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UBS AG
Period ended Sep 30, 2014 · Latest filing Nov 12, 2014
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2014: $135,582,726,000
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2014. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares: $5,234,289,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · PUT: $2,805,798,000
- UBS AG · SHS NEW · H89231338 · shares: $1,708,821,000
- APPLE INC · COM · 037833100 · shares: $1,698,006,000
- MICROSOFT CORP · COM · 594918104 · shares: $1,309,238,000
- JOHNSON & JOHNSON · COM · 478160104 · shares: $1,175,481,000
- ISHARES TR · MSCI EMG MKT ETF · 464287234 · shares · PUT: $1,076,819,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · CALL: $1,069,771,000
- INTEL CORP · COM · 458140100 · shares: $969,358,000
- ISHARES TR · RUSSELL 2000 ETF · 464287655 · shares: $897,841,000
Filing totals differ
The filing summary reports $135,582,726,000, while the holdings entries total $135,582,744,000.
Reported holdings
15,317 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| GABELLI EQUITY TR INC | COM | 362397101 | — | 1,878,512 shares | $11,985,000 |
| SPDR INDEX SHS FDS | DJ INTL RL ETF | 78463X863 | — | 288,859 shares | $11,962,000 |
| WEATHERFORD INTL PLC | ORD SHS | G48833100 | CALL | 574,110 shares | $11,941,000 |
| YPF SOCIEDAD ANONIMA | SPON ADR CL D | 984245100 | — | 322,552 shares | $11,931,000 |
| LEVEL 3 COMMUNICATIONS INC | COM NEW | 52729N308 | — | 260,549 shares | $11,915,000 |
| SOUTHWESTERN ENERGY CO | COM | 845467109 | — | 340,532 shares | $11,902,000 |
| CAMECO CORP | COM | 13321L108 | PUT | 672,200 shares | $11,871,000 |
| NEW MTN FIN CORP | COM | 647551100 | — | 807,960 shares | $11,869,000 |
| MORGAN STANLEY EM MKTS DM DE | COM | 617477104 | — | 1,003,636 shares | $11,853,000 |
| INSMED INC | COM PAR $.01 | 457669307 | — | 907,496 shares | $11,843,000 |
| CLAYMORE EXCHANGE TRD FD TR | GUG BULL2018 E | 18383M530 | — | 559,583 shares | $11,830,000 |
| ROYCE VALUE TR INC | COM | 780910105 | — | 815,533 shares | $11,825,000 |
| TARGET CORP | COM | 87612E106 | PUT | 188,300 shares | $11,803,000 |
| VALERO ENERGY CORP NEW | COM | 91913Y100 | CALL | 255,100 shares | $11,803,000 |
| CHENIERE ENERGY PARTNERS LP | COM UNIT | 16411Q101 | CALL | 360,600 shares | $11,799,000 |
| MASTERCARD INC | CL A | 57636Q104 | CALL | 159,500 shares | $11,790,000 |
| FIRST TR EXCH TRD ALPHA FD I | EMERG MKT ALPH | 33737J182 | — | 495,915 shares | $11,783,000 |
| INTERNATIONAL BUSINESS MACHS | COM | 459200101 | — | 62,056 shares | $11,780,000 |
| BANK AMER CORP | COM | 060505104 | — | 690,695 shares | $11,776,000 |
| OMNICOM GROUP INC | COM | 681919106 | — | 170,835 shares | $11,764,000 |
| PROSHARES TR | PSHS LC COR PLUS | 74347R248 | — | 122,219 shares | $11,740,000 |
| MARKET VECTORS ETF TR | OIL SVCS ETF | 57060U191 | PUT | 235,600 shares | $11,688,000 |
| SOUTHWESTERN ENERGY CO | COM | 845467109 | PUT | 334,000 shares | $11,673,000 |
| ENERGY TRANSFER PRTNRS L P | UNIT LTD PARTN | 29273R109 | CALL | 182,300 shares | $11,665,000 |
| RYDEX ETF TRUST | GUG S&P MC400 PG | 78355W601 | — | 95,316 shares | $11,660,000 |
| SUSSER PETE PARTNERS LP | COM U REP LP | 869239103 | — | 211,477 shares | $11,631,000 |
| WAL-MART STORES INC | COM | 931142103 | CALL | 151,700 shares | $11,601,000 |
| BLACKROCK CR ALLCTN INC TR | COM | 092508100 | — | 871,455 shares | $11,599,000 |
| CF INDS HLDGS INC | COM | 125269100 | CALL | 41,500 shares | $11,588,000 |
| SYMANTEC CORP | COM | 871503108 | CALL | 492,400 shares | $11,576,000 |
| BARRICK GOLD CORP | COM | 067901108 | — | 789,122 shares | $11,569,000 |
| TCP CAP CORP | COM | 87238Q103 | — | 719,455 shares | $11,562,000 |
| PENNEY J C INC | COM | 708160106 | CALL | 1,151,200 shares | $11,558,000 |
| PETSMART INC | COM | 716768106 | — | 164,583 shares | $11,536,000 |
| FIRST SOLAR INC | COM | 336433107 | PUT | 175,000 shares | $11,517,000 |
| VANGUARD SCOTTSDALE FDS | SHTRM GVT BD ETF | 92206C102 | — | 188,623 shares | $11,492,000 |
| BAYTEX ENERGY CORP | COM | 07317Q105 | — | 303,104 shares | $11,476,000 |
| NUVEEN CR STRATEGIES INCM FD | COM SHS | 67073D102 | — | 1,284,423 shares | $11,470,000 |
| EATON VANCE TAX MNGD GBL DV | COM | 27829F108 | — | 1,142,305 shares | $11,457,000 |
| SMUCKER J M CO | COM NEW | 832696405 | — | 115,638 shares | $11,447,000 |
| ROCK-TENN CO | CL A | 772739207 | PUT | 240,400 shares | $11,438,000 |
| UGI CORP NEW | COM | 902681105 | — | 335,098 shares | $11,423,000 |
| NOBLE ENERGY INC | COM | 655044105 | — | 166,920 shares | $11,411,000 |
| DISH NETWORK CORP | CL A | 25470M109 | CALL | 176,600 shares | $11,405,000 |
| ALLERGAN INC | COM | 018490102 | — | 63,998 shares | $11,404,000 |
| WHITING PETE CORP NEW | COM | 966387102 | — | 146,691 shares | $11,376,000 |
| AFLAC INC | COM | 001055102 | — | 194,389 shares | $11,323,000 |
| LRR ENERGY LP | COM | 50214A104 | — | 630,940 shares | $11,313,000 |
| CLAYMORE EXCHANGE TRD FD TR | GUGG BULL 2015 | 18383M423 | — | 426,126 shares | $11,267,000 |
| ISHARES TR | GLOBAL ENERG ETF | 464287341 | — | 256,938 shares | $11,264,000 |
| VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 | — | 140,735 shares | $11,241,000 |
| SEALED AIR CORP NEW | COM | 81211K100 | — | 322,214 shares | $11,239,000 |
| ISHARES | MSCI MEX CAP ETF | 464286822 | PUT | 163,500 shares | $11,237,000 |
| AMERIPRISE FINL INC | COM | 03076C106 | — | 90,728 shares | $11,194,000 |
| MELCO CROWN ENTMT LTD | ADR | 585464100 | PUT | 425,745 shares | $11,193,000 |
| AMERICAN EXPRESS CO | COM | 025816109 | PUT | 127,800 shares | $11,188,000 |
| FOOT LOCKER INC | COM | 344849104 | — | 200,772 shares | $11,173,000 |
| PACCAR INC | COM | 693718108 | — | 196,264 shares | $11,163,000 |
| NUVEEN CA DIVIDEND ADV MUN F | COM | 67066Y105 | — | 782,989 shares | $11,158,000 |
| INTUIT | COM | 461202103 | — | 127,187 shares | $11,148,000 |
| EXXON MOBIL CORP | COM | 30231G102 | PUT | 118,500 shares | $11,145,000 |
| ISHARES TR | U.S. FINLS ETF | 464287788 | — | 133,069 shares | $11,141,000 |
| HOME LN SERVICING SOLUTIONS | ORD SHS | G6648D109 | — | 525,705 shares | $11,140,000 |
| ISHARES TR | CMBS ETF | 46429B366 | — | 216,982 shares | $11,138,000 |
| NUVEEN MUN HIGH INCOME OPP F | COM | 670682103 | — | 853,108 shares | $11,125,000 |
| PROSHARES TR | PSHS ULTSH 20YRS | 74347B201 | PUT | 197,400 shares | $11,120,000 |
| ALPHA NATURAL RESOURCES INC | COM | 02076X102 | — | 4,480,592 shares | $11,112,000 |
| HELMERICH & PAYNE INC | COM | 423452101 | — | 113,496 shares | $11,108,000 |
| CANADIAN NATL RY CO | COM | 136375102 | — | 156,103 shares | $11,077,000 |
| CME GROUP INC | COM | 12572Q105 | — | 138,448 shares | $11,070,000 |
| NUVEEN MUN OPPORTUNITY FD IN | COM | 670984103 | — | 776,268 shares | $11,062,000 |
| GENPACT LIMITED | SHS | G3922B107 | — | 677,504 shares | $11,057,000 |
| REINSURANCE GROUP AMER INC | COM NEW | 759351604 | — | 137,792 shares | $11,041,000 |
| VALE S A | ADR | 91912E105 | CALL | 999,510 shares | $11,005,000 |
| CANADIAN PAC RY LTD | COM | 13645T100 | — | 53,005 shares | $10,997,000 |
| B & G FOODS INC NEW | COM | 05508R106 | — | 398,946 shares | $10,991,000 |
| TABLEAU SOFTWARE INC | CL A | 87336U105 | — | 151,240 shares | $10,988,000 |
| ALCOA INC | COM | 013817101 | CALL | 682,500 shares | $10,981,000 |
| PUBLIC SVC ENTERPRISE GROUP | COM | 744573106 | — | 294,529 shares | $10,968,000 |
| BOSTON SCIENTIFIC CORP | COM | 101137107 | — | 928,183 shares | $10,962,000 |
| FLEETCOR TECHNOLOGIES INC | COM | 339041105 | — | 77,104 shares | $10,958,000 |
| CORE LABORATORIES N V | COM | N22717107 | — | 74,726 shares | $10,936,000 |
| LIONS GATE ENTMNT CORP | COM NEW | 535919203 | — | 331,640 shares | $10,934,000 |
| FIRST TR US IPO INDEX FD | SHS | 336920103 | — | 226,979 shares | $10,915,000 |
| VANGUARD ADMIRAL FDS INC | 500 GRTH IDX F | 921932505 | — | 113,855 shares | $10,900,000 |
| NEW RESIDENTIAL INVT CORP | COM | 64828T102 | — | 1,868,918 shares | $10,896,000 |
| YELP INC | CL A | 985817105 | PUT | 159,300 shares | $10,872,000 |
| POWERSHARES ETF TRUST II | INTL CORP BOND | 73936Q835 | — | 374,097 shares | $10,871,000 |
| FLAHERTY&CRMN PFD SEC INCOM | COM | 338478100 | — | 561,662 shares | $10,846,000 |
| OPEN TEXT CORP | COM | 683715106 | — | 195,564 shares | $10,838,000 |
| SPDR SERIES TRUST | S&P HOMEBUILD | 78464A888 | — | 364,198 shares | $10,777,000 |
| ISHARES | MSCI STH KOR ETF | 464286772 | — | 177,935 shares | $10,767,000 |
| SPDR DOW JONES INDL AVRG ETF | UT SER 1 | 78467X109 | PUT | 63,300 shares | $10,765,000 |
| WISCONSIN ENERGY CORP | COM | 976657106 | — | 250,099 shares | $10,754,000 |
| AIR PRODS & CHEMS INC | COM | 009158106 | CALL | 82,500 shares | $10,740,000 |
| NEUBERGER BERMAN INTER MUNI | COM | 64124P101 | — | 721,709 shares | $10,739,000 |
| WISDOMTREE TR | JAPN HEDGE EQT | 97717W851 | PUT | 205,100 shares | $10,731,000 |
| STAG INDL INC | COM | 85254J102 | — | 517,746 shares | $10,723,000 |
| CONSTELLATION BRANDS INC | CL A | 21036P108 | — | 122,864 shares | $10,709,000 |
| BROADCOM CORP | CL A | 111320107 | — | 264,771 shares | $10,702,000 |