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UBS AG
Period ended Sep 30, 2014 · Latest filing Nov 12, 2014
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2014: $135,582,726,000
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2014. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares: $5,234,289,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · PUT: $2,805,798,000
- UBS AG · SHS NEW · H89231338 · shares: $1,708,821,000
- APPLE INC · COM · 037833100 · shares: $1,698,006,000
- MICROSOFT CORP · COM · 594918104 · shares: $1,309,238,000
- JOHNSON & JOHNSON · COM · 478160104 · shares: $1,175,481,000
- ISHARES TR · MSCI EMG MKT ETF · 464287234 · shares · PUT: $1,076,819,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · CALL: $1,069,771,000
- INTEL CORP · COM · 458140100 · shares: $969,358,000
- ISHARES TR · RUSSELL 2000 ETF · 464287655 · shares: $897,841,000
Filing totals differ
The filing summary reports $135,582,726,000, while the holdings entries total $135,582,744,000.
Reported holdings
15,317 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| NOVARTIS A G | SPONSORED ADR | 66987V109 | — | 38,002 shares | $3,577,000 |
| PRECISION CASTPARTS CORP | COM | 740189105 | — | 15,100 shares | $3,577,000 |
| MOBILEYE N V AMSTELVEEN | ORD SHS | N51488117 | — | 66,608 shares | $3,570,000 |
| UNITED STATES OIL FUND LP | UNITS | 91232N108 | — | 103,655 shares | $3,567,000 |
| VERISK ANALYTICS INC | CL A | 92345Y106 | — | 58,557 shares | $3,566,000 |
| INTERNATIONAL BUSINESS MACHS | COM | 459200101 | — | 18,776 shares | $3,564,000 |
| ICAHN ENTERPRISES LP | DEPOSITARY UNIT | 451100101 | — | 33,655 shares | $3,562,000 |
| BARCLAYS BK PLC | ADR 2 PREF 2 | 06739F390 | — | 140,510 shares | $3,561,000 |
| COACH INC | COM | 189754104 | — | 99,781 shares | $3,553,000 |
| QLIK TECHNOLOGIES INC | COM | 74733T105 | PUT | 131,200 shares | $3,548,000 |
| RAYONIER INC | COM | 754907103 | — | 113,816 shares | $3,544,000 |
| NEENAH PAPER INC | COM | 640079109 | — | 66,241 shares | $3,543,000 |
| HALLIBURTON CO | COM | 406216101 | — | 54,860 shares | $3,539,000 |
| ENBRIDGE ENERGY MANAGEMENT L | SHS UNITS LLI | 29250X103 | — | 94,992 shares | $3,535,000 |
| STARBUCKS CORP | COM | 855244109 | — | 46,800 shares | $3,532,000 |
| CAMDEN PPTY TR | SH BEN INT | 133131102 | — | 51,523 shares | $3,531,000 |
| PROSHARES TR | PSHS SHORT DOW30 | 74347R701 | — | 143,203 shares | $3,531,000 |
| E M C CORP MASS | COM | 268648102 | — | 120,600 shares | $3,529,000 |
| YAMANA GOLD INC | COM | 98462Y100 | — | 587,146 shares | $3,523,000 |
| TERADYNE INC | COM | 880770102 | — | 181,462 shares | $3,519,000 |
| BUFFALO WILD WINGS INC | COM | 119848109 | — | 26,199 shares | $3,518,000 |
| ICONIX BRAND GROUP INC | COM | 451055107 | — | 95,198 shares | $3,517,000 |
| SCHWAB STRATEGIC TR | US AGGREGATE B | 808524839 | — | 67,819 shares | $3,511,000 |
| LLOYDS BANKING GROUP PLC | SPONSORED ADR | 539439109 | — | 696,376 shares | $3,510,000 |
| BLACKROCK CORPOR HI YLD FD I | COM | 09255P107 | — | 296,579 shares | $3,509,000 |
| WENDYS CO | COM | 95058W100 | — | 424,785 shares | $3,509,000 |
| EXELON CORP | COM | 30161N101 | CALL | 102,800 shares | $3,504,000 |
| CRACKER BARREL OLD CTRY STOR | COM | 22410J106 | — | 33,929 shares | $3,501,000 |
| COOPER STD HLDGS INC | COM | 21676P103 | — | 56,042 shares | $3,497,000 |
| MOVADO GROUP INC | COM | 624580106 | — | 105,720 shares | $3,495,000 |
| STONEMOR PARTNERS L P | COM UNITS | 86183Q100 | — | 135,505 shares | $3,495,000 |
| CANADIAN NATL RY CO | COM | 136375102 | — | 49,240 shares | $3,494,000 |
| ROYAL CARIBBEAN CRUISES LTD | COM | V7780T103 | — | 51,895 shares | $3,492,000 |
| ISHARES | INTL DEVPPTY ETF | 464288422 | — | 95,412 shares | $3,491,000 |
| MATERIALISE NV | SPONSORED ADS | 57667T100 | — | 310,686 shares | $3,489,000 |
| NORTHERN TIER ENERGY LP | COM UN REPR PART | 665826103 | — | 149,407 shares | $3,489,000 |
| BEST BUY INC | COM | 086516101 | — | 103,845 shares | $3,488,000 |
| CONCUR TECHNOLOGIES INC | COM | 206708109 | PUT | 27,500 shares | $3,488,000 |
| MONTPELIER RE HOLDINGS LTD | SHS | G62185106 | — | 112,117 shares | $3,486,000 |
| NUVEEN GLOBAL EQUITY INCOME | COM | 6706EH103 | — | 260,832 shares | $3,485,000 |
| ROPER INDS INC NEW | COM | 776696106 | — | 23,815 shares | $3,484,000 |
| MFS MULTIMARKET INCOME TR | SH BEN INT | 552737108 | — | 541,999 shares | $3,480,000 |
| COMPASS MINERALS INTL INC | COM | 20451N101 | — | 41,261 shares | $3,477,000 |
| PHI INC | COM NON VTG | 69336T205 | — | 84,454 shares | $3,475,000 |
| SPDR SERIES TRUST | NUVN CALI MUNI | 78464A441 | — | 146,130 shares | $3,474,000 |
| ZIONS BANCORPORATION | COM | 989701107 | CALL | 119,500 shares | $3,473,000 |
| BANCO SANTANDER SA | ADR | 05964H105 | — | 365,502 shares | $3,472,000 |
| SPDR INDEX SHS FDS | S&P BRIC 40ETF | 78463X798 | — | 149,451 shares | $3,467,000 |
| ROYAL BK SCOTLAND GROUP PLC | SP ADR PREF T | 780097713 | — | 137,153 shares | $3,463,000 |
| TWENTY FIRST CENTY FOX INC | CL A | 90130A101 | PUT | 101,000 shares | $3,463,000 |
| GOOGLE INC | CL A | 38259P508 | — | 5,879 shares | $3,459,000 |
| KORN FERRY INTL | COM NEW | 500643200 | — | 138,797 shares | $3,456,000 |
| ISHARES TR | MSCI POL CAP ETF | 46429B606 | — | 121,598 shares | $3,453,000 |
| POWERSHARES ETF TRUST | CON DISCRE SEC | 73935X419 | — | 84,475 shares | $3,452,000 |
| CAL MAINE FOODS INC | COM NEW | 128030202 | — | 38,572 shares | $3,446,000 |
| IVY HIGH INC OPPORTUNITIES F | COM | 465893105 | — | 199,120 shares | $3,443,000 |
| CARLISLE COS INC | COM | 142339100 | — | 42,816 shares | $3,442,000 |
| CVS HEALTH CORP | COM | 126650100 | CALL | 43,200 shares | $3,438,000 |
| F5 NETWORKS INC | COM | 315616102 | — | 28,926 shares | $3,435,000 |
| EATON VANCE SR FLTNG RTE TR | COM | 27828Q105 | — | 238,460 shares | $3,431,000 |
| FORD MTR CO DEL | COM PAR $0.01 | 345370860 | — | 231,900 shares | $3,430,000 |
| HI-CRUSH PARTNERS LP | COM UNIT LTD | 428337109 | — | 66,467 shares | $3,427,000 |
| PIMCO ETF TR | 1-5 US TIP IDX | 72201R205 | — | 65,214 shares | $3,426,000 |
| TEEKAY CORPORATION | COM | Y8564W103 | — | 51,595 shares | $3,424,000 |
| NEXTERA ENERGY INC | COM | 65339F101 | — | 36,466 shares | $3,423,000 |
| BIOGEN IDEC INC | COM | 09062X103 | — | 10,344 shares | $3,422,000 |
| DISCOVER FINL SVCS | COM | 254709108 | PUT | 53,100 shares | $3,419,000 |
| TD AMERITRADE HLDG CORP | COM | 87236Y108 | — | 102,454 shares | $3,419,000 |
| ASPEN INSURANCE HOLDINGS LTD | SHS | G05384105 | — | 79,922 shares | $3,418,000 |
| NATURAL RESOURCE PARTNERS L | COM UNIT L P | 63900P103 | — | 261,973 shares | $3,416,000 |
| ADVANCED SEMICONDUCTOR ENGR | SPONSORED ADR | 00756M404 | — | 577,663 shares | $3,414,000 |
| BERRY PLASTICS GROUP INC | COM | 08579W103 | — | 135,215 shares | $3,413,000 |
| CONOCOPHILLIPS | COM | 20825C104 | — | 44,580 shares | $3,411,000 |
| KNOT OFFSHORE PARTNERS LP | COM UNITS | Y48125101 | — | 136,497 shares | $3,408,000 |
| UNISYS CORP | COM NEW | 909214306 | — | 145,584 shares | $3,408,000 |
| FEDEX CORP | COM | 31428X106 | PUT | 21,100 shares | $3,407,000 |
| PALL CORP | COM | 696429307 | — | 40,636 shares | $3,401,000 |
| ALLIANZGI CONV & INCOME FD I | COM | 018825109 | — | 371,976 shares | $3,396,000 |
| ARLINGTON ASSET INVT CORP | CL A NEW | 041356205 | — | 133,387 shares | $3,389,000 |
| ISHARES | MSCI NETHERL ETF | 464286814 | — | 140,213 shares | $3,385,000 |
| COMPANIA DE MINAS BUENAVENTU | SPONSORED ADR | 204448104 | — | 292,150 shares | $3,383,000 |
| NORFOLK SOUTHERN CORP | COM | 655844108 | — | 30,311 shares | $3,383,000 |
| GARRISON CAP INC | COM | 366554103 | — | 233,726 shares | $3,382,000 |
| AUTOLIV INC | COM | 052800109 | — | 36,730 shares | $3,376,000 |
| CLAYMORE EXCHANGE TRD FD TR | GUG MIDCAP CORE | 18383M720 | — | 69,871 shares | $3,374,000 |
| STANDARD MTR PRODS INC | COM | 853666105 | — | 97,994 shares | $3,374,000 |
| VERINT SYS INC | COM | 92343X100 | — | 60,665 shares | $3,374,000 |
| ROGERS COMMUNICATIONS INC | CL B | 775109200 | CALL | 90,100 shares | $3,372,000 |
| POWERSHARES ETF TRUST | TECH SECT PORT | 73935X344 | — | 97,131 shares | $3,369,000 |
| NUVEEN DIVID ADV MUN FD 3 | COM SH BEN INT | 67070X101 | — | 246,135 shares | $3,365,000 |
| ROYAL BK SCOTLAND GROUP PLC | SPON ADR F | 780097804 | — | 130,179 shares | $3,365,000 |
| COBALT INTL ENERGY INC | COM | 19075F106 | — | 247,328 shares | $3,364,000 |
| CIENA CORP | COM NEW | 171779309 | — | 201,128 shares | $3,363,000 |
| UNDER ARMOUR INC | CL A | 904311107 | PUT | 48,600 shares | $3,358,000 |
| WESTERN ASSET VAR RT STRG FD | COM | 957667108 | — | 196,628 shares | $3,358,000 |
| BIOGEN IDEC INC | COM | 09062X103 | — | 10,146 shares | $3,356,000 |
| PENNANTPARK FLOATING RATE CA | COM | 70806A106 | — | 243,450 shares | $3,355,000 |
| SPDR INDEX SHS FDS | S&P INTL SMLCP | 78463X871 | — | 102,625 shares | $3,355,000 |
| TEREX CORP NEW | COM | 880779103 | CALL | 105,600 shares | $3,355,000 |
| PHH CORP | COM NEW | 693320202 | CALL | 150,000 shares | $3,354,000 |