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UBS AG
Period ended Sep 30, 2014 · Latest filing Nov 12, 2014
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2014: $135,582,726,000
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2014. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares: $5,234,289,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · PUT: $2,805,798,000
- UBS AG · SHS NEW · H89231338 · shares: $1,708,821,000
- APPLE INC · COM · 037833100 · shares: $1,698,006,000
- MICROSOFT CORP · COM · 594918104 · shares: $1,309,238,000
- JOHNSON & JOHNSON · COM · 478160104 · shares: $1,175,481,000
- ISHARES TR · MSCI EMG MKT ETF · 464287234 · shares · PUT: $1,076,819,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · CALL: $1,069,771,000
- INTEL CORP · COM · 458140100 · shares: $969,358,000
- ISHARES TR · RUSSELL 2000 ETF · 464287655 · shares: $897,841,000
Filing totals differ
The filing summary reports $135,582,726,000, while the holdings entries total $135,582,744,000.
Reported holdings
15,317 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| HANCOCK JOHN PFD INCOME FD I | COM | 41021P103 | — | 316,598 shares | $5,544,000 |
| KT CORP | SPONSORED ADR | 48268K101 | — | 341,765 shares | $5,540,000 |
| 3M CO | COM | 88579Y101 | — | 39,060 shares | $5,534,000 |
| METLIFE INC | COM | 59156R108 | CALL | 102,800 shares | $5,522,000 |
| SPIRIT AIRLS INC | COM | 848577102 | — | 79,817 shares | $5,519,000 |
| BROADRIDGE FINL SOLUTIONS IN | COM | 11133T103 | — | 132,406 shares | $5,512,000 |
| WHOLE FOODS MKT INC | COM | 966837106 | CALL | 144,516 shares | $5,508,000 |
| ABBVIE INC | COM | 00287Y109 | — | 95,325 shares | $5,506,000 |
| TORONTO DOMINION BK ONT | COM NEW | 891160509 | — | 111,470 shares | $5,506,000 |
| TRAVELERS COMPANIES INC | COM | 89417E109 | — | 58,589 shares | $5,504,000 |
| ABERDEEN ASIA PACIFIC INCOM | COM | 003009107 | — | 931,815 shares | $5,498,000 |
| BOSTON PROPERTIES INC | COM | 101121101 | — | 47,494 shares | $5,498,000 |
| TELEFONICA BRASIL SA | SPONSORED ADR | 87936R106 | — | 279,187 shares | $5,494,000 |
| DANAHER CORP DEL | COM | 235851102 | CALL | 72,300 shares | $5,493,000 |
| ISHARES | CNTRY MIN VL ETF | 464286525 | — | 82,270 shares | $5,489,000 |
| WALGREEN CO | COM | 931422109 | CALL | 92,600 shares | $5,488,000 |
| NUVEEN NY AMT FREE MUN INCOM | COM | 670656107 | — | 428,025 shares | $5,479,000 |
| FREEPORT-MCMORAN INC | CL B | 35671D857 | — | 167,728 shares | $5,476,000 |
| COMPUWARE CORP | COM | 205638109 | — | 515,024 shares | $5,464,000 |
| NATIONAL BK GREECE S A | ADR PRF SER A | 633643507 | — | 284,162 shares | $5,463,000 |
| FIRST SOLAR INC | COM | 336433107 | CALL | 82,900 shares | $5,456,000 |
| FLOWSERVE CORP | COM | 34354P105 | — | 77,301 shares | $5,451,000 |
| PUBLIC STORAGE | COM | 74460D109 | — | 32,845 shares | $5,447,000 |
| SKYWORKS SOLUTIONS INC | COM | 83088M102 | — | 93,807 shares | $5,446,000 |
| DIAMONDBACK ENERGY INC | COM | 25278X109 | CALL | 72,800 shares | $5,444,000 |
| KBR INC | COM | 48242W106 | — | 289,110 shares | $5,444,000 |
| SCIENCE APPLICATNS INTL CP N | COM | 808625107 | CALL | 123,000 shares | $5,440,000 |
| WESTERN DIGITAL CORP | COM | 958102105 | PUT | 55,900 shares | $5,440,000 |
| DR PEPPER SNAPPLE GROUP INC | COM | 26138E109 | — | 84,453 shares | $5,431,000 |
| SCHLUMBERGER LTD | COM | 806857108 | — | 53,396 shares | $5,430,000 |
| SEADRILL LIMITED | SHS | G7945E105 | CALL | 202,900 shares | $5,430,000 |
| GENERAL GROWTH PPTYS INC NEW | COM | 370023103 | — | 230,362 shares | $5,425,000 |
| TESORO CORP | COM | 881609101 | CALL | 88,900 shares | $5,421,000 |
| LAMAR ADVERTISING CO | CL A | 512815101 | CALL | 110,000 shares | $5,418,000 |
| SPDR SERIES TRUST | S&P INS ETF | 78464A789 | — | 86,042 shares | $5,417,000 |
| POWERSHARES GLOBAL ETF TRUST | SOVEREIGN DEBT | 73936T573 | — | 190,298 shares | $5,416,000 |
| UNITED CONTL HLDGS INC | COM | 910047109 | — | 115,701 shares | $5,414,000 |
| ISHARES | EM MKTS DIV ETF | 464286319 | — | 119,943 shares | $5,411,000 |
| NEWELL RUBBERMAID INC | COM | 651229106 | — | 157,260 shares | $5,411,000 |
| LOGITECH INTL S A | SHS | H50430232 | PUT | 422,019 shares | $5,410,000 |
| ANHEUSER BUSCH INBEV SA/NV | SPONSORED ADR | 03524A108 | — | 48,797 shares | $5,409,000 |
| FLOWSERVE CORP | COM | 34354P105 | — | 76,635 shares | $5,404,000 |
| HDFC BANK LTD | ADR REPS 3 SHS | 40415F101 | — | 115,940 shares | $5,400,000 |
| ORBITZ WORLDWIDE INC | COM | 68557K109 | CALL | 686,000 shares | $5,399,000 |
| PEOPLES UNITED FINANCIAL INC | COM | 712704105 | — | 373,012 shares | $5,397,000 |
| BROCADE COMMUNICATIONS SYS I | COM NEW | 111621306 | PUT | 496,300 shares | $5,395,000 |
| BANCROFT FUND LTD | COM | 059695106 | — | 272,782 shares | $5,390,000 |
| WISDOMTREE TR | INDIA ERNGS FD | 97717W422 | — | 245,970 shares | $5,389,000 |
| HEALTH CARE REIT INC | COM | 42217K106 | — | 86,370 shares | $5,387,000 |
| BAKER HUGHES INC | COM | 057224107 | — | 82,778 shares | $5,386,000 |
| TJX COS INC NEW | COM | 872540109 | — | 90,884 shares | $5,378,000 |
| STARBUCKS CORP | COM | 855244109 | — | 71,243 shares | $5,376,000 |
| POWERSHARES GLOBAL ETF TRUST | EMER MRKT PORT | 73936T763 | — | 265,332 shares | $5,370,000 |
| MASTERCARD INC | CL A | 57636Q104 | — | 72,560 shares | $5,364,000 |
| WYNDHAM WORLDWIDE CORP | COM | 98310W108 | — | 65,991 shares | $5,362,000 |
| POWERSHARES ETF TRUST | HI YLD EQ DVDN | 73935X302 | — | 429,988 shares | $5,353,000 |
| HUNTINGTON BANCSHARES INC | COM | 446150104 | — | 549,792 shares | $5,349,000 |
| GENWORTH FINL INC | COM CL A | 37247D106 | — | 408,251 shares | $5,348,000 |
| CONSOL ENERGY INC | COM | 20854P109 | — | 141,186 shares | $5,345,000 |
| PNC FINL SVCS GROUP INC | COM | 693475105 | PUT | 62,400 shares | $5,340,000 |
| AKAMAI TECHNOLOGIES INC | COM | 00971T101 | — | 89,267 shares | $5,338,000 |
| ATLAS RESOURCE PARTNERS LP | COM UNT LTD PR | 04941A101 | — | 274,277 shares | $5,337,000 |
| FLEXTRONICS INTL LTD | ORD | Y2573F102 | — | 517,157 shares | $5,337,000 |
| UNITED PARCEL SERVICE INC | CL B | 911312106 | PUT | 54,300 shares | $5,337,000 |
| LIBERTY MEDIA CORP DELAWARE | CL A | 531229102 | — | 113,102 shares | $5,336,000 |
| FIFTH STR SR FLOATNG RATE CO | COM | 31679F101 | — | 450,672 shares | $5,327,000 |
| SUNESIS PHARMACEUTICALS INC | COM NEW | 867328601 | — | 745,547 shares | $5,323,000 |
| ISHARES | MSCI MEX CAP ETF | 464286822 | CALL | 77,400 shares | $5,320,000 |
| TORONTO DOMINION BK ONT | COM NEW | 891160509 | — | 107,590 shares | $5,314,000 |
| LEAR CORP | COM NEW | 521865204 | CALL | 61,400 shares | $5,306,000 |
| NISOURCE INC | COM | 65473P105 | — | 129,433 shares | $5,304,000 |
| CAMECO CORP | COM | 13321L108 | — | 300,293 shares | $5,303,000 |
| ALPINE GLOBAL PREMIER PPTYS | COM SBI | 02083A103 | — | 770,378 shares | $5,293,000 |
| XPO LOGISTICS INC | COM | 983793100 | — | 140,453 shares | $5,291,000 |
| SPDR SERIES TRUST | BRCLYS AGG ETF | 78464A649 | — | 91,663 shares | $5,289,000 |
| ENCANA CORP | COM | 292505104 | CALL | 249,300 shares | $5,288,000 |
| NUCOR CORP | COM | 670346105 | — | 97,324 shares | $5,283,000 |
| NTT DOCOMO INC | SPONS ADR | 62942M201 | — | 314,073 shares | $5,258,000 |
| PRECISION CASTPARTS CORP | COM | 740189105 | — | 22,190 shares | $5,256,000 |
| GT ADVANCED TECHNOLOGIES INC | COM | 36191U106 | — | 485,204 shares | $5,255,000 |
| BRISTOL MYERS SQUIBB CO | COM | 110122108 | — | 102,469 shares | $5,244,000 |
| BEMIS INC | COM | 081437105 | — | 137,834 shares | $5,240,000 |
| LILLY ELI & CO | COM | 532457108 | CALL | 80,700 shares | $5,233,000 |
| FIFTH STR SR FLOATNG RATE CO | COM | 31679F101 | — | 442,309 shares | $5,228,000 |
| VORNADO RLTY TR | SH BEN INT | 929042109 | — | 52,284 shares | $5,226,000 |
| PROSPECT CAPITAL CORPORATION | COM | 74348T102 | — | 527,822 shares | $5,225,000 |
| REDWOOD TR INC | COM | 758075402 | — | 315,046 shares | $5,223,000 |
| PROLOGIS INC | COM | 74340W103 | — | 138,054 shares | $5,205,000 |
| BP PLC | SPONSORED ADR | 055622104 | PUT | 118,300 shares | $5,199,000 |
| AVALONBAY CMNTYS INC | COM | 053484101 | — | 36,875 shares | $5,198,000 |
| SEAGATE TECHNOLOGY PLC | SHS | G7945M107 | PUT | 90,700 shares | $5,194,000 |
| KEURIG GREEN MTN INC | COM | 49271M100 | PUT | 39,900 shares | $5,192,000 |
| MOTOROLA SOLUTIONS INC | COM NEW | 620076307 | PUT | 82,000 shares | $5,189,000 |
| TEVA PHARMACEUTICAL INDS LTD | ADR | 881624209 | — | 96,512 shares | $5,188,000 |
| HONEYWELL INTL INC | COM | 438516106 | — | 55,581 shares | $5,176,000 |
| ISHARES | MSCI ITALCPD ETF | 464286855 | — | 329,903 shares | $5,176,000 |
| BANCO SANTANDER SA | ADR | 05964H105 | PUT | 544,600 shares | $5,174,000 |
| AECOM TECHNOLOGY CORP DELAWA | COM | 00766T100 | — | 153,215 shares | $5,171,000 |
| BANK MONTREAL QUE | COM | 063671101 | PUT | 70,200 shares | $5,168,000 |
| GOLAR LNG LTD BERMUDA | SHS | G9456A100 | — | 77,811 shares | $5,167,000 |