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UBS AG
Period ended Sep 30, 2014 · Latest filing Nov 12, 2014
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2014: $135,582,726,000
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2014. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares: $5,234,289,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · PUT: $2,805,798,000
- UBS AG · SHS NEW · H89231338 · shares: $1,708,821,000
- APPLE INC · COM · 037833100 · shares: $1,698,006,000
- MICROSOFT CORP · COM · 594918104 · shares: $1,309,238,000
- JOHNSON & JOHNSON · COM · 478160104 · shares: $1,175,481,000
- ISHARES TR · MSCI EMG MKT ETF · 464287234 · shares · PUT: $1,076,819,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · CALL: $1,069,771,000
- INTEL CORP · COM · 458140100 · shares: $969,358,000
- ISHARES TR · RUSSELL 2000 ETF · 464287655 · shares: $897,841,000
Filing totals differ
The filing summary reports $135,582,726,000, while the holdings entries total $135,582,744,000.
Reported holdings
15,317 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| CAREFUSION CORP | COM | 14170T101 | — | 74,104 shares | $3,353,000 |
| GENERAL GROWTH PPTYS INC NEW | COM | 370023103 | — | 142,391 shares | $3,353,000 |
| WILLIAMS SONOMA INC | COM | 969904101 | — | 50,353 shares | $3,352,000 |
| MACQUARIE INFRASTR CO LLC | MEMBERSHIP INT | 55608B105 | — | 50,233 shares | $3,351,000 |
| VANGUARD INTL EQUITY INDEX F | FTSE EUROPE ETF | 922042874 | — | 60,670 shares | $3,350,000 |
| COOPER COS INC | COM NEW | 216648402 | CALL | 21,500 shares | $3,349,000 |
| WISDOMTREE INVTS INC | COM | 97717P104 | — | 294,316 shares | $3,349,000 |
| DRESSER-RAND GROUP INC | COM | 261608103 | — | 40,706 shares | $3,348,000 |
| MFA FINL INC | COM | 55272X102 | — | 430,116 shares | $3,346,000 |
| MOBILEYE N V AMSTELVEEN | ORD SHS | N51488117 | — | 62,429 shares | $3,346,000 |
| WISDOMTREE TR | TOTAL DIVID FD | 97717W109 | — | 46,855 shares | $3,345,000 |
| 3-D SYS CORP DEL | COM NEW | 88554D205 | CALL | 72,100 shares | $3,343,000 |
| NEWFIELD EXPL CO | COM | 651290108 | — | 90,100 shares | $3,340,000 |
| HORIZON TECHNOLOGY FIN CORP | COM | 44045A102 | — | 248,049 shares | $3,339,000 |
| BLACK HILLS CORP | COM | 092113109 | — | 69,709 shares | $3,338,000 |
| PINNACLE FOODS INC DEL | COM | 72348P104 | — | 102,239 shares | $3,338,000 |
| CHIPOTLE MEXICAN GRILL INC | COM | 169656105 | PUT | 5,000 shares | $3,333,000 |
| CLOVIS ONCOLOGY INC | COM | 189464100 | — | 73,392 shares | $3,329,000 |
| FIRST INTST BANCSYSTEM INC | COM CL A | 32055Y201 | — | 125,124 shares | $3,325,000 |
| KIMCO RLTY CORP | COM | 49446R109 | CALL | 151,700 shares | $3,324,000 |
| YELP INC | CL A | 985817105 | — | 48,698 shares | $3,324,000 |
| COSTCO WHSL CORP NEW | COM | 22160K105 | — | 26,508 shares | $3,322,000 |
| BUCKEYE PARTNERS L P | UNIT LTD PARTN | 118230101 | PUT | 41,700 shares | $3,321,000 |
| CNA FINL CORP | COM | 126117100 | — | 87,276 shares | $3,319,000 |
| HERCULES TECH GROWTH CAP INC | COM | 427096508 | — | 229,524 shares | $3,319,000 |
| NEWPORT CORP | COM | 651824104 | — | 187,325 shares | $3,319,000 |
| PRECISION CASTPARTS CORP | COM | 740189105 | — | 14,005 shares | $3,318,000 |
| CANADIAN PAC RY LTD | COM | 13645T100 | — | 15,980 shares | $3,315,000 |
| DEX MEDIA INC NEW | COM | 25213A107 | CALL | 346,800 shares | $3,315,000 |
| ROGERS COMMUNICATIONS INC | CL B | 775109200 | — | 88,589 shares | $3,315,000 |
| COBALT INTL ENERGY INC | NOTE 2.625%12/0 | 19075FAA4 | — | 4,000,000 principal | $3,313,000 |
| KINDER MORGAN ENERGY PARTNER | UT LTD PARTNER | 494550106 | PUT | 35,500 shares | $3,311,000 |
| CEMEX SAB DE CV | SPON ADR NEW | 151290889 | — | 253,815 shares | $3,310,000 |
| MDU RES GROUP INC | COM | 552690109 | — | 118,966 shares | $3,308,000 |
| AVIS BUDGET GROUP | COM | 053774105 | — | 60,072 shares | $3,297,000 |
| COGNIZANT TECHNOLOGY SOLUTIO | CL A | 192446102 | — | 73,615 shares | $3,296,000 |
| SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | — | 16,713 shares | $3,293,000 |
| PDC ENERGY INC | COM | 69327R101 | CALL | 65,400 shares | $3,289,000 |
| TEREX CORP NEW | COM | 880779103 | — | 103,539 shares | $3,289,000 |
| ENERGEN CORP | COM | 29265N108 | CALL | 45,500 shares | $3,287,000 |
| LENNAR CORP | CL A | 526057104 | — | 84,663 shares | $3,287,000 |
| VECTOR GROUP LTD | COM | 92240M108 | — | 148,197 shares | $3,287,000 |
| CONCERT PHARMACEUTICALS INC | COM | 206022105 | — | 260,172 shares | $3,281,000 |
| CELESTICA INC | SUB VTG SHS | 15101Q108 | — | 323,116 shares | $3,280,000 |
| POWERSHARES ETF TRUST | DYNM LRG CP GR | 73935X609 | — | 119,676 shares | $3,276,000 |
| BENCHMARK ELECTRS INC | COM | 08160H101 | — | 147,407 shares | $3,274,000 |
| CTRIP COM INTL LTD | AMERICAN DEP SHS | 22943F100 | — | 57,685 shares | $3,274,000 |
| EXPRESS SCRIPTS HLDG CO | COM | 30219G108 | — | 46,323 shares | $3,272,000 |
| COMMERCE BANCSHARES INC | COM | 200525103 | — | 73,264 shares | $3,271,000 |
| FIDELITY NATIONAL FINANCIAL | FNF GROUP COM | 31620R303 | — | 117,866 shares | $3,270,000 |
| BLOCK H & R INC | COM | 093671105 | — | 105,410 shares | $3,269,000 |
| TUPPERWARE BRANDS CORP | COM | 899896104 | — | 47,310 shares | $3,266,000 |
| INSIGHT ENTERPRISES INC | COM | 45765U103 | — | 144,199 shares | $3,263,000 |
| LIBERTY GLOBAL PLC | SHS CL A | G5480U104 | — | 76,684 shares | $3,262,000 |
| PPL CORP | COM | 69351T106 | — | 99,111 shares | $3,255,000 |
| NUVEEN CA DIV ADVANTG MUN FD | COM | 67069X104 | — | 234,693 shares | $3,251,000 |
| MERCADOLIBRE INC | COM | 58733R102 | — | 29,908 shares | $3,250,000 |
| HOLOGIC INC | COM | 436440101 | — | 133,462 shares | $3,247,000 |
| LOWES COS INC | COM | 548661107 | — | 61,362 shares | $3,247,000 |
| STARZ | COM SER A | 85571Q102 | — | 98,151 shares | $3,247,000 |
| TALISMAN ENERGY INC | COM | 87425E103 | — | 375,311 shares | $3,246,000 |
| HORACE MANN EDUCATORS CORP N | COM | 440327104 | — | 113,782 shares | $3,244,000 |
| ENERGEN CORP | COM | 29265N108 | — | 44,885 shares | $3,242,000 |
| JOHNSON & JOHNSON | COM | 478160104 | PUT | 30,400 shares | $3,240,000 |
| RYDEX ETF TRUST | GUG S&P SC600 PG | 78355W809 | — | 42,874 shares | $3,240,000 |
| PALO ALTO NETWORKS INC | COM | 697435105 | PUT | 33,000 shares | $3,237,000 |
| INFOSYS LTD | SPONSORED ADR | 456788108 | PUT | 53,500 shares | $3,236,000 |
| SOCIEDAD QUIMICA MINERA DE C | SPON ADR SER B | 833635105 | — | 123,784 shares | $3,236,000 |
| KAPSTONE PAPER & PACKAGING C | COM | 48562P103 | — | 115,671 shares | $3,235,000 |
| GAP INC DEL | COM | 364760108 | CALL | 77,500 shares | $3,231,000 |
| TEXAS INSTRS INC | COM | 882508104 | — | 67,620 shares | $3,225,000 |
| HENRY JACK & ASSOC INC | COM | 426281101 | — | 57,917 shares | $3,224,000 |
| ENGILITY HLDGS INC | COM | 29285W104 | — | 103,331 shares | $3,221,000 |
| LIBERTY GLOBAL PLC | SHS CL C | G5480U120 | — | 78,448 shares | $3,218,000 |
| CIRRUS LOGIC INC | COM | 172755100 | — | 154,241 shares | $3,216,000 |
| TOLL BROTHERS INC | COM | 889478103 | PUT | 103,200 shares | $3,216,000 |
| GLADSTONE INVT CORP | COM | 376546107 | — | 452,122 shares | $3,215,000 |
| BABSON CAP PARTN INVS TR | SH BEN INT | 05616B100 | — | 236,409 shares | $3,214,000 |
| PIMCO CORPORATE & INCOME OPP | COM | 72201B101 | — | 188,347 shares | $3,213,000 |
| CTRIP COM INTL LTD | AMERICAN DEP SHS | 22943F100 | — | 56,533 shares | $3,209,000 |
| ANDERSONS INC | COM | 034164103 | CALL | 51,000 shares | $3,207,000 |
| REGENERON PHARMACEUTICALS | COM | 75886F107 | — | 8,895 shares | $3,207,000 |
| OSHKOSH CORP | COM | 688239201 | — | 72,489 shares | $3,200,000 |
| EOG RES INC | COM | 26875P101 | — | 32,300 shares | $3,198,000 |
| LAUDER ESTEE COS INC | CL A | 518439104 | — | 42,787 shares | $3,197,000 |
| COCA COLA ENTERPRISES INC NE | COM | 19122T109 | — | 72,037 shares | $3,196,000 |
| ISHARES | INDIA 50 ETF | 464289529 | — | 107,738 shares | $3,194,000 |
| DANAHER CORP DEL | COM | 235851102 | — | 42,020 shares | $3,193,000 |
| METTLER TOLEDO INTERNATIONAL | COM | 592688105 | — | 12,463 shares | $3,192,000 |
| SCHULMAN A INC | COM | 808194104 | — | 88,232 shares | $3,190,000 |
| VEOLIA ENVIRONNEMENT | SPONSORED ADR | 92334N103 | — | 181,778 shares | $3,190,000 |
| DUKE ENERGY CORP NEW | COM NEW | 26441C204 | — | 42,657 shares | $3,189,000 |
| ROYAL GOLD INC | COM | 780287108 | — | 49,089 shares | $3,188,000 |
| WELLS FARGO ADVANTAGE MULTI | COM SHS | 94987D101 | — | 228,288 shares | $3,187,000 |
| AMERICAN AXLE & MFG HLDGS IN | COM | 024061103 | — | 189,848 shares | $3,184,000 |
| QUANTA SVCS INC | COM | 74762E102 | — | 87,737 shares | $3,184,000 |
| YUM BRANDS INC | COM | 988498101 | — | 44,197 shares | $3,181,000 |
| CORNERSTONE ONDEMAND INC | COM | 21925Y103 | CALL | 92,400 shares | $3,179,000 |
| SYNOPSYS INC | COM | 871607107 | — | 80,098 shares | $3,179,000 |
| DDR CORP | COM | 23317H102 | — | 189,779 shares | $3,175,000 |