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UBS AG
Period ended Sep 30, 2014 · Latest filing Nov 12, 2014
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2014: $135,582,726,000
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2014. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares: $5,234,289,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · PUT: $2,805,798,000
- UBS AG · SHS NEW · H89231338 · shares: $1,708,821,000
- APPLE INC · COM · 037833100 · shares: $1,698,006,000
- MICROSOFT CORP · COM · 594918104 · shares: $1,309,238,000
- JOHNSON & JOHNSON · COM · 478160104 · shares: $1,175,481,000
- ISHARES TR · MSCI EMG MKT ETF · 464287234 · shares · PUT: $1,076,819,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · CALL: $1,069,771,000
- INTEL CORP · COM · 458140100 · shares: $969,358,000
- ISHARES TR · RUSSELL 2000 ETF · 464287655 · shares: $897,841,000
Filing totals differ
The filing summary reports $135,582,726,000, while the holdings entries total $135,582,744,000.
Reported holdings
15,317 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| COMCAST CORP NEW | CL A SPL | 20030N200 | — | 133,519 shares | $7,143,000 |
| ISHARES TR | NA TEC-SFTWR ETF | 464287515 | — | 82,164 shares | $7,106,000 |
| GARMIN LTD | SHS | H2906T109 | CALL | 136,669 shares | $7,105,000 |
| REDWOOD TR INC | COM | 758075402 | — | 427,991 shares | $7,096,000 |
| SERVICENOW INC | COM | 81762P102 | — | 120,626 shares | $7,090,000 |
| LULULEMON ATHLETICA INC | COM | 550021109 | — | 168,688 shares | $7,087,000 |
| DISCOVERY COMMUNICATNS NEW | COM SER C | 25470F302 | — | 189,979 shares | $7,082,000 |
| POWERSHARES ETF TRUST | AERSPC DEF PTF | 73935X690 | — | 218,507 shares | $7,071,000 |
| ISHARES | US OIL&GS EX ETF | 464288851 | — | 81,314 shares | $7,070,000 |
| XILINX INC | COM | 983919101 | — | 166,940 shares | $7,070,000 |
| AIRGAS INC | COM | 009363102 | — | 63,886 shares | $7,069,000 |
| FIFTH STREET FINANCE CORP | COM | 31678A103 | — | 769,476 shares | $7,064,000 |
| BIOSCRIP INC | COM | 09069N108 | — | 1,020,650 shares | $7,053,000 |
| POWERSHS DB US DOLLAR INDEX | DOLL INDX BULL | 73936D107 | — | 308,400 shares | $7,053,000 |
| AGILENT TECHNOLOGIES INC | COM | 00846U101 | — | 123,765 shares | $7,052,000 |
| FIRST TR STOXX EURO DIV FD | COMMON SHS | 33735T109 | — | 519,611 shares | $7,020,000 |
| BANCO BRADESCO S A | SP ADR PFD NEW | 059460303 | — | 492,515 shares | $7,018,000 |
| CIMAREX ENERGY CO | COM | 171798101 | — | 55,456 shares | $7,017,000 |
| GILEAD SCIENCES INC | COM | 375558103 | PUT | 65,900 shares | $7,015,000 |
| SPDR SERIES TRUST | S&P OILGAS EXP | 78464A730 | — | 101,770 shares | $7,005,000 |
| AMPHENOL CORP NEW | CL A | 032095101 | — | 70,090 shares | $6,999,000 |
| PULTE GROUP INC | COM | 745867101 | PUT | 395,700 shares | $6,988,000 |
| POWERSHARES ETF TR II | S&P500 LOW VOL | 73937B779 | — | 199,778 shares | $6,986,000 |
| ARC LOGISTICS PARTNERS LP | COM UT REP LPN | 03879N101 | — | 277,523 shares | $6,979,000 |
| SPDR SERIES TRUST | DB INT GVT ETF | 78464A490 | — | 118,807 shares | $6,978,000 |
| PROSHARES TR II | ULT VIX SHRT TRM | 74347W346 | CALL | 235,100 shares | $6,966,000 |
| ISRAEL CHEMICALS LTD | SHS | M5920A109 | — | 962,022 shares | $6,955,000 |
| CHECK POINT SOFTWARE TECH LT | ORD | M22465104 | — | 100,430 shares | $6,954,000 |
| UMPQUA HLDGS CORP | COM | 904214103 | — | 422,029 shares | $6,951,000 |
| YUM BRANDS INC | COM | 988498101 | CALL | 96,573 shares | $6,951,000 |
| CHENIERE ENERGY PARTNERS LP | COM UNIT | 16411Q101 | — | 212,203 shares | $6,943,000 |
| ON ASSIGNMENT INC | COM | 682159108 | — | 258,365 shares | $6,937,000 |
| ENI S P A | SPONSORED ADR | 26874R108 | — | 146,514 shares | $6,923,000 |
| ADOBE SYS INC | COM | 00724F101 | CALL | 100,000 shares | $6,919,000 |
| SCHWAB CHARLES CORP NEW | COM | 808513105 | — | 235,056 shares | $6,908,000 |
| BED BATH & BEYOND INC | COM | 075896100 | CALL | 104,900 shares | $6,906,000 |
| KIMBERLY CLARK CORP | COM | 494368103 | — | 64,203 shares | $6,906,000 |
| OLIN CORP | COM PAR $1 | 680665205 | — | 273,363 shares | $6,902,000 |
| CREE INC | COM | 225447101 | — | 168,321 shares | $6,893,000 |
| GABELLI DIVD & INCOME TR | COM | 36242H104 | — | 323,563 shares | $6,892,000 |
| LIBERTY GLOBAL PLC | SHS CL C | G5480U120 | — | 167,790 shares | $6,882,000 |
| TATA MTRS LTD | SPONSORED ADR | 876568502 | — | 157,158 shares | $6,869,000 |
| SM ENERGY CO | COM | 78454L100 | CALL | 88,000 shares | $6,864,000 |
| LEGGETT & PLATT INC | COM | 524660107 | — | 196,507 shares | $6,862,000 |
| TORTOISE ENERGY INFRSTRCTR C | COM | 89147L100 | — | 142,377 shares | $6,848,000 |
| PUTNAM PREMIER INCOME TR | SH BEN INT | 746853100 | — | 1,249,348 shares | $6,846,000 |
| PANDORA MEDIA INC | COM | 698354107 | CALL | 282,700 shares | $6,830,000 |
| UNITED STATES STL CORP NEW | COM | 912909108 | — | 174,308 shares | $6,828,000 |
| MPLX LP | COM UNIT REP LTD | 55336V100 | — | 115,777 shares | $6,824,000 |
| CLAYMORE EXCHANGE TRD FD TR | GUGG SPINOFF ETF | 18383M605 | — | 151,221 shares | $6,823,000 |
| GULFPORT ENERGY CORP | COM NEW | 402635304 | — | 127,739 shares | $6,821,000 |
| QIWI PLC | SPON ADR REP B | 74735M108 | — | 215,611 shares | $6,811,000 |
| FACTSET RESH SYS INC | COM | 303075105 | — | 56,011 shares | $6,807,000 |
| SPDR S&P MIDCAP 400 ETF TR | UTSER1 S&PDCRP | 78467Y107 | PUT | 27,300 shares | $6,806,000 |
| PEABODY ENERGY CORP | COM | 704549104 | — | 549,532 shares | $6,803,000 |
| KROGER CO | COM | 501044101 | — | 130,764 shares | $6,800,000 |
| ISHARES | MSCI JAPAN ETF | 464286848 | — | 577,396 shares | $6,796,000 |
| VALE S A | ADR | 91912E105 | — | 616,842 shares | $6,791,000 |
| TALISMAN ENERGY INC | COM | 87425E103 | PUT | 785,000 shares | $6,790,000 |
| U S G CORP | COM NEW | 903293405 | — | 246,847 shares | $6,786,000 |
| INTEROIL CORP | COM | 460951106 | PUT | 125,000 shares | $6,783,000 |
| ALLIANCEBERNSTEIN INCOME FUN | COM | 01881E101 | — | 903,320 shares | $6,775,000 |
| CHECK POINT SOFTWARE TECH LT | ORD | M22465104 | — | 97,765 shares | $6,769,000 |
| FIRST TR ISE GLB WIND ENRG E | COM SHS | 33736G106 | — | 588,827 shares | $6,760,000 |
| NETAPP INC | COM | 64110D104 | — | 157,213 shares | $6,754,000 |
| FACEBOOK INC | CL A | 30303M102 | — | 85,439 shares | $6,753,000 |
| AMERICAN RLTY CAP PPTYS INC | COM | 02917T104 | — | 559,306 shares | $6,745,000 |
| RADIAN GROUP INC | COM | 750236101 | — | 472,753 shares | $6,741,000 |
| NUVEEN BUILD AMER BD FD | COM | 67074C103 | — | 330,024 shares | $6,729,000 |
| PRAXAIR INC | COM | 74005P104 | PUT | 52,100 shares | $6,721,000 |
| BANCO BRADESCO S A | SP ADR PFD NEW | 059460303 | CALL | 471,000 shares | $6,712,000 |
| BORGWARNER INC | COM | 099724106 | — | 127,517 shares | $6,709,000 |
| SYNGENTA AG | SPONSORED ADR | 87160A100 | — | 105,761 shares | $6,702,000 |
| PUBLIC STORAGE | COM | 74460D109 | — | 40,331 shares | $6,688,000 |
| JPMORGAN CHASE & CO | *W EXP 10/28/201 | 46634E114 | — | 331,781 shares | $6,672,000 |
| PACIFIC COAST OIL TR | UNIT BEN INT | 694103102 | — | 650,972 shares | $6,672,000 |
| OCH ZIFF CAP MGMT GROUP | CL A | 67551U105 | — | 622,503 shares | $6,667,000 |
| POWERSHARES ETF TR II | S&P SMCP IT PO | 73937B860 | — | 148,598 shares | $6,663,000 |
| MYLAN INC | COM | 628530107 | CALL | 146,300 shares | $6,655,000 |
| PUMA BIOTECHNOLOGY INC | COM | 74587V107 | — | 27,877 shares | $6,651,000 |
| SUNCOR ENERGY INC NEW | COM | 867224107 | — | 183,990 shares | $6,651,000 |
| POWERSHARES ETF TRUST | INDL SECT PORT | 73935X369 | — | 144,850 shares | $6,633,000 |
| POWERSHARES ETF TR II | INTL DEV LOWVL | 73937B688 | — | 209,242 shares | $6,627,000 |
| GENESEE & WYO INC | CL A | 371559105 | — | 69,431 shares | $6,617,000 |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | — | 165,848 shares | $6,617,000 |
| EATON VANCE TXMGD GL BUYWR O | COM | 27829C105 | — | 544,435 shares | $6,615,000 |
| ISHARES | MSCI TAIWAN ETF | 464286731 | — | 432,531 shares | $6,605,000 |
| TIME WARNER CABLE INC | COM | 88732J207 | — | 46,001 shares | $6,601,000 |
| VANGUARD WORLD FDS | TELCOMM ETF | 92204A884 | — | 75,462 shares | $6,588,000 |
| MYLAN INC | COM | 628530107 | PUT | 144,800 shares | $6,587,000 |
| WISDOMTREE TR | US DIVD GRT FD | 97717X669 | — | 224,728 shares | $6,576,000 |
| AMERICAN EXPRESS CO | COM | 025816109 | CALL | 75,100 shares | $6,574,000 |
| AUXILIUM PHARMACEUTICALS INC | COM | 05334D107 | — | 220,002 shares | $6,567,000 |
| ISHARES TR | CORE US AGGBD ET | 464287226 | — | 60,186 shares | $6,567,000 |
| BROWN FORMAN CORP | CL B | 115637209 | — | 72,712 shares | $6,560,000 |
| DISCOVERY COMMUNICATNS NEW | COM SER A | 25470F104 | — | 173,454 shares | $6,557,000 |
| PHILLIPS 66 PARTNERS LP | COM UNIT REP INT | 718549207 | — | 97,986 shares | $6,541,000 |
| COPART INC | COM | 217204106 | — | 208,782 shares | $6,538,000 |
| ASSURED GUARANTY LTD | COM | G0585R106 | — | 294,786 shares | $6,532,000 |
| CANADIAN NAT RES LTD | COM | 136385101 | — | 168,166 shares | $6,532,000 |