UBS AG

Period ended Sep 30, 2014 · Latest filing Nov 12, 2014

These quarterly holdings are delayed and may not include all assets or short positions. Values are from the reporting date, not current prices or purchase costs. The same security may appear in multiple rows.

Source: SEC

Reported portfolio value

Quarter-end reported holdings; not current value or investment performance.

View reported values

Sep 30, 2014: $135,582,726,000

More quarters will appear as history becomes available.

Top holdings

Top 10 at Sep 30, 2014. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.

Rank by

View top holdings values

SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares: $5,234,289,000
SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · PUT: $2,805,798,000
UBS AG · SHS NEW · H89231338 · shares: $1,708,821,000
APPLE INC · COM · 037833100 · shares: $1,698,006,000
MICROSOFT CORP · COM · 594918104 · shares: $1,309,238,000
JOHNSON & JOHNSON · COM · 478160104 · shares: $1,175,481,000
ISHARES TR · MSCI EMG MKT ETF · 464287234 · shares · PUT: $1,076,819,000
SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · CALL: $1,069,771,000
INTEL CORP · COM · 458140100 · shares: $969,358,000
ISHARES TR · RUSSELL 2000 ETF · 464287655 · shares: $897,841,000

Filing totals differ

The filing summary reports $135,582,726,000, while the holdings entries total $135,582,744,000.

Reported holdings

15,317 reported entries

Issuer	Class	CUSIP	Type	Shares / principal	Reported value (USD)
AGNICO EAGLE MINES LTD	COM	008474108	—	275,008 shares	$7,983,000
SEARS HLDGS CORP	COM	812350106	CALL	315,100 shares	$7,950,000
WESTPAC BKG CORP	SPONSORED ADR	961214301	—	282,777 shares	$7,949,000
MARTIN MIDSTREAM PRTNRS L P	UNIT L P INT	573331105	—	212,749 shares	$7,933,000
FIRSTMERIT CORP	COM	337915102	—	450,241 shares	$7,924,000
NGL ENERGY PARTNERS LP	COM UNIT REPST	62913M107	—	201,245 shares	$7,923,000
DEUTSCHE BANK AG	NAMEN AKT	D18190898	—	227,038 shares	$7,915,000
HARMAN INTL INDS INC	COM	413086109	—	80,667 shares	$7,909,000
BLACKSTONE GSO LNG SHRT CR I	COM SHS BN INT	09257D102	—	473,460 shares	$7,907,000
REVENUESHARES ETF TR	SMALL CAP FD	761396308	—	152,402 shares	$7,905,000
STATOIL ASA	SPONSORED ADR	85771P102	—	289,919 shares	$7,874,000
ROSE ROCK MIDSTREAM L P	COM U REP LTD	777149105	—	132,956 shares	$7,864,000
HOSPITALITY PPTYS TR	COM SH BEN INT	44106M102	—	292,593 shares	$7,856,000
SAP AG	SPON ADR	803054204	—	108,801 shares	$7,851,000
ISHARES	U.S. MED DVC ETF	464288810	—	78,840 shares	$7,837,000
INTERXION HOLDING N.V	SHS	N47279109	—	282,367 shares	$7,819,000
UNITED STATES STL CORP NEW	COM	912909108	—	199,475 shares	$7,813,000
TELEFONICA S A	SPONSORED ADR	879382208	—	507,700 shares	$7,803,000
NUCOR CORP	COM	670346105	PUT	143,500 shares	$7,789,000
ISHARES TR	N AMER TECH ETF	464287549	—	79,453 shares	$7,778,000
CITRIX SYS INC	COM	177376100	PUT	108,800 shares	$7,762,000
BB&T CORP	COM	054937107	—	208,322 shares	$7,752,000
COGNIZANT TECHNOLOGY SOLUTIO	CL A	192446102	—	173,029 shares	$7,747,000
BARCLAYS PLC	ADR	06738E204	—	522,554 shares	$7,739,000
OCCIDENTAL PETE CORP DEL	COM	674599105	—	80,425 shares	$7,733,000
BIOMARIN PHARMACEUTICAL INC	COM	09061G101	—	107,065 shares	$7,726,000
UNITED STATES STL CORP NEW	COM	912909108	CALL	197,200 shares	$7,724,000
TIPTREE FINL INC	CL A	88822Q103	—	934,510 shares	$7,719,000
REGENERON PHARMACEUTICALS	COM	75886F107	PUT	21,400 shares	$7,715,000
SUNTRUST BKS INC	COM	867914103	—	202,640 shares	$7,706,000
NUVEEN EQTY PRM OPPORTUNITYF	COM	6706EM102	—	604,711 shares	$7,704,000
PARKER HANNIFIN CORP	COM	701094104	—	67,435 shares	$7,698,000
JOHNSON & JOHNSON	COM	478160104	CALL	72,202 shares	$7,696,000
FIREEYE INC	COM	31816Q101	—	251,786 shares	$7,695,000
DELEK US HLDGS INC	COM	246647101	—	231,886 shares	$7,680,000
TRANSDIGM GROUP INC	COM	893641100	—	41,624 shares	$7,673,000
THERMO FISHER SCIENTIFIC INC	COM	883556102	—	63,002 shares	$7,667,000
ILLUMINA INC	COM	452327109	—	46,714 shares	$7,657,000
DEUTSCHE BANK AG	NAMEN AKT	D18190898	—	219,263 shares	$7,644,000
THE ADT CORPORATION	COM	00101J106	—	215,336 shares	$7,636,000
ISHARES	US HLTHCR PR ETF	464288828	—	71,399 shares	$7,630,000
VIACOM INC NEW	CL B	92553P201	—	99,150 shares	$7,629,000
BLOCK H & R INC	COM	093671105	—	245,694 shares	$7,619,000
QEP MIDSTREAM PARTNERS LP	COM UNIT RP LTD	74735R115	—	321,408 shares	$7,614,000
TIVO INC	COM	888706108	—	594,497 shares	$7,607,000
ISHARES	MSCI AUST ETF	464286103	—	317,495 shares	$7,601,000
WISDOMTREE TR	WSDM EMKTBD FD	97717X784	—	99,367 shares	$7,572,000
VANGUARD WORLD FDS	MATERIALS ETF	92204A801	—	68,683 shares	$7,567,000
ISHARES	MSCI AC ASIA ETF	464288182	—	123,316 shares	$7,562,000
SPDR SERIES TRUST	S&P 600 SML CAP	78464A813	—	76,780 shares	$7,544,000
NEWFIELD EXPL CO	COM	651290108	PUT	202,900 shares	$7,522,000
CAMERON INTERNATIONAL CORP	COM	13342B105	—	113,213 shares	$7,515,000
YPF SOCIEDAD ANONIMA	SPON ADR CL D	984245100	CALL	203,100 shares	$7,513,000
FIRST TR EXCHANGE TRADED FD	FIRST TR TA HIYL	33738D408	—	148,061 shares	$7,504,000
WESTERN UN CO	COM	959802109	—	467,653 shares	$7,501,000
BLACKROCK ENH CAP & INC FD I	COM	09256A109	—	504,218 shares	$7,488,000
EXPEDIA INC DEL	COM NEW	30212P303	PUT	85,400 shares	$7,483,000
CANADIAN NATL RY CO	COM	136375102	—	105,441 shares	$7,482,000
UNION PAC CORP	COM	907818108	—	68,949 shares	$7,475,000
CENTERPOINT ENERGY INC	COM	15189T107	—	304,993 shares	$7,463,000
TRW AUTOMOTIVE HLDGS CORP	COM	87264S106	—	73,673 shares	$7,459,000
INDEXIQ ETF TR	HEDGE MLTI ETF	45409B107	—	251,199 shares	$7,453,000
ISHARES	MSCI SINGAP ETF	464286673	—	557,785 shares	$7,441,000
THL CR INC	COM	872438106	—	576,802 shares	$7,441,000
ACTAVIS PLC	SHS	G0083B108	CALL	30,800 shares	$7,431,000
SSGA ACTIVE ETF TR	GLOBL ALLO ETF	78467V400	—	215,364 shares	$7,429,000
ITAU UNIBANCO HLDG SA	SPON ADR REP PFD	465562106	—	534,836 shares	$7,424,000
PENTAIR PLC	SHS	G7S00T104	—	113,315 shares	$7,421,000
ISHARES TR	U.S. BAS MTL ETF	464287838	—	85,970 shares	$7,399,000
URBAN OUTFITTERS INC	COM	917047102	PUT	201,600 shares	$7,399,000
COMMUNITY HEALTH SYS INC NEW	COM	203668108	—	134,938 shares	$7,393,000
ASHLAND INC NEW	COM	044209104	—	70,972 shares	$7,388,000
TESORO LOGISTICS LP	COM UNIT LP	88160T107	—	104,368 shares	$7,386,000
FIRST TR EXCH TRD ALPHA FD I	DEV MRK EX US	33737J174	—	148,110 shares	$7,380,000
TWO HBRS INVT CORP	COM	90187B101	—	762,330 shares	$7,372,000
LINDSAY CORP	COM	535555106	—	98,589 shares	$7,370,000
SPDR DOW JONES INDL AVRG ETF	UT SER 1	78467X109	PUT	43,300 shares	$7,364,000
REVENUESHARES ETF TR	LARGECAP FD	761396100	—	189,927 shares	$7,348,000
POWERSHARES ETF TRUST II	INTL CORP BOND	73936Q835	—	252,439 shares	$7,336,000
CSX CORP	COM	126408103	PUT	228,700 shares	$7,332,000
CHUBB CORP	COM	171232101	—	80,400 shares	$7,323,000
ISHARES	MSCI BRZ CAP ETF	464286400	—	168,366 shares	$7,316,000
FEDEX CORP	COM	31428X106	—	45,163 shares	$7,292,000
ACTIVISION BLIZZARD INC	COM	00507V109	—	350,465 shares	$7,286,000
AMERICA MOVIL SAB DE CV	SPON ADR L SHS	02364W105	—	288,842 shares	$7,279,000
MCKESSON CORP	COM	58155Q103	—	37,353 shares	$7,272,000
ISHARES	CALI AMT-FRE ETF	464288356	—	62,297 shares	$7,271,000
LOCKHEED MARTIN CORP	COM	539830109	—	39,761 shares	$7,268,000
POWERSHARES GLOBAL ETF TRUST	GBL WTR PORT	73936T623	—	319,118 shares	$7,263,000
CORRECTIONS CORP AMER NEW	COM NEW	22025Y407	—	211,361 shares	$7,262,000
BOSTON SCIENTIFIC CORP	COM	101137107	—	611,892 shares	$7,226,000
MCKESSON CORP	COM	58155Q103	—	37,094 shares	$7,221,000
WAL-MART STORES INC	COM	931142103	—	94,427 shares	$7,221,000
CLAYMORE EXCHANGE TRD FD TR	GUG BLT2017 HY	18383M399	—	268,794 shares	$7,190,000
GENERAL MTRS CO	*W EXP 07/10/201	37045V118	—	321,011 shares	$7,184,000
TEREX CORP NEW	COM	880779103	PUT	226,100 shares	$7,183,000
DEERE & CO	COM	244199105	—	87,526 shares	$7,176,000
MARTIN MIDSTREAM PRTNRS L P	UNIT L P INT	573331105	PUT	192,300 shares	$7,171,000
STARWOOD PPTY TR INC	COM	85571B105	—	326,067 shares	$7,160,000
WHIRLPOOL CORP	COM	963320106	CALL	49,100 shares	$7,151,000