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UBS AG
Period ended Sep 30, 2014 · Latest filing Nov 12, 2014
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2014: $135,582,726,000
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2014. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares: $5,234,289,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · PUT: $2,805,798,000
- UBS AG · SHS NEW · H89231338 · shares: $1,708,821,000
- APPLE INC · COM · 037833100 · shares: $1,698,006,000
- MICROSOFT CORP · COM · 594918104 · shares: $1,309,238,000
- JOHNSON & JOHNSON · COM · 478160104 · shares: $1,175,481,000
- ISHARES TR · MSCI EMG MKT ETF · 464287234 · shares · PUT: $1,076,819,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · CALL: $1,069,771,000
- INTEL CORP · COM · 458140100 · shares: $969,358,000
- ISHARES TR · RUSSELL 2000 ETF · 464287655 · shares: $897,841,000
Filing totals differ
The filing summary reports $135,582,726,000, while the holdings entries total $135,582,744,000.
Reported holdings
15,317 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| NATIONAL FUEL GAS CO N J | COM | 636180101 | — | 192,122 shares | $13,447,000 |
| APOLLO GLOBAL MGMT LLC | CL A SHS | 037612306 | — | 562,868 shares | $13,419,000 |
| BEST BUY INC | COM | 086516101 | CALL | 399,325 shares | $13,413,000 |
| HSBC HLDGS PLC | SPON ADR NEW | 404280406 | — | 263,556 shares | $13,410,000 |
| VANGUARD WORLD FDS | CONSUM STP ETF | 92204A207 | — | 113,907 shares | $13,384,000 |
| ENCANA CORP | COM | 292505104 | PUT | 630,500 shares | $13,373,000 |
| ISHARES TR | 0-5 YR TIPS ETF | 46429B747 | — | 132,733 shares | $13,338,000 |
| UNITED PARCEL SERVICE INC | CL B | 911312106 | — | 135,499 shares | $13,318,000 |
| ETFS PLATINUM TR | SH BEN INT | 26922V101 | — | 105,368 shares | $13,307,000 |
| BLACKROCK MULTI-SECTOR INC T | COM | 09258A107 | — | 749,082 shares | $13,289,000 |
| CHESAPEAKE ENERGY CORP | COM | 165167107 | — | 577,107 shares | $13,268,000 |
| RIO TINTO PLC | SPONSORED ADR | 767204100 | — | 269,758 shares | $13,267,000 |
| ST JUDE MED INC | COM | 790849103 | — | 220,626 shares | $13,266,000 |
| PRICELINE GRP INC | COM NEW | 741503403 | — | 11,442 shares | $13,256,000 |
| DEVON ENERGY CORP NEW | COM | 25179M103 | — | 194,126 shares | $13,236,000 |
| FACEBOOK INC | CL A | 30303M102 | — | 167,340 shares | $13,227,000 |
| MARATHON PETE CORP | COM | 56585A102 | — | 156,164 shares | $13,222,000 |
| VMWARE INC | CL A COM | 928563402 | PUT | 140,900 shares | $13,222,000 |
| MCDONALDS CORP | COM | 580135101 | CALL | 138,777 shares | $13,157,000 |
| AT&T INC | COM | 00206R102 | — | 372,366 shares | $13,122,000 |
| CHURCH & DWIGHT INC | COM | 171340102 | — | 186,857 shares | $13,110,000 |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | PUT | 314,300 shares | $13,109,000 |
| MEAD JOHNSON NUTRITION CO | COM | 582839106 | — | 135,870 shares | $13,073,000 |
| ABERCROMBIE & FITCH CO | CL A | 002896207 | PUT | 358,900 shares | $13,042,000 |
| ISHARES TR | IBOXX INV CP ETF | 464287242 | PUT | 110,200 shares | $13,028,000 |
| KLA-TENCOR CORP | COM | 482480100 | — | 165,293 shares | $13,022,000 |
| UNION PAC CORP | COM | 907818108 | PUT | 120,100 shares | $13,021,000 |
| BANK MONTREAL QUE | COM | 063671101 | — | 176,656 shares | $13,005,000 |
| POWERSHARES GLOBAL ETF TRUST | AGG PFD PORT | 73936T565 | — | 899,136 shares | $13,002,000 |
| KAYNE ANDERSON ENRGY TTL RT | COM | 48660P104 | — | 406,842 shares | $12,982,000 |
| BP PLC | SPONSORED ADR | 055622104 | — | 295,082 shares | $12,969,000 |
| BARCLAYS BANK PLC | ADR PFD SR 5 | 06739H362 | — | 498,862 shares | $12,955,000 |
| CABOT OIL & GAS CORP | COM | 127097103 | — | 395,505 shares | $12,929,000 |
| WYNN RESORTS LTD | COM | 983134107 | CALL | 68,900 shares | $12,890,000 |
| GOOGLE INC | CL A | 38259P508 | — | 21,905 shares | $12,889,000 |
| AMTRUST FINL SVCS INC | COM | 032359309 | CALL | 323,500 shares | $12,882,000 |
| SPDR INDEX SHS FDS | DJ GLB RL ES ETF | 78463X749 | — | 290,434 shares | $12,875,000 |
| INTUITIVE SURGICAL INC | COM NEW | 46120E602 | — | 27,867 shares | $12,870,000 |
| CINEMARK HOLDINGS INC | COM | 17243V102 | — | 377,938 shares | $12,865,000 |
| POTASH CORP SASK INC | COM | 73755L107 | — | 372,082 shares | $12,859,000 |
| GOLUB CAP BDC INC | COM | 38173M102 | — | 803,785 shares | $12,820,000 |
| SOUTHCROSS ENERGY PARTNERS L | COM UNIT LTDPT | 84130C100 | — | 599,400 shares | $12,797,000 |
| PVH CORP | COM | 693656100 | — | 105,552 shares | $12,788,000 |
| FIRST TR EXCHANGE TRADED FD | MATERIALS ALPH | 33734X168 | — | 397,536 shares | $12,769,000 |
| FIRST TR EXCHANGE TRADED FD | ENERGY ALPHADX | 33734X127 | — | 492,749 shares | $12,738,000 |
| GOOGLE INC | CL A | 38259P508 | — | 21,647 shares | $12,737,000 |
| UNITED STATES OIL FUND LP | UNITS | 91232N108 | PUT | 369,600 shares | $12,718,000 |
| CYS INVTS INC | COM | 12673A108 | — | 1,540,465 shares | $12,693,000 |
| MGM RESORTS INTERNATIONAL | COM | 552953101 | CALL | 556,600 shares | $12,679,000 |
| SUNTRUST BKS INC | COM | 867914103 | — | 332,923 shares | $12,661,000 |
| MONSTER BEVERAGE CORP | COM | 611740101 | — | 138,077 shares | $12,658,000 |
| SANDISK CORP | COM | 80004C101 | CALL | 129,200 shares | $12,655,000 |
| CIGNA CORPORATION | COM | 125509109 | — | 139,406 shares | $12,643,000 |
| PACCAR INC | COM | 693718108 | — | 222,208 shares | $12,638,000 |
| PIMCO CORPORATE & INCOME OPP | COM | 72201B101 | — | 739,899 shares | $12,623,000 |
| ACTAVIS PLC | SHS | G0083B108 | PUT | 52,300 shares | $12,619,000 |
| LAZARD LTD | SHS A | G54050102 | — | 248,899 shares | $12,619,000 |
| MIDCOAST ENERGY PARTNERS L P | COM UT LTD PTN | 59564N103 | — | 565,223 shares | $12,610,000 |
| NEW YORK CMNTY BANCORP INC | COM | 649445103 | — | 793,848 shares | $12,598,000 |
| ISHARES TR | U.S. INDS ETF | 464287754 | — | 124,511 shares | $12,592,000 |
| FLUOR CORP NEW | COM | 343412102 | — | 188,287 shares | $12,576,000 |
| GREENHAVEN CONT CMDTY INDEX | UNIT BEN INT | 395258106 | — | 506,906 shares | $12,546,000 |
| TARGET CORP | COM | 87612E106 | CALL | 200,100 shares | $12,542,000 |
| ISHARES | MSCI MEX CAP ETF | 464286822 | — | 182,207 shares | $12,523,000 |
| ISHARES TR | GLOB HLTHCRE ETF | 464287325 | — | 128,065 shares | $12,512,000 |
| VENTAS INC | COM | 92276F100 | — | 201,977 shares | $12,512,000 |
| ALLIANCE DATA SYSTEMS CORP | COM | 018581108 | — | 50,355 shares | $12,502,000 |
| TORTOISE ENERGY INDEPENDENC | COM | 89148K101 | — | 504,961 shares | $12,483,000 |
| LYONDELLBASELL INDUSTRIES N | SHS - A - | N53745100 | — | 114,856 shares | $12,480,000 |
| E TRADE FINANCIAL CORP | COM NEW | 269246401 | CALL | 551,300 shares | $12,454,000 |
| DIGITAL RLTY TR INC | COM | 253868103 | — | 199,121 shares | $12,421,000 |
| GOOGLE INC | CL C | 38259P706 | — | 21,510 shares | $12,419,000 |
| NEWFIELD EXPL CO | COM | 651290108 | CALL | 335,000 shares | $12,418,000 |
| ISHARES | MSCI TAIWAN ETF | 464286731 | — | 808,453 shares | $12,345,000 |
| ARES DYNAMIC CR ALLOCATION F | COM | 04014F102 | — | 724,397 shares | $12,344,000 |
| SBA COMMUNICATIONS CORP | COM | 78388J106 | CALL | 111,300 shares | $12,343,000 |
| ISHARES | MSCI PAC JP ETF | 464286665 | — | 267,785 shares | $12,337,000 |
| HATTERAS FINL CORP | COM | 41902R103 | — | 686,663 shares | $12,332,000 |
| FIBRIA CELULOSE S A | SP ADR REP COM | 31573A109 | CALL | 1,120,000 shares | $12,320,000 |
| BED BATH & BEYOND INC | COM | 075896100 | — | 187,106 shares | $12,317,000 |
| ARMOUR RESIDENTIAL REIT INC | COM | 042315101 | — | 3,197,925 shares | $12,312,000 |
| EOG RES INC | COM | 26875P101 | — | 124,237 shares | $12,302,000 |
| MAGNA INTL INC | COM | 559222401 | — | 129,432 shares | $12,284,000 |
| CITRIX SYS INC | COM | 177376100 | — | 171,572 shares | $12,240,000 |
| MEDLEY CAP CORP | COM | 58503F106 | — | 1,036,401 shares | $12,240,000 |
| CLEARBRIDGE ENERGY MLP OPP F | COM | 18469P100 | — | 499,097 shares | $12,178,000 |
| TRIANGLE CAP CORP | COM | 895848109 | — | 480,807 shares | $12,174,000 |
| FIRST TR ISE WATER INDEX FD | COM | 33733B100 | — | 382,778 shares | $12,153,000 |
| CEMEX SAB DE CV | SPON ADR NEW | 151290889 | PUT | 930,452 shares | $12,133,000 |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | CALL | 290,800 shares | $12,129,000 |
| VALERO ENERGY CORP NEW | COM | 91913Y100 | — | 261,864 shares | $12,116,000 |
| CHENIERE ENERGY INC | COM NEW | 16411R208 | — | 151,354 shares | $12,113,000 |
| PACIFIC COAST OIL TR | UNIT BEN INT | 694103102 | — | 1,179,846 shares | $12,093,000 |
| RESOLUTE FST PRODS INC | COM | 76117W109 | — | 772,495 shares | $12,082,000 |
| MINDRAY MEDICAL INTL LTD | SPON ADR | 602675100 | PUT | 400,000 shares | $12,064,000 |
| BLACKROCK KELSO CAPITAL CORP | COM | 092533108 | — | 1,411,112 shares | $12,051,000 |
| CREDIT SUISSE AG NASSAU BRH | EXCHTRADE SHTERM | 22539T613 | — | 3,702,658 shares | $12,034,000 |
| VISTEON CORP | COM NEW | 92839U206 | — | 123,580 shares | $12,018,000 |
| FIRST REP BK SAN FRANCISCO C | COM | 33616C100 | — | 243,039 shares | $12,001,000 |
| BLACKSTONE MTG TR INC | COM CL A | 09257W100 | — | 442,429 shares | $11,990,000 |