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UBS AG
Period ended Sep 30, 2014 · Latest filing Nov 12, 2014
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2014: $135,582,726,000
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2014. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares: $5,234,289,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · PUT: $2,805,798,000
- UBS AG · SHS NEW · H89231338 · shares: $1,708,821,000
- APPLE INC · COM · 037833100 · shares: $1,698,006,000
- MICROSOFT CORP · COM · 594918104 · shares: $1,309,238,000
- JOHNSON & JOHNSON · COM · 478160104 · shares: $1,175,481,000
- ISHARES TR · MSCI EMG MKT ETF · 464287234 · shares · PUT: $1,076,819,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · CALL: $1,069,771,000
- INTEL CORP · COM · 458140100 · shares: $969,358,000
- ISHARES TR · RUSSELL 2000 ETF · 464287655 · shares: $897,841,000
Filing totals differ
The filing summary reports $135,582,726,000, while the holdings entries total $135,582,744,000.
Reported holdings
15,317 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| MANULIFE FINL CORP | COM | 56501R106 | — | 339,288 shares | $6,531,000 |
| MATTEL INC | COM | 577081102 | PUT | 213,000 shares | $6,528,000 |
| UNITED STS COMMODITY INDEX F | COMM IDX FND | 911717106 | — | 118,437 shares | $6,525,000 |
| ALPS ETF TR | ALERIAN MLP | 00162Q866 | — | 340,198 shares | $6,522,000 |
| GERDAU S A | SPON ADR REP PFD | 373737105 | — | 1,357,473 shares | $6,516,000 |
| PHARMACYCLICS INC | COM | 716933106 | — | 55,482 shares | $6,515,000 |
| CENTURYLINK INC | COM | 156700106 | PUT | 159,300 shares | $6,514,000 |
| WADDELL & REED FINL INC | CL A | 930059100 | CALL | 126,000 shares | $6,513,000 |
| NASDAQ OMX GROUP INC | COM | 631103108 | — | 153,464 shares | $6,510,000 |
| ENERGIZER HLDGS INC | COM | 29266R108 | — | 52,770 shares | $6,502,000 |
| DISNEY WALT CO | COM DISNEY | 254687106 | — | 72,900 shares | $6,490,000 |
| REGENERON PHARMACEUTICALS | COM | 75886F107 | — | 18,001 shares | $6,490,000 |
| PROSHARES TR | PSHS SH MSCI EAF | 74347R370 | — | 194,456 shares | $6,483,000 |
| SUNCOR ENERGY INC NEW | COM | 867224107 | PUT | 179,000 shares | $6,471,000 |
| MID CON ENERGY PARTNERS LP | COM UNIT REPST | 59560V109 | — | 294,727 shares | $6,469,000 |
| DOW CHEM CO | COM | 260543103 | — | 123,272 shares | $6,464,000 |
| EXPEDIA INC DEL | COM NEW | 30212P303 | — | 73,759 shares | $6,463,000 |
| POWERSHARES ETF TRUST II | KBW HG YLD FIN | 73936Q793 | — | 260,347 shares | $6,462,000 |
| PUBLIC STORAGE | COM | 74460D109 | — | 38,935 shares | $6,457,000 |
| F5 NETWORKS INC | COM | 315616102 | — | 54,251 shares | $6,442,000 |
| SPDR SERIES TRUST | BRCLY INTL CRP | 78464A151 | — | 181,660 shares | $6,433,000 |
| BLACKBERRY LTD | COM | 09228F103 | — | 646,798 shares | $6,429,000 |
| HANNON ARMSTRONG SUST INFR C | COM | 41068X100 | — | 465,057 shares | $6,427,000 |
| ARRIS GROUP INC NEW | COM | 04270V106 | — | 226,116 shares | $6,412,000 |
| CHICAGO BRIDGE & IRON CO N V | COM | 167250109 | — | 110,835 shares | $6,412,000 |
| MEDLEY CAP CORP | COM | 58503F106 | — | 542,928 shares | $6,412,000 |
| ADVANCED MICRO DEVICES INC | COM | 007903107 | PUT | 1,874,700 shares | $6,393,000 |
| CBS CORP NEW | CL B | 124857202 | PUT | 119,500 shares | $6,393,000 |
| ENCANA CORP | COM | 292505104 | — | 301,086 shares | $6,386,000 |
| WISDOMTREE TR | DEFA FD | 97717W703 | — | 122,159 shares | $6,384,000 |
| CERNER CORP | COM | 156782104 | — | 107,153 shares | $6,383,000 |
| CLAYMORE EXCHANGE TRD FD TR | GUGG S&P GBL WTR | 18383Q507 | — | 231,635 shares | $6,379,000 |
| ISHARES | IBOXX HI YD ETF | 464288513 | — | 69,217 shares | $6,365,000 |
| ASHLAND INC NEW | COM | 044209104 | PUT | 61,000 shares | $6,350,000 |
| HORMEL FOODS CORP | COM | 440452100 | — | 123,535 shares | $6,348,000 |
| UNIVERSAL HLTH SVCS INC | CL B | 913903100 | — | 60,705 shares | $6,344,000 |
| ISHARES | MSCI EURO FL ETF | 464289180 | — | 268,756 shares | $6,340,000 |
| SALESFORCE COM INC | COM | 79466L302 | PUT | 110,200 shares | $6,340,000 |
| WILLIS GROUP HOLDINGS PUBLIC | SHS | G96666105 | — | 153,113 shares | $6,339,000 |
| DR PEPPER SNAPPLE GROUP INC | COM | 26138E109 | — | 98,467 shares | $6,332,000 |
| BLACKROCK CALIF MUN INCOME T | SH BEN INT | 09248E102 | — | 436,148 shares | $6,324,000 |
| VERIFONE SYS INC | COM | 92342Y109 | — | 183,905 shares | $6,323,000 |
| EATON VANCE MUN BD FD | COM | 27827X101 | — | 504,662 shares | $6,318,000 |
| KKR INCOME OPPORTUNITIES FD | COM | 48249T106 | — | 365,430 shares | $6,318,000 |
| VANGUARD INTL EQUITY INDEX F | GLB EX US ETF | 922042676 | — | 115,842 shares | $6,308,000 |
| CINCINNATI FINL CORP | COM | 172062101 | — | 133,971 shares | $6,303,000 |
| BOEING CO | COM | 097023105 | CALL | 49,400 shares | $6,293,000 |
| WHIRLPOOL CORP | COM | 963320106 | — | 43,207 shares | $6,293,000 |
| BIOGEN IDEC INC | COM | 09062X103 | — | 19,010 shares | $6,289,000 |
| WALGREEN CO | COM | 931422109 | — | 105,901 shares | $6,277,000 |
| BARCLAYS BK PLC | IPATH S&P500 VIX | 06742E711 | — | 201,290 shares | $6,276,000 |
| CLAYMORE EXCHANGE TRD FD TR | GUG BLT2018 HY | 18383M381 | — | 235,075 shares | $6,274,000 |
| NICE SYS LTD | SPONSORED ADR | 653656108 | — | 153,622 shares | $6,266,000 |
| POWERSHS DB MULTI SECT COMM | PS DB AGRICUL FD | 73936B408 | — | 245,044 shares | $6,261,000 |
| CAMPBELL SOUP CO | COM | 134429109 | — | 146,427 shares | $6,257,000 |
| HOME PROPERTIES INC | COM | 437306103 | — | 107,292 shares | $6,249,000 |
| PETROLEUM & RES CORP | COM | 716549100 | — | 216,971 shares | $6,249,000 |
| SUBURBAN PROPANE PARTNERS L | UNIT LTD PARTN | 864482104 | — | 140,068 shares | $6,240,000 |
| BLACKROCK FLOATING RATE INCO | COM | 091941104 | — | 451,865 shares | $6,236,000 |
| EVERCORE PARTNERS INC | CLASS A | 29977A105 | — | 132,566 shares | $6,231,000 |
| LEHIGH GAS PARTNERS LP | UT LTD PTN INT | 524814100 | — | 183,166 shares | $6,222,000 |
| NORTHERN TIER ENERGY LP | COM UN REPR PART | 665826103 | — | 266,194 shares | $6,216,000 |
| ROYCE MICRO-CAP TR INC | COM | 780915104 | — | 528,129 shares | $6,216,000 |
| EDISON INTL | COM | 281020107 | — | 110,970 shares | $6,205,000 |
| CINEMARK HOLDINGS INC | COM | 17243V102 | — | 182,064 shares | $6,197,000 |
| EQUITY RESIDENTIAL | SH BEN INT | 29476L107 | — | 100,303 shares | $6,177,000 |
| CF INDS HLDGS INC | COM | 125269100 | — | 22,119 shares | $6,176,000 |
| PRICE T ROWE GROUP INC | COM | 74144T108 | — | 78,779 shares | $6,176,000 |
| CARDINAL HEALTH INC | COM | 14149Y108 | CALL | 82,200 shares | $6,158,000 |
| LENNAR CORP | CL A | 526057104 | PUT | 158,600 shares | $6,158,000 |
| APPLE INC | COM | 037833100 | — | 61,112 shares | $6,157,000 |
| NU SKIN ENTERPRISES INC | CL A | 67018T105 | — | 136,484 shares | $6,146,000 |
| INVENSENSE INC | COM | 46123D205 | — | 311,423 shares | $6,144,000 |
| CHART INDS INC | COM PAR $0.01 | 16115Q308 | — | 100,492 shares | $6,143,000 |
| NEXTERA ENERGY INC | COM | 65339F101 | CALL | 65,400 shares | $6,140,000 |
| ACTIVISION BLIZZARD INC | COM | 00507V109 | — | 295,276 shares | $6,139,000 |
| MANULIFE FINL CORP | COM | 56501R106 | — | 318,427 shares | $6,130,000 |
| SPDR SERIES TRUST | S&P 500 GROWTH | 78464A409 | — | 66,268 shares | $6,130,000 |
| YAMANA GOLD INC | COM | 98462Y100 | PUT | 1,021,500 shares | $6,129,000 |
| EPAM SYS INC | COM | 29414B104 | — | 139,839 shares | $6,124,000 |
| STRATASYS LTD | SHS | M85548101 | — | 50,704 shares | $6,124,000 |
| GOLDMAN SACHS MLP INC OPP FD | COM SHS | 38147W103 | — | 281,354 shares | $6,117,000 |
| CELGENE CORP | COM | 151020104 | CALL | 64,500 shares | $6,113,000 |
| LAUDER ESTEE COS INC | CL A | 518439104 | PUT | 81,800 shares | $6,112,000 |
| DTE ENERGY CO | COM | 233331107 | — | 80,300 shares | $6,109,000 |
| ASSURED GUARANTY LTD | COM | G0585R106 | PUT | 275,400 shares | $6,103,000 |
| TIMKENSTEEL CORP | COM | 887399103 | — | 131,057 shares | $6,093,000 |
| ROYAL BK CDA MONTREAL QUE | COM | 780087102 | — | 85,162 shares | $6,085,000 |
| IDEX CORP | COM | 45167R104 | — | 84,068 shares | $6,084,000 |
| ISHARES TR | MRNGSTR LG-CP ET | 464287127 | — | 52,805 shares | $6,083,000 |
| MCDERMOTT INTL INC | COM | 580037109 | — | 1,062,804 shares | $6,079,000 |
| SPECTRA ENERGY CORP | COM | 847560109 | PUT | 154,800 shares | $6,077,000 |
| INGRAM MICRO INC | CL A | 457153104 | — | 235,203 shares | $6,071,000 |
| MCGRAW HILL FINL INC | COM | 580645109 | — | 71,864 shares | $6,069,000 |
| TE CONNECTIVITY LTD | REG SHS | H84989104 | — | 109,772 shares | $6,069,000 |
| HUNTINGTON BANCSHARES INC | COM | 446150104 | — | 622,081 shares | $6,053,000 |
| POWERSHARES ETF TRUST | GBL LSTD PVT EQT | 73935X195 | — | 545,144 shares | $6,051,000 |
| PRINCIPAL FINL GROUP INC | COM | 74251V102 | — | 115,298 shares | $6,050,000 |
| KB HOME | COM | 48666K109 | — | 404,864 shares | $6,049,000 |
| CLAYMORE EXCHANGE TRD FD TR | 2023 CORP BOND | 18383M241 | — | 300,000 shares | $6,039,000 |