | CL A | 20030N101 | PUT | 618,469 shares | $33,261,000 |
| HOME DEPOT INC | COM | 437076102 | CALL | 362,400 shares | $33,247,000 |
| QUALCOMM INC | COM | 747525103 | CALL | 441,970 shares | $33,046,000 |
| KONINKLIJKE PHILIPS N V | NY REG SH NEW | 500472303 | — | 1,041,987 shares | $33,041,000 |
| DRESSER-RAND GROUP INC | COM | 261608103 | CALL | 401,000 shares | $32,986,000 |
| VANGUARD WORLD FDS | INDUSTRIAL ETF | 92204A603 | — | 324,792 shares | $32,940,000 |
| ISHARES TR | CHINA LG-CAP ETF | 464287184 | — | 860,272 shares | $32,931,000 |
| HSBC HLDGS PLC | SPON ADR NEW | 404280406 | — | 646,329 shares | $32,885,000 |
| NUSTAR GP HOLDINGS LLC | UNIT RESTG LLC | 67059L102 | — | 755,185 shares | $32,851,000 |
| SIMON PPTY GROUP INC NEW | COM | 828806109 | — | 199,459 shares | $32,795,000 |
| MEDIVATION INC | COM | 58501N101 | — | 331,274 shares | $32,753,000 |
| ISHARES TR | U.S. REAL ES ETF | 464287739 | PUT | 472,400 shares | $32,690,000 |
| WALGREEN CO | COM | 931422109 | PUT | 549,908 shares | $32,593,000 |
| MERCK & CO INC NEW | COM | 58933Y105 | PUT | 546,300 shares | $32,385,000 |
| EXXON MOBIL CORP | COM | 30231G102 | — | 344,170 shares | $32,369,000 |
| EQUINIX INC | COM NEW | 29444U502 | — | 152,122 shares | $32,323,000 |
| SPDR SERIES TRUST | S&P BIOTECH | 78464A870 | — | 207,239 shares | $32,323,000 |
| ISHARES TR | US HLTHCARE ETF | 464287762 | — | 240,450 shares | $32,304,000 |
| VMWARE INC | CL A COM | 928563402 | — | 343,407 shares | $32,225,000 |
| PHILLIPS 66 | COM | 718546104 | — | 390,965 shares | $31,789,000 |
| HEALTH CARE REIT INC | COM | 42217K106 | — | 509,655 shares | $31,787,000 |
| ALLIANCE DATA SYSTEMS CORP | COM | 018581108 | CALL | 127,945 shares | $31,765,000 |
| ISHARES TR | NASDQ BIOTEC ETF | 464287556 | CALL | 115,800 shares | $31,686,000 |
| PRUDENTIAL FINL INC | COM | 744320102 | — | 359,677 shares | $31,630,000 |
| ANHEUSER BUSCH INBEV SA/NV | SPONSORED ADR | 03524A108 | — | 285,230 shares | $31,618,000 |
| ISHARES TR | MSCI EMG MKT ETF | 464287234 | — | 760,770 shares | $31,618,000 |
| LOCKHEED MARTIN CORP | COM | 539830109 | — | 172,841 shares | $31,592,000 |
| CENTURYLINK INC | COM | 156700106 | CALL | 771,500 shares | $31,547,000 |
| APPLE INC | COM | 037833100 | — | 312,385 shares | $31,473,000 |
| NUCOR CORP | COM | 670346105 | — | 579,603 shares | $31,461,000 |
| CLAYMORE EXCHANGE TRD FD TR | GUGG ENH SHT DUR | 18383M654 | — | 626,162 shares | $31,410,000 |
| BANK N S HALIFAX | COM | 064149107 | — | 507,183 shares | $31,369,000 |
| CVS HEALTH CORP | COM | 126650100 | — | 393,695 shares | $31,334,000 |
| STARBUCKS CORP | COM | 855244109 | PUT | 414,800 shares | $31,301,000 |
| FORD MTR CO DEL | COM PAR $0.01 | 345370860 | PUT | 2,114,700 shares | $31,276,000 |
| JPMORGAN CHASE & CO | ALERIAN ML ETN | 46625H365 | — | 586,981 shares | $31,157,000 |
| ROYAL BK CDA MONTREAL QUE | COM | 780087102 | — | 435,727 shares | $31,133,000 |
| STATE STR CORP | COM | 857477103 | — | 422,800 shares | $31,122,000 |
| AVAGO TECHNOLOGIES LTD | SHS | Y0486S104 | — | 357,339 shares | $31,088,000 |
| 3-D SYS CORP DEL | COM NEW | 88554D205 | PUT | 668,750 shares | $31,010,000 |
| TEXAS INSTRS INC | COM | 882508104 | PUT | 650,200 shares | $31,008,000 |
| BCE INC | COM NEW | 05534B760 | — | 723,424 shares | $30,934,000 |
| 3M CO | COM | 88579Y101 | — | 218,330 shares | $30,933,000 |
| GENUINE PARTS CO | COM | 372460105 | — | 352,240 shares | $30,895,000 |
| WYNN RESORTS LTD | COM | 983134107 | — | 165,048 shares | $30,877,000 |
| ISHARES | US OIL EQ&SV ETF | 464288844 | — | 465,318 shares | $30,869,000 |
| POWERSHARES ETF TRUST | DYN PHRMA PORT | 73935X799 | — | 483,745 shares | $30,790,000 |