← Back to Discover
UBS AG
Period ended Sep 30, 2014 · Latest filing Nov 12, 2014
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2014: $135,582,726,000
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2014. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares: $5,234,289,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · PUT: $2,805,798,000
- UBS AG · SHS NEW · H89231338 · shares: $1,708,821,000
- APPLE INC · COM · 037833100 · shares: $1,698,006,000
- MICROSOFT CORP · COM · 594918104 · shares: $1,309,238,000
- JOHNSON & JOHNSON · COM · 478160104 · shares: $1,175,481,000
- ISHARES TR · MSCI EMG MKT ETF · 464287234 · shares · PUT: $1,076,819,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · CALL: $1,069,771,000
- INTEL CORP · COM · 458140100 · shares: $969,358,000
- ISHARES TR · RUSSELL 2000 ETF · 464287655 · shares: $897,841,000
Filing totals differ
The filing summary reports $135,582,726,000, while the holdings entries total $135,582,744,000.
Reported holdings
15,317 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| TORONTO DOMINION BK ONT | COM NEW | 891160509 | PUT | 1,000 shares | $49,000 |
| VISTEON CORP | COM NEW | 92839U206 | CALL | 500 shares | $49,000 |
| VITAMIN SHOPPE INC | COM | 92849E101 | CALL | 1,100 shares | $49,000 |
| WAL-MART STORES INC | COM | 931142103 | — | 635 shares | $49,000 |
| XILINX INC | COM | 983919101 | — | 1,165 shares | $49,000 |
| ZIOPHARM ONCOLOGY INC | COM | 98973P101 | CALL | 18,500 shares | $49,000 |
| ACCO BRANDS CORP | COM | 00081T108 | — | 6,981 shares | $48,000 |
| BLACKROCK NY MUNI INC QLTY T | COM | 09249U105 | — | 3,725 shares | $48,000 |
| CAMBRIA ETF TR | SHSHLD YIELD ETF | 132061201 | — | 1,595 shares | $48,000 |
| CARRIZO OIL & GAS INC | COM | 144577103 | CALL | 900 shares | $48,000 |
| C & F FINL CORP | COM | 12466Q104 | — | 1,430 shares | $48,000 |
| CHILDRENS PL INC | COM | 168905107 | PUT | 1,000 shares | $48,000 |
| CINEDIGM CORP | COM | 172406100 | — | 31,187 shares | $48,000 |
| CIRRUS LOGIC INC | COM | 172755100 | PUT | 2,300 shares | $48,000 |
| CREDIT SUISSE AG NASSAU BRH | VELOCITY SHS EXC | 22539T597 | — | 1,770 shares | $48,000 |
| DEUTSCHE MULTI-MKT INCOME TR | SHS | 25160E102 | — | 5,363 shares | $48,000 |
| DIAGEO P L C | SPON ADR NEW | 25243Q205 | — | 415 shares | $48,000 |
| DIREXION SHS ETF TR | DLY TECBEARX NEW | 25459Y439 | — | 3,597 shares | $48,000 |
| FELCOR LODGING TR INC | PFD CV A $1.95 | 31430F200 | — | 1,863 shares | $48,000 |
| FINANCIAL ENGINES INC | COM | 317485100 | — | 1,406 shares | $48,000 |
| GLOBAL X FDS | GB MSCI AR ETF | 37950E259 | — | 2,288 shares | $48,000 |
| GRANITE CONSTR INC | COM | 387328107 | — | 1,500 shares | $48,000 |
| GREAT LAKES DREDGE & DOCK CO | COM | 390607109 | — | 7,750 shares | $48,000 |
| HNI CORP | COM | 404251100 | — | 1,324 shares | $48,000 |
| IDENTIV INC | COM NEW | 45170X205 | — | 3,570 shares | $48,000 |
| INDUSTRIAS BACHOCO S A B DE | SPON ADR B | 456463108 | — | 809 shares | $48,000 |
| INTERSIL CORP | CL A | 46069S109 | CALL | 3,400 shares | $48,000 |
| INTL PAPER CO | COM | 460146103 | — | 1,015 shares | $48,000 |
| ISHARES | TRGT DT 2015 ETF | 464289305 | — | 1,236 shares | $48,000 |
| ISHARES TR | MSCI UAE ETF | 46434V761 | — | 1,979 shares | $48,000 |
| LUMOS NETWORKS CORP | COM | 550283105 | — | 2,962 shares | $48,000 |
| MARKETAXESS HLDGS INC | COM | 57060D108 | — | 778 shares | $48,000 |
| MATRIX SVC CO | COM | 576853105 | CALL | 2,000 shares | $48,000 |
| NEW YORK REIT INC | COM | 64976L109 | — | 4,667 shares | $48,000 |
| PROSHARES TR | PSHS ULTSHT FINL | 74347X146 | — | 3,206 shares | $48,000 |
| PROSHARES TR II | PROSHS ULT AUS | 74347W494 | — | 1,525 shares | $48,000 |
| PROSPERITY BANCSHARES INC | COM | 743606105 | — | 841 shares | $48,000 |
| PROTO LABS INC | COM | 743713109 | CALL | 700 shares | $48,000 |
| QCR HOLDINGS INC | COM | 74727A104 | — | 2,700 shares | $48,000 |
| ROFIN SINAR TECHNOLOGIES INC | COM | 775043102 | — | 2,080 shares | $48,000 |
| SANOFI | RIGHT 12/31/2020 | 80105N113 | — | 102,382 shares | $48,000 |
| SEARS HOMETOWN & OUTLET STOR | COM | 812362101 | — | 3,121 shares | $48,000 |
| SENIOR HSG PPTYS TR | SH BEN INT | 81721M109 | CALL | 2,300 shares | $48,000 |
| SILVER STD RES INC | COM | 82823L106 | CALL | 7,900 shares | $48,000 |
| SKULLCANDY INC | COM | 83083J104 | — | 6,110 shares | $48,000 |
| TASER INTL INC | COM | 87651B104 | PUT | 3,100 shares | $48,000 |
| TELEFLEX INC | COM | 879369106 | — | 459 shares | $48,000 |
| TESCO CORP | COM | 88157K101 | — | 2,442 shares | $48,000 |
| VANGUARD NAT RES LLC | COM UNIT | 92205F106 | — | 1,737 shares | $48,000 |
| WISDOMTREE TR | EMERG CUR STR FD | 97717W133 | — | 2,441 shares | $48,000 |
| ACADIA HEALTHCARE COMPANY IN | COM | 00404A109 | — | 971 shares | $47,000 |
| ADVISORSHARES TR | MOR CREEK GL TAC | 00768Y800 | — | 1,882 shares | $47,000 |
| ALPS ETF TR | VELOSH VOLA HDGD | 00162Q791 | — | 1,592 shares | $47,000 |
| ALTRA INDL MOTION CORP | COM | 02208R106 | — | 1,597 shares | $47,000 |
| AMBEV SA | SPONSORED ADR | 02319V103 | — | 7,250 shares | $47,000 |
| ASTRAZENECA PLC | SPONSORED ADR | 046353108 | — | 664 shares | $47,000 |
| CALLAWAY GOLF CO | COM | 131193104 | — | 6,458 shares | $47,000 |
| CARDIOVASCULAR SYS INC DEL | COM | 141619106 | PUT | 2,000 shares | $47,000 |
| CITIZENS FINL GROUP INC | COM | 174610105 | — | 2,000 shares | $47,000 |
| CLARCOR INC | COM | 179895107 | — | 741 shares | $47,000 |
| CONSOLIDATED TOMOKA LD CO | COM | 210226106 | — | 954 shares | $47,000 |
| CUMULUS MEDIA INC | CL A | 231082108 | — | 11,715 shares | $47,000 |
| CYTEC INDS INC | COM | 232820100 | — | 987 shares | $47,000 |
| DEUTSCHE BK AG LONDON BRH | PS CR OIL SH ETN | 25154K874 | — | 1,196 shares | $47,000 |
| FIFTH THIRD BANCORP | COM | 316773100 | — | 2,365 shares | $47,000 |
| FIRST BUSEY CORP | COM | 319383105 | — | 8,464 shares | $47,000 |
| GEEKNET INC | COM NEW | 36846Q203 | — | 5,012 shares | $47,000 |
| GIGAMON INC | COM | 37518B102 | PUT | 4,500 shares | $47,000 |
| GLOBAL CASH ACCESS HLDGS INC | COM | 378967103 | — | 6,892 shares | $47,000 |
| HAWAIIAN HOLDINGS INC | COM | 419879101 | CALL | 3,500 shares | $47,000 |
| HORIZON PHARMA PLC | SHS | G4617B105 | CALL | 3,800 shares | $47,000 |
| HUNTINGTON STRATEGY SHS | US EQT ROT ETF | 446698102 | — | 1,253 shares | $47,000 |
| INDEPENDENT BANK CORP MASS | COM | 453836108 | — | 1,327 shares | $47,000 |
| ISHARES | EUR DEV RE ETF | 464288471 | — | 1,339 shares | $47,000 |
| ISHARES | IBOXX HI YD ETF | 464288513 | — | 516 shares | $47,000 |
| KORN FERRY INTL | COM NEW | 500643200 | CALL | 1,900 shares | $47,000 |
| LANDEC CORP | COM | 514766104 | — | 3,875 shares | $47,000 |
| LEAPFROG ENTERPRISES INC | CL A | 52186N106 | CALL | 7,800 shares | $47,000 |
| LIBERTY TAX INC | CL A | 53128T102 | — | 1,459 shares | $47,000 |
| MARKET VECTORS ETF TR | AFRICA ETF | 57060U787 | — | 1,513 shares | $47,000 |
| MARKET VECTORS ETF TR | MV ENVIR SVCS | 57060U209 | — | 723 shares | $47,000 |
| MORGAN STANLEY ASIA PAC FD I | COM | 61744U106 | — | 2,859 shares | $47,000 |
| NETSCOUT SYS INC | COM | 64115T104 | — | 1,030 shares | $47,000 |
| NIDEC CORP | SPONSORED ADR | 654090109 | — | 2,759 shares | $47,000 |
| NIMBLE STORAGE INC | COM | 65440R101 | CALL | 1,800 shares | $47,000 |
| NISKA GAS STORAGE PARTNERS L | UNIT LTD LIABI | 654678101 | PUT | 3,800 shares | $47,000 |
| NORTHERN TIER ENERGY LP | COM UN REPR PART | 665826103 | PUT | 2,000 shares | $47,000 |
| NUVEEN MASS PREM INCOME MUN | COM | 67061E104 | — | 3,556 shares | $47,000 |
| OMNICARE INC | DBCV 3.250%12/1 | 681904AL2 | — | 46,000 principal | $47,000 |
| PHILLIPS 66 PARTNERS LP | COM UNIT REP INT | 718549207 | PUT | 700 shares | $47,000 |
| POWERSHARES ETF TRUST | FINL PFD PTFL | 73935X229 | PUT | 2,600 shares | $47,000 |
| POWERSHS DB US DOLLAR INDEX | DOLL INDX BEAR | 73936D206 | — | 1,856 shares | $47,000 |
| PROSHARES TR | ULTRPRO S&P500 | 74347X864 | — | 404 shares | $47,000 |
| RESOURCES CONNECTION INC | COM | 76122Q105 | — | 3,400 shares | $47,000 |
| RUSSELL EXCHANGE TRADED FDS | EQUITY ETF | 782474522 | — | 1,312 shares | $47,000 |
| SPDR SERIES TRUST | BRC HGH YLD BD | 78464A417 | — | 1,174 shares | $47,000 |
| SPECTRANETICS CORP | COM | 84760C107 | — | 1,751 shares | $47,000 |
| SPRINT CORP | COM SER 1 | 85207U105 | — | 7,431 shares | $47,000 |
| TSAKOS ENERGY NAVIGATION LTD | SHS | G9108L108 | — | 7,394 shares | $47,000 |
| UNITED GUARDIAN INC | COM | 910571108 | — | 2,112 shares | $47,000 |