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UBS AG
Period ended Sep 30, 2014 · Latest filing Nov 12, 2014
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2014: $135,582,726,000
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2014. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares: $5,234,289,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · PUT: $2,805,798,000
- UBS AG · SHS NEW · H89231338 · shares: $1,708,821,000
- APPLE INC · COM · 037833100 · shares: $1,698,006,000
- MICROSOFT CORP · COM · 594918104 · shares: $1,309,238,000
- JOHNSON & JOHNSON · COM · 478160104 · shares: $1,175,481,000
- ISHARES TR · MSCI EMG MKT ETF · 464287234 · shares · PUT: $1,076,819,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · CALL: $1,069,771,000
- INTEL CORP · COM · 458140100 · shares: $969,358,000
- ISHARES TR · RUSSELL 2000 ETF · 464287655 · shares: $897,841,000
Filing totals differ
The filing summary reports $135,582,726,000, while the holdings entries total $135,582,744,000.
Reported holdings
15,317 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| BANCOLOMBIA S A | SPON ADR PREF | 05968L102 | — | 55,945 shares | $3,173,000 |
| ISHARES TR | CORE S&P TTL STK | 464287150 | — | 35,377 shares | $3,173,000 |
| ESSEX PPTY TR INC | COM | 297178105 | — | 17,734 shares | $3,170,000 |
| PIMCO HIGH INCOME FD | COM SHS | 722014107 | — | 271,790 shares | $3,169,000 |
| TIBCO SOFTWARE INC | COM | 88632Q103 | — | 134,067 shares | $3,168,000 |
| PULTE GROUP INC | COM | 745867101 | — | 178,941 shares | $3,160,000 |
| AUTOMATIC DATA PROCESSING IN | COM | 053015103 | CALL | 38,000 shares | $3,157,000 |
| SHIRE PLC | SPONSORED ADR | 82481R106 | — | 12,174 shares | $3,154,000 |
| LIN MEDIA LLC | CL A COM | 532771102 | — | 141,951 shares | $3,151,000 |
| WEIGHT WATCHERS INTL INC NEW | COM | 948626106 | — | 114,723 shares | $3,148,000 |
| TECO ENERGY INC | COM | 872375100 | — | 181,090 shares | $3,147,000 |
| CAVIUM INC | COM | 14964U108 | — | 63,257 shares | $3,146,000 |
| HARLEY DAVIDSON INC | COM | 412822108 | — | 54,033 shares | $3,145,000 |
| NUVEEN QUALITY PFD INC FD 3 | COM | 67072W101 | — | 375,732 shares | $3,145,000 |
| INTERNATIONAL GAME TECHNOLOG | COM | 459902102 | — | 186,130 shares | $3,140,000 |
| BANKUNITED INC | COM | 06652K103 | — | 102,840 shares | $3,136,000 |
| TOLL BROTHERS INC | COM | 889478103 | — | 100,599 shares | $3,135,000 |
| WEBMD HEALTH CORP | COM | 94770V102 | — | 74,905 shares | $3,132,000 |
| AMPHENOL CORP NEW | CL A | 032095101 | — | 31,337 shares | $3,129,000 |
| TEXTRON INC | COM | 883203101 | — | 86,884 shares | $3,127,000 |
| DXP ENTERPRISES INC NEW | COM NEW | 233377407 | — | 42,425 shares | $3,126,000 |
| CVR REFNG LP | COMUNIT REP LT | 12663P107 | — | 134,221 shares | $3,125,000 |
| L-3 COMMUNICATIONS HLDGS INC | COM | 502424104 | — | 26,277 shares | $3,125,000 |
| COLGATE PALMOLIVE CO | COM | 194162103 | PUT | 47,900 shares | $3,124,000 |
| COPA HOLDINGS SA | CL A | P31076105 | PUT | 29,100 shares | $3,122,000 |
| VANGUARD SCOTTSDALE FDS | VNG RUS2000IDX | 92206C664 | — | 35,469 shares | $3,122,000 |
| MGM RESORTS INTERNATIONAL | COM | 552953101 | — | 136,908 shares | $3,119,000 |
| POPE RES DEL LTD PARTNERSHIP | DEPOSITRY RCPT | 732857107 | — | 46,531 shares | $3,118,000 |
| BANK N S HALIFAX | COM | 064149107 | PUT | 50,400 shares | $3,117,000 |
| ALCENTRA CAP CORP | COM | 01374T102 | — | 234,459 shares | $3,114,000 |
| JARDEN CORP | COM | 471109108 | — | 51,804 shares | $3,114,000 |
| POWERSHARES ETF TRUST | HLTHCR SEC POR | 73935X351 | — | 62,580 shares | $3,113,000 |
| ITAU UNIBANCO HLDG SA | SPON ADR REP PFD | 465562106 | — | 224,036 shares | $3,110,000 |
| HI-CRUSH PARTNERS LP | COM UNIT LTD | 428337109 | PUT | 60,300 shares | $3,109,000 |
| INTERCONTINENTAL EXCHANGE IN | COM | 45866F104 | — | 15,932 shares | $3,108,000 |
| CONSOLIDATED TOMOKA LD CO | COM | 210226106 | — | 63,315 shares | $3,107,000 |
| SPLUNK INC | COM | 848637104 | — | 56,118 shares | $3,107,000 |
| LINDSAY CORP | COM | 535555106 | — | 41,533 shares | $3,105,000 |
| SUPERIOR ENERGY SVCS INC | COM | 868157108 | — | 94,346 shares | $3,101,000 |
| HARTFORD FINL SVCS GROUP INC | COM | 416515104 | — | 83,229 shares | $3,100,000 |
| MARKET VECTORS ETF TR | HG YLD MUN ETF | 57060U878 | — | 100,793 shares | $3,099,000 |
| DYNAGAS LNG PARTNERS LP | COM UNIT LTD PT | Y2188B108 | — | 131,107 shares | $3,095,000 |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADR | 874039100 | — | 153,356 shares | $3,095,000 |
| SUNCOR ENERGY INC NEW | COM | 867224107 | — | 85,600 shares | $3,094,000 |
| FIRST TR INTER DUR PFD & IN | COM | 33718W103 | — | 142,391 shares | $3,093,000 |
| PHARMACYCLICS INC | COM | 716933106 | — | 26,314 shares | $3,090,000 |
| NUVEEN SELECT QUALITY MUN FD | COM | 670973106 | — | 225,804 shares | $3,087,000 |
| CLAYMORE EXCHANGE TRD FD TR | GUGGENHEIM SOLAR | 18383Q739 | — | 75,883 shares | $3,085,000 |
| ERICSSON | ADR B SEK 10 | 294821608 | — | 244,866 shares | $3,083,000 |
| AMERICAN RLTY CAP PPTYS INC | COM | 02917T104 | — | 255,501 shares | $3,081,000 |
| OMNICARE INC | COM | 681904108 | — | 49,463 shares | $3,080,000 |
| VANGUARD ADMIRAL FDS INC | MIDCP 400 VAL | 921932844 | — | 33,572 shares | $3,080,000 |
| AMERISOURCEBERGEN CORP | COM | 03073E105 | PUT | 39,800 shares | $3,077,000 |
| SANMINA CORPORATION | COM | 801056102 | — | 147,319 shares | $3,073,000 |
| POTASH CORP SASK INC | COM | 73755L107 | PUT | 88,800 shares | $3,069,000 |
| CLOUD PEAK ENERGY INC | COM | 18911Q102 | — | 243,014 shares | $3,067,000 |
| SCOTTS MIRACLE GRO CO | CL A | 810186106 | — | 55,758 shares | $3,067,000 |
| NORTHEAST UTILS | COM | 664397106 | — | 69,200 shares | $3,066,000 |
| NUVEEN EQUITY PREM & GROWTH | COM | 6706EW100 | — | 218,092 shares | $3,066,000 |
| ULTRA PETROLEUM CORP | COM | 903914109 | — | 131,575 shares | $3,060,000 |
| CAPITAL ONE FINL CORP | COM | 14040H105 | — | 37,465 shares | $3,058,000 |
| GOPRO INC | CL A | 38268T103 | — | 32,639 shares | $3,058,000 |
| EV ENERGY PARTNERS LP | COM UNITS | 26926V107 | — | 86,105 shares | $3,054,000 |
| COHEN & STEERS TOTAL RETURN | COM | 19247R103 | — | 255,465 shares | $3,053,000 |
| MSA SAFETY INC | COM | 553498106 | — | 61,768 shares | $3,051,000 |
| VOC ENERGY TR | TR UNIT | 91829B103 | — | 242,711 shares | $3,051,000 |
| ACCENTURE PLC IRELAND | SHS CLASS A | G1151C101 | — | 37,500 shares | $3,050,000 |
| CURRENCYSHS JAPANESE YEN TR | JAPANESE YEN | 23130A102 | PUT | 34,300 shares | $3,046,000 |
| RAYMOND JAMES FINANCIAL INC | COM | 754730109 | — | 56,824 shares | $3,045,000 |
| POWERSHARES ETF TRUST II | KBW YIELD REIT | 73936Q819 | — | 98,707 shares | $3,040,000 |
| MEAD JOHNSON NUTRITION CO | COM | 582839106 | — | 31,585 shares | $3,039,000 |
| MOBILE TELESYSTEMS OJSC | SPONSORED ADR | 607409109 | — | 203,422 shares | $3,039,000 |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADR | 874039100 | — | 150,576 shares | $3,039,000 |
| WISDOMTREE TR | INTL DIV EX FINL | 97717W786 | — | 64,888 shares | $3,037,000 |
| SPDR SERIES TRUST | S&P 500 VALUE | 78464A508 | — | 31,010 shares | $3,033,000 |
| WISDOMTREE TR | FUTRE STRAT FD | 97717W125 | — | 69,419 shares | $3,027,000 |
| CSX CORP | COM | 126408103 | — | 94,380 shares | $3,026,000 |
| LIVE NATION ENTERTAINMENT IN | COM | 538034109 | — | 125,978 shares | $3,026,000 |
| MCG CAPITAL CORP | COM | 58047P107 | — | 859,158 shares | $3,024,000 |
| BROADCOM CORP | CL A | 111320107 | CALL | 74,800 shares | $3,023,000 |
| CADENCE DESIGN SYSTEM INC | COM | 127387108 | — | 175,480 shares | $3,020,000 |
| MERCK & CO INC NEW | COM | 58933Y105 | — | 50,905 shares | $3,018,000 |
| CHINA MOBILE LIMITED | SPONSORED ADR | 16941M109 | — | 51,356 shares | $3,017,000 |
| BHP BILLITON PLC | SPONSORED ADR | 05545E209 | — | 54,311 shares | $3,016,000 |
| CMS ENERGY CORP | COM | 125896100 | CALL | 101,700 shares | $3,016,000 |
| MACYS INC | COM | 55616P104 | PUT | 51,800 shares | $3,014,000 |
| INVESCO ADVANTAGE MUNICIPAL | SH BEN INT | 46132E103 | — | 264,775 shares | $3,013,000 |
| MRC GLOBAL INC | COM | 55345K103 | — | 129,208 shares | $3,013,000 |
| CHECK POINT SOFTWARE TECH LT | ORD | M22465104 | — | 43,496 shares | $3,012,000 |
| METLIFE INC | COM | 59156R108 | — | 56,056 shares | $3,011,000 |
| MORGAN STANLEY | COM NEW | 617446448 | — | 87,100 shares | $3,011,000 |
| SEALED AIR CORP NEW | COM | 81211K100 | — | 86,320 shares | $3,011,000 |
| ISHARES | MSCI AC ASIA ETF | 464288182 | — | 49,066 shares | $3,009,000 |
| SIRONA DENTAL SYSTEMS INC | COM | 82966C103 | — | 39,201 shares | $3,006,000 |
| AGRIUM INC | COM | 008916108 | — | 33,748 shares | $3,004,000 |
| BLACKROCK INC | COM | 09247X101 | — | 9,142 shares | $3,002,000 |
| BROOKFIELD RENEWABLE ENRGY P | PARTNERSHIP UNIT | G16258108 | — | 98,528 shares | $3,002,000 |
| LAUDER ESTEE COS INC | CL A | 518439104 | — | 40,157 shares | $3,001,000 |
| PIONEER NAT RES CO | COM | 723787107 | PUT | 15,200 shares | $2,994,000 |
| ALPHA NATURAL RESOURCES INC | COM | 02076X102 | — | 1,206,925 shares | $2,993,000 |