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UBS AG
Period ended Sep 30, 2014 · Latest filing Nov 12, 2014
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2014: $135,582,726,000
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2014. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares: $5,234,289,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · PUT: $2,805,798,000
- UBS AG · SHS NEW · H89231338 · shares: $1,708,821,000
- APPLE INC · COM · 037833100 · shares: $1,698,006,000
- MICROSOFT CORP · COM · 594918104 · shares: $1,309,238,000
- JOHNSON & JOHNSON · COM · 478160104 · shares: $1,175,481,000
- ISHARES TR · MSCI EMG MKT ETF · 464287234 · shares · PUT: $1,076,819,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · CALL: $1,069,771,000
- INTEL CORP · COM · 458140100 · shares: $969,358,000
- ISHARES TR · RUSSELL 2000 ETF · 464287655 · shares: $897,841,000
Filing totals differ
The filing summary reports $135,582,726,000, while the holdings entries total $135,582,744,000.
Reported holdings
15,317 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| WORLD ACCEP CORP DEL | COM | 981419104 | PUT | 700 shares | $47,000 |
| 2U INC | COM | 90214J101 | — | 2,978 shares | $46,000 |
| ALAMO GROUP INC | COM | 011311107 | — | 1,116 shares | $46,000 |
| BIO-REFERENCE LABS INC | COM $.01 NEW | 09057G602 | — | 1,652 shares | $46,000 |
| BLACKBAUD INC | COM | 09227Q100 | — | 1,162 shares | $46,000 |
| BLACKHAWK NETWORK HLDGS INC | CL B | 09238E203 | — | 1,410 shares | $46,000 |
| BLACKROCK INCOME TR INC | COM | 09247F100 | — | 7,241 shares | $46,000 |
| BLACKROCK MUNIYLD INVST QLTY | COM | 09254T100 | — | 3,420 shares | $46,000 |
| CAMERON INTERNATIONAL CORP | COM | 13342B105 | PUT | 700 shares | $46,000 |
| CBRE GROUP INC | CL A | 12504L109 | — | 1,560 shares | $46,000 |
| CLAYMORE EXCHANGE TRD FD TR | GUG RAYM JAMES S | 18383M613 | — | 1,353 shares | $46,000 |
| COMSCORE INC | COM | 20564W105 | — | 1,250 shares | $46,000 |
| DIAMOND RESORTS INTL INC | COM | 25272T104 | — | 2,000 shares | $46,000 |
| ENTEGRIS INC | COM | 29362U104 | — | 4,038 shares | $46,000 |
| EPLUS INC | COM | 294268107 | — | 814 shares | $46,000 |
| EVANS BANCORP INC | COM NEW | 29911Q208 | — | 1,997 shares | $46,000 |
| FARO TECHNOLOGIES INC | COM | 311642102 | PUT | 900 shares | $46,000 |
| FIRST MAJESTIC SILVER CORP | COM | 32076V103 | CALL | 5,900 shares | $46,000 |
| HARRIS CORP DEL | COM | 413875105 | CALL | 700 shares | $46,000 |
| HORMEL FOODS CORP | COM | 440452100 | PUT | 900 shares | $46,000 |
| HUNTINGTON BANCSHARES INC | PFD CONV SER A | 446150401 | — | 35 shares | $46,000 |
| INSYS THERAPEUTICS INC NEW | COM NEW | 45824V209 | — | 1,197 shares | $46,000 |
| INVESTMENT TECHNOLOGY GRP NE | COM | 46145F105 | CALL | 2,900 shares | $46,000 |
| KIRKLANDS INC | COM | 497498105 | — | 2,827 shares | $46,000 |
| LIBERTY INTERACTIVE CORP | INT COM SER A | 53071M104 | PUT | 1,600 shares | $46,000 |
| MILLER ENERGY RES INC | COM | 600527105 | — | 10,452 shares | $46,000 |
| MINERALS TECHNOLOGIES INC | COM | 603158106 | — | 747 shares | $46,000 |
| ON ASSIGNMENT INC | COM | 682159108 | PUT | 1,700 shares | $46,000 |
| ORION ENERGY SYSTEMS INC | COM | 686275108 | — | 8,600 shares | $46,000 |
| OSI SYSTEMS INC | COM | 671044105 | — | 728 shares | $46,000 |
| PCM INC | COM | 69323K100 | — | 4,681 shares | $46,000 |
| PEMBINA PIPELINE CORP | COM | 706327103 | CALL | 1,100 shares | $46,000 |
| PIER 1 IMPORTS INC | COM | 720279108 | CALL | 3,900 shares | $46,000 |
| PMC-SIERRA INC | COM | 69344F106 | — | 6,124 shares | $46,000 |
| POWERSHARES ETF TRUST | NASD INTNT ETF | 73935X146 | — | 670 shares | $46,000 |
| RALLY SOFTWARE DEV CORP | COM | 751198102 | — | 3,831 shares | $46,000 |
| ROYAL BK SCOTLAND GROUP PLC | ADR PFD SER P | 780097762 | — | 1,922 shares | $46,000 |
| SERVICESOURCE INTL LLC | COM | 81763U100 | — | 14,260 shares | $46,000 |
| SOUTHERN MO BANCORP INC | COM | 843380106 | — | 1,285 shares | $46,000 |
| SSGA ACTIVE ETF TR | BLKSTN GSOSRLN | 78467V608 | — | 928 shares | $46,000 |
| STAR BULK CARRIERS CORP | SHS NEW | Y8162K121 | — | 4,201 shares | $46,000 |
| SUMMIT HOTEL PPTYS | COM | 866082100 | — | 4,233 shares | $46,000 |
| TESSCO TECHNOLOGIES INC | COM | 872386107 | — | 1,575 shares | $46,000 |
| TRAVELCENTERS OF AMERICA LLC | COM | 894174101 | — | 4,608 shares | $46,000 |
| U S GEOTHERMAL INC | COM | 90338S102 | — | 81,567 shares | $46,000 |
| VESTIN RLTY MTG II INC | COM PAR $0.0001 | 92549X300 | — | 10,173 shares | $46,000 |
| VIACOM INC NEW | CL B | 92553P201 | CALL | 600 shares | $46,000 |
| VTTI ENERGY PARTNERS LP | COM UNIT RP LT | Y9384M101 | — | 1,818 shares | $46,000 |
| WASHINGTON FED INC | COM | 938824109 | — | 2,241 shares | $46,000 |
| WISDOMTREE TR | ASIA PAC EXJP FD | 97717W828 | — | 695 shares | $46,000 |
| ZEBRA TECHNOLOGIES CORP | CL A | 989207105 | — | 642 shares | $46,000 |
| ACXIOM CORP | COM | 005125109 | — | 2,727 shares | $45,000 |
| AIRCASTLE LTD | COM | G0129K104 | — | 2,743 shares | $45,000 |
| ANN INC | COM | 035623107 | CALL | 1,100 shares | $45,000 |
| BARCLAYS BK PLC | IPATH EMERG ETN | 06740P874 | — | 453 shares | $45,000 |
| BRASKEM S A | SP ADR PFD A | 105532105 | — | 3,396 shares | $45,000 |
| BRIGGS & STRATTON CORP | COM | 109043109 | CALL | 2,500 shares | $45,000 |
| CAREFUSION CORP | COM | 14170T101 | CALL | 1,000 shares | $45,000 |
| CATCHMARK TIMBER TR INC | CL A | 14912Y202 | — | 4,063 shares | $45,000 |
| DENDREON CORP | COM | 24823Q107 | — | 30,908 shares | $45,000 |
| DIREXION SHS ETF TR | DLY JPN BULL 3X | 25459Y413 | — | 988 shares | $45,000 |
| DIREXION SHS ETF TR | DLY JR GMNR BEAR | 25459Y561 | — | 2,529 shares | $45,000 |
| EXACT SCIENCES CORP | COM | 30063P105 | CALL | 2,300 shares | $45,000 |
| FIRSTSERVICE CORP | SUB VTG SH | 33761N109 | — | 855 shares | $45,000 |
| GASTAR EXPL INC NEW | COM | 36729W202 | — | 7,716 shares | $45,000 |
| GLOBALSTAR INC | COM | 378973408 | CALL | 12,300 shares | $45,000 |
| GOLD RESOURCE CORP | COM | 38068T105 | — | 8,783 shares | $45,000 |
| GRAHAM CORP | COM | 384556106 | — | 1,550 shares | $45,000 |
| HF FINL CORP | COM | 404172108 | — | 3,368 shares | $45,000 |
| HOMEAWAY INC | COM | 43739Q100 | — | 1,264 shares | $45,000 |
| HUTTIG BLDG PRODS INC | COM | 448451104 | — | 12,096 shares | $45,000 |
| INVESCO TR INVT GRADE NY MUN | COM | 46131T101 | — | 3,358 shares | $45,000 |
| KFORCE INC | COM | 493732101 | — | 2,300 shares | $45,000 |
| KIRKLANDS INC | COM | 497498105 | — | 2,800 shares | $45,000 |
| LIBERTY TAX INC | CL A | 53128T102 | — | 1,400 shares | $45,000 |
| LIFE TIME FITNESS INC | COM | 53217R207 | PUT | 900 shares | $45,000 |
| LKQ CORP | COM | 501889208 | CALL | 1,700 shares | $45,000 |
| MAGNACHIP SEMICONDUCTOR CORP | COM | 55933J203 | — | 3,887 shares | $45,000 |
| MANITOWOC INC | COM | 563571108 | PUT | 1,900 shares | $45,000 |
| MESABI TR | CTF BEN INT | 590672101 | — | 2,351 shares | $45,000 |
| MODEL N INC | COM | 607525102 | — | 4,558 shares | $45,000 |
| NATIONAL INTERSTATE CORP | COM | 63654U100 | — | 1,618 shares | $45,000 |
| NEWFIELD EXPL CO | COM | 651290108 | — | 1,215 shares | $45,000 |
| NIC INC | COM | 62914B100 | — | 2,634 shares | $45,000 |
| ORION ENGINEERED CARBONS S A | COM | L72967109 | — | 2,560 shares | $45,000 |
| PARKWAY PPTYS INC | COM | 70159Q104 | — | 2,415 shares | $45,000 |
| PETMED EXPRESS INC | COM | 716382106 | PUT | 3,300 shares | $45,000 |
| PIMCO CALIF MUN INCOME FD II | COM | 72200M108 | — | 4,842 shares | $45,000 |
| PRIMERO MNG CORP | COM | 74164W106 | — | 9,279 shares | $45,000 |
| RIVERBED TECHNOLOGY INC | COM | 768573107 | PUT | 2,400 shares | $45,000 |
| SHUTTERFLY INC | COM | 82568P304 | — | 922 shares | $45,000 |
| SPARK ENERGY INC | CL A COM | 846511103 | — | 2,597 shares | $45,000 |
| STOCK YDS BANCORP INC | COM | 861025104 | — | 1,502 shares | $45,000 |
| STRAYER ED INC | COM | 863236105 | — | 746 shares | $45,000 |
| TELECOM ITALIA S P A NEW | SPON ADR SVGS | 87927Y201 | — | 5,125 shares | $45,000 |
| THERAVANCE INC | COM | 88338T104 | — | 2,606 shares | $45,000 |
| TORTOISE MLP FD INC | COM | 89148B101 | — | 1,546 shares | $45,000 |
| VASCULAR SOLUTIONS INC | COM | 92231M109 | — | 1,808 shares | $45,000 |
| WALTER INVT MGMT CORP | COM | 93317W102 | — | 2,067 shares | $45,000 |
| ALASKA AIR GROUP INC | COM | 011659109 | PUT | 1,000 shares | $44,000 |