← Back to Discover
UBS AG
Period ended Sep 30, 2014 · Latest filing Nov 12, 2014
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2014: $135,582,726,000
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2014. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares: $5,234,289,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · PUT: $2,805,798,000
- UBS AG · SHS NEW · H89231338 · shares: $1,708,821,000
- APPLE INC · COM · 037833100 · shares: $1,698,006,000
- MICROSOFT CORP · COM · 594918104 · shares: $1,309,238,000
- JOHNSON & JOHNSON · COM · 478160104 · shares: $1,175,481,000
- ISHARES TR · MSCI EMG MKT ETF · 464287234 · shares · PUT: $1,076,819,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · CALL: $1,069,771,000
- INTEL CORP · COM · 458140100 · shares: $969,358,000
- ISHARES TR · RUSSELL 2000 ETF · 464287655 · shares: $897,841,000
Filing totals differ
The filing summary reports $135,582,726,000, while the holdings entries total $135,582,744,000.
Reported holdings
15,317 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| LEXMARK INTL NEW | CL A | 529771107 | — | 142,057 shares | $6,037,000 |
| STANTEC INC | COM | 85472N109 | — | 92,392 shares | $6,027,000 |
| CLAYMORE EXCHANGE TRD FD TR | 2024 CORP BOND | 18383M233 | — | 300,100 shares | $6,023,000 |
| COPA HOLDINGS SA | CL A | P31076105 | — | 56,107 shares | $6,020,000 |
| ELLSWORTH FUND LTD | COM | 289074106 | — | 695,854 shares | $6,019,000 |
| AMERICAN EXPRESS CO | COM | 025816109 | — | 68,700 shares | $6,014,000 |
| SPDR SERIES TRUST | NUV HGHYLD MUN | 78464A284 | — | 105,827 shares | $6,012,000 |
| PHILIP MORRIS INTL INC | COM | 718172109 | CALL | 72,080 shares | $6,011,000 |
| BLACKROCK REAL ASSET EQUITY | COM | 09254B109 | — | 709,588 shares | $6,010,000 |
| TALLGRASS ENERGY PARTNERS LP | COM UNIT | 874697105 | — | 132,466 shares | $6,002,000 |
| APOLLO COML REAL EST FIN INC | COM | 03762U105 | — | 381,532 shares | $5,994,000 |
| STERIS CORP | COM | 859152100 | — | 110,741 shares | $5,976,000 |
| METHANEX CORP | COM | 59151K108 | — | 89,321 shares | $5,967,000 |
| FIRST TR EXCHANGE TRADED FD | ISE CLOUD COMP | 33734X192 | — | 217,698 shares | $5,964,000 |
| EGA EMERGING GLOBAL SHS TR | EGSHR BYND BRC | 268461639 | — | 267,866 shares | $5,957,000 |
| SPDR SERIES TRUST | S&P TRANSN ETF | 78464A532 | — | 63,929 shares | $5,955,000 |
| CHESAPEAKE ENERGY CORP | COM | 165167107 | CALL | 258,900 shares | $5,952,000 |
| CENTRAL FD CDA LTD | CL A | 153501101 | — | 483,317 shares | $5,950,000 |
| COLGATE PALMOLIVE CO | COM | 194162103 | — | 91,189 shares | $5,947,000 |
| ASTRAZENECA PLC | SPONSORED ADR | 046353108 | CALL | 83,200 shares | $5,944,000 |
| GENERAL ELECTRIC CO | COM | 369604103 | CALL | 232,000 shares | $5,944,000 |
| NUVEEN AMT-FREE MUN INCOME F | COM | 670657105 | — | 439,018 shares | $5,940,000 |
| SPDR INDEX SHS FDS | EMERG MKTS ETF | 78463X509 | — | 89,264 shares | $5,935,000 |
| HUANENG PWR INTL INC | SPON ADR H SHS | 443304100 | — | 135,901 shares | $5,933,000 |
| POWERSHARES ETF TRUST | DYN BLDG CNSTR | 73935X666 | — | 285,606 shares | $5,932,000 |
| AMERICAN CAP LTD | COM | 02503Y103 | — | 418,003 shares | $5,919,000 |
| CYPRESS SEMICONDUCTOR CORP | COM | 232806109 | — | 599,022 shares | $5,915,000 |
| BLACKROCK CR ALLCTN INC TR | COM | 092508100 | — | 443,767 shares | $5,907,000 |
| GOGO INC | COM | 38046C109 | — | 350,156 shares | $5,904,000 |
| MORGAN STANLEY | COM NEW | 617446448 | — | 170,710 shares | $5,901,000 |
| ISHARES TR | MSCI EAFE ETF | 464287465 | PUT | 91,800 shares | $5,886,000 |
| ACE LTD | SHS | H0023R105 | CALL | 56,100 shares | $5,883,000 |
| HARRIS CORP DEL | COM | 413875105 | — | 88,601 shares | $5,883,000 |
| CLAYMORE EXCHANGE TRD FD TR | GUG BULL2019 E | 18383M522 | — | 279,932 shares | $5,881,000 |
| SOLAR CAP LTD | COM | 83413U100 | — | 314,804 shares | $5,881,000 |
| BEST BUY INC | COM | 086516101 | — | 174,871 shares | $5,874,000 |
| BOEING CO | COM | 097023105 | — | 46,100 shares | $5,872,000 |
| BROCADE COMMUNICATIONS SYS I | COM NEW | 111621306 | — | 539,185 shares | $5,861,000 |
| GAMESTOP CORP NEW | CL A | 36467W109 | — | 142,163 shares | $5,857,000 |
| HEALTHSOUTH CORP | COM NEW | 421924309 | — | 158,669 shares | $5,855,000 |
| DU PONT E I DE NEMOURS & CO | COM | 263534109 | — | 81,502 shares | $5,849,000 |
| NOBLE ENERGY INC | COM | 655044105 | — | 85,519 shares | $5,846,000 |
| CONCHO RES INC | COM | 20605P101 | — | 46,605 shares | $5,844,000 |
| TEREX CORP NEW | COM | 880779103 | — | 183,930 shares | $5,843,000 |
| TUTOR PERINI CORP | COM | 901109108 | — | 221,184 shares | $5,839,000 |
| CONOCOPHILLIPS | COM | 20825C104 | — | 76,258 shares | $5,835,000 |
| ARM HLDGS PLC | SPONSORED ADR | 042068106 | — | 133,207 shares | $5,820,000 |
| ISHARES | MSCI ACWI ETF | 464288257 | — | 98,718 shares | $5,814,000 |
| CISCO SYS INC | COM | 17275R102 | CALL | 230,900 shares | $5,812,000 |
| ETFS SILVER TR | SILVER SHS | 26922X107 | — | 346,383 shares | $5,812,000 |
| UNITED TECHNOLOGIES CORP | COM | 913017109 | PUT | 55,018 shares | $5,810,000 |
| MICRON TECHNOLOGY INC | COM | 595112103 | — | 169,359 shares | $5,802,000 |
| MERITOR INC | NOTE 7.875% 3/0 | 59001KAC4 | — | 4,009,000 principal | $5,796,000 |
| ISHARES TR | U.S. TELECOM ETF | 464287713 | — | 193,483 shares | $5,795,000 |
| ALTRIA GROUP INC | COM | 02209S103 | — | 126,027 shares | $5,790,000 |
| CTRIP COM INTL LTD | AMERICAN DEP SHS | 22943F100 | CALL | 102,000 shares | $5,790,000 |
| SOLARCITY CORP | COM | 83416T100 | — | 97,138 shares | $5,789,000 |
| SIBANYE GOLD LTD | SPONSORED ADR | 825724206 | CALL | 681,900 shares | $5,783,000 |
| ROSE ROCK MIDSTREAM L P | COM U REP LTD | 777149105 | — | 97,725 shares | $5,780,000 |
| EAGLE MATERIALS INC | COM | 26969P108 | — | 56,738 shares | $5,778,000 |
| LEHIGH GAS PARTNERS LP | UT LTD PTN INT | 524814100 | PUT | 169,400 shares | $5,755,000 |
| RESOURCE CAP CORP | COM | 76120W302 | — | 1,178,492 shares | $5,739,000 |
| VARIAN MED SYS INC | COM | 92220P105 | — | 71,594 shares | $5,736,000 |
| DISNEY WALT CO | COM DISNEY | 254687106 | CALL | 64,400 shares | $5,734,000 |
| FEI CO | COM | 30241L109 | — | 75,962 shares | $5,729,000 |
| EATON VANCE SR INCOME TR | SH BEN INT | 27826S103 | — | 879,542 shares | $5,726,000 |
| VANGUARD SCOTTSDALE FDS | VNG RUS1000VAL | 92206C714 | — | 65,232 shares | $5,711,000 |
| LINCOLN NATL CORP IND | COM | 534187109 | — | 106,562 shares | $5,710,000 |
| COSTCO WHSL CORP NEW | COM | 22160K105 | PUT | 45,500 shares | $5,702,000 |
| XEROX CORP | COM | 984121103 | — | 430,634 shares | $5,697,000 |
| UNION PAC CORP | COM | 907818108 | — | 52,492 shares | $5,691,000 |
| PHILIP MORRIS INTL INC | COM | 718172109 | — | 68,228 shares | $5,690,000 |
| ISHARES TR | LATN AMER 40 ETF | 464287390 | — | 154,207 shares | $5,687,000 |
| ISHARES | MSCI HONG KG ETF | 464286871 | — | 279,636 shares | $5,685,000 |
| SYMANTEC CORP | COM | 871503108 | — | 241,745 shares | $5,683,000 |
| CELGENE CORP | COM | 151020104 | — | 59,905 shares | $5,678,000 |
| TERADATA CORP DEL | COM | 88076W103 | — | 135,448 shares | $5,678,000 |
| ROSS STORES INC | COM | 778296103 | — | 75,071 shares | $5,674,000 |
| PROLOGIS INC | COM | 74340W103 | — | 150,138 shares | $5,660,000 |
| RACKSPACE HOSTING INC | COM | 750086100 | — | 173,347 shares | $5,642,000 |
| VODAFONE GROUP PLC NEW | SPNSR ADR NO PAR | 92857W308 | PUT | 171,100 shares | $5,627,000 |
| BOEING CO | COM | 097023105 | — | 44,146 shares | $5,623,000 |
| FIVE BELOW INC | COM | 33829M101 | PUT | 141,900 shares | $5,621,000 |
| MOODYS CORP | COM | 615369105 | — | 59,419 shares | $5,615,000 |
| DONALDSON INC | COM | 257651109 | — | 138,007 shares | $5,607,000 |
| DOMINION RES INC VA NEW | UNIT 04/01/2013 | 25746U703 | — | 100,000 shares | $5,606,000 |
| NUVEEN CAL AMT-FREE MUN INC | COM | 670651108 | — | 402,348 shares | $5,605,000 |
| JOHNSON & JOHNSON | COM | 478160104 | — | 52,534 shares | $5,600,000 |
| SCHLUMBERGER LTD | COM | 806857108 | — | 55,023 shares | $5,595,000 |
| VERASTEM INC | COM | 92337C104 | — | 656,426 shares | $5,593,000 |
| CPFL ENERGIA S A | SPONSORED ADR | 126153105 | — | 359,027 shares | $5,583,000 |
| H & E EQUIPMENT SERVICES INC | COM | 404030108 | — | 138,565 shares | $5,581,000 |
| PRICELINE GRP INC | COM NEW | 741503403 | — | 4,814 shares | $5,577,000 |
| COVANTA HLDG CORP | COM | 22282E102 | — | 262,524 shares | $5,571,000 |
| SCHWAB STRATEGIC TR | SHT TM US TRES | 808524862 | — | 110,066 shares | $5,566,000 |
| CELANESE CORP DEL | COM SER A | 150870103 | — | 95,096 shares | $5,565,000 |
| SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | CALL | 28,200 shares | $5,556,000 |
| ELECTRONIC ARTS INC | COM | 285512109 | PUT | 155,800 shares | $5,548,000 |
| FIRSTENERGY CORP | COM | 337932107 | — | 165,281 shares | $5,548,000 |
| ULTIMATE SOFTWARE GROUP INC | COM | 90385D107 | PUT | 39,200 shares | $5,547,000 |