← Back to Discover
UBS AG
Period ended Sep 30, 2014 · Latest filing Nov 12, 2014
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2014: $135,582,726,000
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2014. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares: $5,234,289,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · PUT: $2,805,798,000
- UBS AG · SHS NEW · H89231338 · shares: $1,708,821,000
- APPLE INC · COM · 037833100 · shares: $1,698,006,000
- MICROSOFT CORP · COM · 594918104 · shares: $1,309,238,000
- JOHNSON & JOHNSON · COM · 478160104 · shares: $1,175,481,000
- ISHARES TR · MSCI EMG MKT ETF · 464287234 · shares · PUT: $1,076,819,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · CALL: $1,069,771,000
- INTEL CORP · COM · 458140100 · shares: $969,358,000
- ISHARES TR · RUSSELL 2000 ETF · 464287655 · shares: $897,841,000
Filing totals differ
The filing summary reports $135,582,726,000, while the holdings entries total $135,582,744,000.
Reported holdings
15,317 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| ANHEUSER BUSCH INBEV SA/NV | SPONSORED ADR | 03524A108 | PUT | 400 shares | $44,000 |
| ASSOCIATED ESTATES RLTY CORP | COM | 045604105 | CALL | 2,500 shares | $44,000 |
| ATWOOD OCEANICS INC | COM | 050095108 | — | 1,000 shares | $44,000 |
| BALLARD PWR SYS INC NEW | COM | 058586108 | — | 13,531 shares | $44,000 |
| BALLY TECHNOLOGIES INC | COM | 05874B107 | — | 550 shares | $44,000 |
| BARCLAYS BK PLC | 2 YR TREAS BULL | 06740L469 | — | 750 shares | $44,000 |
| BAYLAKE CORP | COM | 072788102 | — | 3,685 shares | $44,000 |
| BLACKROCK MUNIHLDGS NJ QLTY | COM | 09254X101 | — | 3,116 shares | $44,000 |
| BLACKROCK MUN TARGET TERM TR | COM SHS BEN IN | 09257P105 | — | 2,195 shares | $44,000 |
| CABLEVISION SYS CORP | CL A NY CABLVS | 12686C109 | PUT | 2,500 shares | $44,000 |
| CARDIOVASCULAR SYS INC DEL | COM | 141619106 | — | 1,846 shares | $44,000 |
| CEDAR REALTY TRUST INC | COM NEW | 150602209 | — | 7,500 shares | $44,000 |
| CHINA FIN ONLINE CO LTD | SPONSORED ADR | 169379104 | — | 6,424 shares | $44,000 |
| CIM COML TR CORP | COM | 125525105 | — | 2,010 shares | $44,000 |
| CORVEL CORP | COM | 221006109 | — | 1,278 shares | $44,000 |
| CROWN CASTLE INTL CORP | CNV PFD STK SR A | 228227500 | — | 414 shares | $44,000 |
| CUBESMART | COM | 229663109 | — | 2,420 shares | $44,000 |
| DIREXION SHS ETF TR | 20YR TRES BEAR | 25459Y405 | — | 1,751 shares | $44,000 |
| DISCOVERY LABORATORIES INC N | COM NEW | 254668403 | PUT | 23,700 shares | $44,000 |
| DREAMWORKS ANIMATION SKG INC | CL A | 26153C103 | PUT | 1,600 shares | $44,000 |
| EMPIRE ST RLTY OP L P | UNIT LTD PRT 60 | 292102209 | — | 3,007 shares | $44,000 |
| EPAM SYS INC | COM | 29414B104 | CALL | 1,000 shares | $44,000 |
| EXTERRAN PARTNERS LP | COM UNITS | 30225N105 | PUT | 1,500 shares | $44,000 |
| EZCORP INC | CL A NON VTG | 302301106 | PUT | 4,400 shares | $44,000 |
| FIVE OAKS INVT CORP | COM | 33830W106 | — | 4,192 shares | $44,000 |
| GLOBAL EAGLE ENTMT INC | COM | 37951D102 | — | 3,898 shares | $44,000 |
| INDEXIQ ETF TR | GLB AGRI SM CP | 45409B834 | — | 1,726 shares | $44,000 |
| INTERDIGITAL INC | COM | 45867G101 | CALL | 1,100 shares | $44,000 |
| JOES JEANS INC | COM | 47777N101 | — | 45,000 shares | $44,000 |
| LINEAR TECHNOLOGY CORP | COM | 535678106 | CALL | 1,000 shares | $44,000 |
| LINEAR TECHNOLOGY CORP | COM | 535678106 | PUT | 1,000 shares | $44,000 |
| LUMBER LIQUIDATORS HLDGS INC | COM | 55003T107 | — | 769 shares | $44,000 |
| MENS WEARHOUSE INC | COM | 587118100 | — | 936 shares | $44,000 |
| NATIONAL BK GREECE S A | ADR PRF SER A | 633643507 | — | 2,299 shares | $44,000 |
| OMEGA PROTEIN CORP | COM | 68210P107 | — | 3,515 shares | $44,000 |
| PARAGON OFFSHORE PLC | SHS | G6S01W108 | — | 7,109 shares | $44,000 |
| PENN NATL GAMING INC | COM | 707569109 | — | 3,921 shares | $44,000 |
| RF INDS LTD | COM PAR $0.01 | 749552105 | — | 9,004 shares | $44,000 |
| RITE AID CORP | COM | 767754104 | — | 8,995 shares | $44,000 |
| SEMPRA ENERGY | COM | 816851109 | — | 415 shares | $44,000 |
| STEELCASE INC | CL A | 858155203 | CALL | 2,700 shares | $44,000 |
| STEWART INFORMATION SVCS COR | COM | 860372101 | — | 1,515 shares | $44,000 |
| STONECASTLE FINL CORP | COM | 861780104 | — | 1,753 shares | $44,000 |
| STONEGATE BK FT LAUDERDALE F | COM | 861811107 | — | 1,717 shares | $44,000 |
| TRANSCAT INC | COM | 893529107 | — | 4,800 shares | $44,000 |
| VIRTUALSCOPICS INC | COM NEW | 928269208 | — | 9,602 shares | $44,000 |
| ABERDEEN INDONESIA FD INC | COM | 00305P106 | — | 4,509 shares | $43,000 |
| APOLLO RESIDENTIAL MTG INC | COM | 03763V102 | — | 2,800 shares | $43,000 |
| AXIALL CORP | COM | 05463D100 | CALL | 1,200 shares | $43,000 |
| BANCO BILBAO VIZCAYA ARGENTA | SPONSORED ADR | 05946K101 | — | 3,600 shares | $43,000 |
| BIOMARIN PHARMACEUTICAL INC | COM | 09061G101 | PUT | 600 shares | $43,000 |
| BLACKROCK MUNIHOLDNGS QLTY I | COM | 09254A101 | — | 3,278 shares | $43,000 |
| CAMAC ENERGY INC | COM | 131745101 | — | 69,191 shares | $43,000 |
| CARLYLE GROUP L P | COM UTS LTD PTN | 14309L102 | CALL | 1,400 shares | $43,000 |
| CHEESECAKE FACTORY INC | COM | 163072101 | — | 945 shares | $43,000 |
| CLEARFIELD INC | COM | 18482P103 | — | 3,375 shares | $43,000 |
| COMPANHIA SIDERURGICA NACION | SPONSORED ADR | 20440W105 | CALL | 12,200 shares | $43,000 |
| CRA INTL INC | COM | 12618T105 | — | 1,701 shares | $43,000 |
| DOCUMENT SEC SYS INC | COM | 25614T101 | — | 50,600 shares | $43,000 |
| DSP GROUP INC | COM | 23332B106 | — | 4,888 shares | $43,000 |
| EQUITY LIFESTYLE PPTYS INC | COM | 29472R108 | — | 1,010 shares | $43,000 |
| FABRINET | SHS | G3323L100 | — | 2,963 shares | $43,000 |
| FEDERATED ENHANC TREAS INCM | COM SH BEN INT | 314162108 | — | 3,205 shares | $43,000 |
| FIRST TR DIVIDEND INCOME FD | COM | 33731L100 | — | 4,767 shares | $43,000 |
| FULL CIRCLE CAP CORP | COM | 359671104 | — | 6,754 shares | $43,000 |
| GRAN TIERRA ENERGY INC | COM | 38500T101 | — | 7,813 shares | $43,000 |
| GREENLIGHT CAPITAL RE LTD | CLASS A | G4095J109 | — | 1,326 shares | $43,000 |
| HANCOCK JOHN INCOME SECS TR | COM | 410123103 | — | 3,041 shares | $43,000 |
| HCI GROUP INC | COM | 40416E103 | CALL | 1,200 shares | $43,000 |
| HERCULES OFFSHORE INC | COM | 427093109 | PUT | 19,400 shares | $43,000 |
| HOLOGIC INC | COM | 436440101 | — | 1,767 shares | $43,000 |
| IBERIABANK CORP | COM | 450828108 | — | 685 shares | $43,000 |
| IMPAX LABORATORIES INC | COM | 45256B101 | — | 1,808 shares | $43,000 |
| KENNEDY-WILSON HLDGS INC | COM | 489398107 | — | 1,774 shares | $43,000 |
| KERYX BIOPHARMACEUTICALS INC | COM | 492515101 | CALL | 3,100 shares | $43,000 |
| LIBERTY GLOBAL PLC | SHS CL B | G5480U112 | — | 1,000 shares | $43,000 |
| LYONDELLBASELL INDUSTRIES N | SHS - A - | N53745100 | PUT | 400 shares | $43,000 |
| MOVADO GROUP INC | COM | 624580106 | CALL | 1,300 shares | $43,000 |
| PLUM CREEK TIMBER CO INC | COM | 729251108 | PUT | 1,100 shares | $43,000 |
| POWERSHARES GLOBAL ETF TRUST | FDM HG YLD RAFI | 73936T557 | — | 2,271 shares | $43,000 |
| PROSHARES TR | PSHS ULTRA TECH | 74347R693 | PUT | 300 shares | $43,000 |
| QUANEX BUILDING PRODUCTS COR | COM | 747619104 | — | 2,351 shares | $43,000 |
| RENTRAK CORP | COM | 760174102 | — | 711 shares | $43,000 |
| SANDSTORM GOLD LTD | COM NEW | 80013R206 | CALL | 9,900 shares | $43,000 |
| SEACOAST BKG CORP FLA | COM NEW | 811707801 | — | 3,961 shares | $43,000 |
| SESA STERLITE LTD | SPONSORED ADR | 78413F103 | CALL | 2,500 shares | $43,000 |
| SIFY TECHNOLOGIES LIMITED | SPONSORED ADR | 82655M107 | — | 21,764 shares | $43,000 |
| SNYDERS-LANCE INC | COM | 833551104 | — | 1,636 shares | $43,000 |
| STIFEL FINL CORP | COM | 860630102 | — | 925 shares | $43,000 |
| TEEKAY TANKERS LTD | CL A | Y8565N102 | CALL | 11,600 shares | $43,000 |
| TYSON FOODS INC | UNIT 99/99/9999 | 902494301 | — | 863 shares | $43,000 |
| UBS AG LONDON BRH | 2X LEV LNG LKD | 90267B765 | — | 1,800 shares | $43,000 |
| VAIL RESORTS INC | COM | 91879Q109 | CALL | 500 shares | $43,000 |
| XL GROUP PLC | SHS | G98290102 | PUT | 1,300 shares | $43,000 |
| YUM BRANDS INC | COM | 988498101 | PUT | 600 shares | $43,000 |
| ZAGG INC | COM | 98884U108 | — | 7,737 shares | $43,000 |
| AIR LEASE CORP | CL A | 00912X302 | CALL | 1,300 shares | $42,000 |
| A MARK PRECIOUS METALS INC | COM | 00181T107 | — | 3,705 shares | $42,000 |
| APOLLO TACTICAL INCOME FD IN | COM | 037638103 | — | 2,440 shares | $42,000 |
| ARISTA NETWORKS INC | COM | 040413106 | — | 475 shares | $42,000 |