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UBS AG
Period ended Sep 30, 2014 · Latest filing Nov 12, 2014
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2014: $135,582,726,000
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2014. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares: $5,234,289,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · PUT: $2,805,798,000
- UBS AG · SHS NEW · H89231338 · shares: $1,708,821,000
- APPLE INC · COM · 037833100 · shares: $1,698,006,000
- MICROSOFT CORP · COM · 594918104 · shares: $1,309,238,000
- JOHNSON & JOHNSON · COM · 478160104 · shares: $1,175,481,000
- ISHARES TR · MSCI EMG MKT ETF · 464287234 · shares · PUT: $1,076,819,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · CALL: $1,069,771,000
- INTEL CORP · COM · 458140100 · shares: $969,358,000
- ISHARES TR · RUSSELL 2000 ETF · 464287655 · shares: $897,841,000
Filing totals differ
The filing summary reports $135,582,726,000, while the holdings entries total $135,582,744,000.
Reported holdings
15,317 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| BARCLAYS BANK PLC | ETN DJUBSSOFT 38 | 06739H230 | — | 963 shares | $42,000 |
| BROOKFIELD RENEWABLE ENRGY P | PARTNERSHIP UNIT | G16258108 | — | 1,381 shares | $42,000 |
| BRUNSWICK CORP | COM | 117043109 | CALL | 1,000 shares | $42,000 |
| CHURCH & DWIGHT INC | COM | 171340102 | CALL | 600 shares | $42,000 |
| CIMAREX ENERGY CO | COM | 171798101 | — | 330 shares | $42,000 |
| COCA COLA BOTTLING CO CONS | COM | 191098102 | — | 558 shares | $42,000 |
| CVR REFNG LP | COMUNIT REP LT | 12663P107 | PUT | 1,800 shares | $42,000 |
| CYNOSURE INC | CL A | 232577205 | — | 1,994 shares | $42,000 |
| DIGIMARC CORP NEW | COM | 25381B101 | — | 2,005 shares | $42,000 |
| DRIL-QUIP INC | COM | 262037104 | — | 473 shares | $42,000 |
| E-COMMERCE CHINA DANGDANG IN | SPN ADS COM A | 26833A105 | — | 3,450 shares | $42,000 |
| ETFS ASIAN GOLD TR | PHYS ASAIN GLD | 26923C102 | — | 348 shares | $42,000 |
| FINISH LINE INC | CL A | 317923100 | — | 1,692 shares | $42,000 |
| FIRST CMNTY CORP S C | COM | 319835104 | — | 3,950 shares | $42,000 |
| FIRST TR VAL LINE EQ ALLO IN | SHS | 336919105 | — | 1,601 shares | $42,000 |
| FTI CONSULTING INC | COM | 302941109 | — | 1,215 shares | $42,000 |
| FXCM INC | COM CL A | 302693106 | — | 2,635 shares | $42,000 |
| GENERAL CABLE CORP DEL NEW | COM | 369300108 | PUT | 2,800 shares | $42,000 |
| GLOBAL X FDS | GLB X BRAZ CON | 37950E846 | — | 2,601 shares | $42,000 |
| GREEN BANCORP INC | COM | 39260X100 | — | 2,426 shares | $42,000 |
| HELEN OF TROY CORP LTD | COM | G4388N106 | — | 791 shares | $42,000 |
| ILLINOIS TOOL WKS INC | COM | 452308109 | PUT | 500 shares | $42,000 |
| INTREXON CORP | COM | 46122T102 | — | 2,238 shares | $42,000 |
| ISHARES TR | HK SM CP ETF | 46429B457 | — | 1,500 shares | $42,000 |
| KB HOME | COM | 48666K109 | — | 2,800 shares | $42,000 |
| KEYW HLDG CORP | COM | 493723100 | — | 3,803 shares | $42,000 |
| MANHATTAN ASSOCS INC | COM | 562750109 | — | 1,257 shares | $42,000 |
| MATTRESS FIRM HLDG CORP | COM | 57722W106 | — | 700 shares | $42,000 |
| MERIDIAN BANCORP INC MD | COM | 58958U103 | — | 3,953 shares | $42,000 |
| MWI VETERINARY SUPPLY INC | COM | 55402X105 | — | 283 shares | $42,000 |
| NORTHFIELD BANCORP INC DEL | COM | 66611T108 | — | 3,081 shares | $42,000 |
| PORTUGAL TELECOM SGPS S A | SPONSORED ADR | 737273102 | — | 20,250 shares | $42,000 |
| RADA ELECTR INDS LTD | SHS NEW | M81863116 | — | 13,933 shares | $42,000 |
| RENT A CTR INC NEW | COM | 76009N100 | CALL | 1,400 shares | $42,000 |
| SCICLONE PHARMACEUTICALS INC | COM | 80862K104 | — | 6,147 shares | $42,000 |
| SUNCOKE ENERGY PARTNERS L P | COMUNIT REP LT | 86722Y101 | — | 1,424 shares | $42,000 |
| THERAVANCE BIOPHARMA INC | COM | G8807B106 | — | 1,803 shares | $42,000 |
| UNIVERSAL HEALTH RLTY INCM T | SH BEN INT | 91359E105 | PUT | 1,000 shares | $42,000 |
| VIVUS INC | COM | 928551100 | — | 10,756 shares | $42,000 |
| WESTERN UN CO | COM | 959802109 | PUT | 2,600 shares | $42,000 |
| WEST PHARMACEUTICAL SVSC INC | COM | 955306105 | — | 930 shares | $42,000 |
| WISDOMTREE TR | DREYFUS CMM FD | 97717X859 | — | 2,186 shares | $42,000 |
| WISDOMTREE TR | EMG MKTS SMCAP | 97717W281 | — | 905 shares | $42,000 |
| WISDOMTREE TR | INDIAN RUP ETF | 97717W166 | CALL | 2,000 shares | $42,000 |
| ARROW ETF TR | ARROW DJ GLB YLD | 04273H104 | — | 1,564 shares | $41,000 |
| AVIVA PLC | ADR | 05382A104 | — | 2,448 shares | $41,000 |
| BANCO MACRO SA | SPON ADR B | 05961W105 | — | 1,032 shares | $41,000 |
| BANK AMER CORP | COM | 060505104 | — | 2,410 shares | $41,000 |
| CEDAR REALTY TRUST INC | COM NEW | 150602209 | — | 6,896 shares | $41,000 |
| CIT GROUP INC | COM NEW | 125581801 | PUT | 900 shares | $41,000 |
| CITY HLDG CO | COM | 177835105 | — | 981 shares | $41,000 |
| COBALT INTL ENERGY INC | COM | 19075F106 | PUT | 3,000 shares | $41,000 |
| DANAOS CORPORATION | SHS | Y1968P105 | — | 7,950 shares | $41,000 |
| FIRST FINL CORP IND | COM | 320218100 | — | 1,316 shares | $41,000 |
| FIRSTHAND TECH VALUE FD INC | COM | 33766Y100 | — | 1,694 shares | $41,000 |
| FLEXTRONICS INTL LTD | ORD | Y2573F102 | PUT | 4,000 shares | $41,000 |
| FREIGHTCAR AMER INC | COM | 357023100 | — | 1,219 shares | $41,000 |
| GATX CORP | COM | 361448103 | — | 695 shares | $41,000 |
| GLOBAL POWER EQUIPMENT GRP I | COM PAR $0.01 | 37941P306 | — | 2,770 shares | $41,000 |
| HANCOCK HLDG CO | COM | 410120109 | — | 1,277 shares | $41,000 |
| HARTFORD FINL SVCS GROUP INC | *W EXP 06/26/201 | 416515120 | — | 1,429 shares | $41,000 |
| HD SUPPLY HLDGS INC | COM | 40416M105 | CALL | 1,500 shares | $41,000 |
| IMMERSION CORP | COM | 452521107 | — | 4,734 shares | $41,000 |
| IMMUNOCELLULAR THERAPEUTICS | COM | 452536105 | — | 45,771 shares | $41,000 |
| LANDS END INC NEW | COM | 51509F105 | PUT | 1,000 shares | $41,000 |
| LINCOLN ELEC HLDGS INC | COM | 533900106 | PUT | 600 shares | $41,000 |
| LIPOSCIENCE INC | COM | 53630M108 | — | 8,000 shares | $41,000 |
| LOUISIANA PAC CORP | COM | 546347105 | PUT | 3,000 shares | $41,000 |
| NATIONAL CINEMEDIA INC | COM | 635309107 | — | 2,856 shares | $41,000 |
| NEWLINK GENETICS CORP | COM | 651511107 | — | 1,900 shares | $41,000 |
| NUVEEN TAX ADVANTAGED DIV GR | COM | 67073G105 | — | 2,660 shares | $41,000 |
| OAKTREE CAP GROUP LLC | UNIT CL A | 674001201 | PUT | 800 shares | $41,000 |
| PHIBRO ANIMAL HEALTH CORP | CL A COM | 71742Q106 | — | 1,828 shares | $41,000 |
| PIMCO NY MUNICIPAL INCOME FD | COM | 72200T103 | — | 3,494 shares | $41,000 |
| PIONEER MUN HIGH INCOME TR | COM SHS | 723763108 | — | 2,688 shares | $41,000 |
| REALD INC | COM | 75604L105 | — | 4,333 shares | $41,000 |
| SCICLONE PHARMACEUTICALS INC | COM | 80862K104 | — | 6,000 shares | $41,000 |
| SILVER BAY RLTY TR CORP | COM | 82735Q102 | — | 2,543 shares | $41,000 |
| STARZ | COM SER B | 85571Q201 | — | 1,256 shares | $41,000 |
| SWEDISH EXPT CR CORP | RG ENRGY ETN22 | 870297306 | — | 6,370 shares | $41,000 |
| TAHOE RES INC | COM | 873868103 | CALL | 2,000 shares | $41,000 |
| TELEFONICA BRASIL SA | SPONSORED ADR | 87936R106 | CALL | 2,100 shares | $41,000 |
| TRANSAMERICA INCOME SHS INC | COM | 893506105 | — | 2,008 shares | $41,000 |
| TRANSGLOBE ENERGY CORP | COM | 893662106 | PUT | 6,800 shares | $41,000 |
| ULTIMATE SOFTWARE GROUP INC | COM | 90385D107 | — | 290 shares | $41,000 |
| YAHOO INC | COM | 984332106 | CALL | 1,000 shares | $41,000 |
| YRC WORLDWIDE INC | COM PAR $.01 | 984249607 | PUT | 2,000 shares | $41,000 |
| AES CORP | COM | 00130H105 | CALL | 2,800 shares | $40,000 |
| ANIXTER INTL INC | COM | 035290105 | — | 477 shares | $40,000 |
| AUTONATION INC | COM | 05329W102 | PUT | 800 shares | $40,000 |
| COLUMBUS MCKINNON CORP N Y | COM | 199333105 | — | 1,827 shares | $40,000 |
| COMPANIA DE MINAS BUENAVENTU | SPONSORED ADR | 204448104 | — | 3,484 shares | $40,000 |
| DYCOM INDS INC | COM | 267475101 | CALL | 1,300 shares | $40,000 |
| ECHOSTAR CORP | CL A | 278768106 | — | 825 shares | $40,000 |
| EL PASO ELEC CO | COM NEW | 283677854 | — | 1,100 shares | $40,000 |
| EL PASO PIPELINE PARTNERS L | COM UNIT LPI | 283702108 | PUT | 1,000 shares | $40,000 |
| ENCORE WIRE CORP | COM | 292562105 | — | 1,091 shares | $40,000 |
| FEDERATED PREM MUN INC FD | COM | 31423P108 | — | 2,632 shares | $40,000 |
| FIRST BANK WILLIAMSTOWN NJ | COM | 31931U102 | — | 6,500 shares | $40,000 |
| FIRST TR EXCHANGE TRADED FD | FIRST TR NASDAQ | 33738R506 | — | 1,842 shares | $40,000 |