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UBS AG
Period ended Sep 30, 2014 · Latest filing Nov 12, 2014
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2014: $135,582,726,000
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2014. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares: $5,234,289,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · PUT: $2,805,798,000
- UBS AG · SHS NEW · H89231338 · shares: $1,708,821,000
- APPLE INC · COM · 037833100 · shares: $1,698,006,000
- MICROSOFT CORP · COM · 594918104 · shares: $1,309,238,000
- JOHNSON & JOHNSON · COM · 478160104 · shares: $1,175,481,000
- ISHARES TR · MSCI EMG MKT ETF · 464287234 · shares · PUT: $1,076,819,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · CALL: $1,069,771,000
- INTEL CORP · COM · 458140100 · shares: $969,358,000
- ISHARES TR · RUSSELL 2000 ETF · 464287655 · shares: $897,841,000
Filing totals differ
The filing summary reports $135,582,726,000, while the holdings entries total $135,582,744,000.
Reported holdings
15,317 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| LORILLARD INC | COM | 544147101 | CALL | 46,600 shares | $2,792,000 |
| NOBLE CORP PLC | SHS USD | G65431101 | — | 125,598 shares | $2,791,000 |
| ZOETIS INC | CL A | 98978V103 | — | 75,449 shares | $2,788,000 |
| DISNEY WALT CO | COM DISNEY | 254687106 | — | 31,280 shares | $2,785,000 |
| MORGAN STANLEY INDIA INVS FD | COM | 61745C105 | — | 111,889 shares | $2,784,000 |
| APPLE INC | COM | 037833100 | PUT | 27,600 shares | $2,781,000 |
| NUVEEN FLOATING RATE INCOME | COM | 67072T108 | — | 246,309 shares | $2,781,000 |
| VOYA EMERGING MKTS HIGH DIVI | COM | 92912P108 | — | 235,603 shares | $2,780,000 |
| BROOKFIELD GLOBL LISTED INFR | COM SHS | 11273Q109 | — | 119,178 shares | $2,777,000 |
| CALAMOS GBL DYN INCOME FUND | COM | 12811L107 | — | 299,523 shares | $2,777,000 |
| M & T BK CORP | COM | 55261F104 | — | 22,525 shares | $2,777,000 |
| CLEARBRIDGE ENERGY MLP TR FD | COM | 18469Q108 | — | 120,175 shares | $2,769,000 |
| YANDEX N V | SHS CLASS A | N97284108 | — | 99,608 shares | $2,769,000 |
| CVR PARTNERS LP | COM | 126633106 | — | 201,596 shares | $2,768,000 |
| SELECT MED HLDGS CORP | COM | 81619Q105 | — | 230,128 shares | $2,768,000 |
| CUMMINS INC | COM | 231021106 | — | 20,964 shares | $2,767,000 |
| AMERIPRISE FINL INC | COM | 03076C106 | CALL | 22,400 shares | $2,764,000 |
| PNC FINL SVCS GROUP INC | COM | 693475105 | — | 32,296 shares | $2,764,000 |
| RMR REAL ESTATE INCOME FUND | COM | 76970B101 | — | 146,955 shares | $2,763,000 |
| ISHARES | AUSTRIA CAPD ETF | 464286202 | — | 171,332 shares | $2,762,000 |
| ROYAL BK OF SCOTLAND PLC | RBS NASD LKD41 | 78009P143 | — | 70,040 shares | $2,760,000 |
| EQUINIX INC | COM NEW | 29444U502 | — | 12,984 shares | $2,759,000 |
| ALCOA INC | COM | 013817101 | — | 171,400 shares | $2,758,000 |
| COMCAST CORP NEW | CL A | 20030N101 | — | 51,254 shares | $2,756,000 |
| ROBERT HALF INTL INC | COM | 770323103 | — | 56,253 shares | $2,756,000 |
| AON PLC | SHS CL A | G0408V102 | — | 31,392 shares | $2,752,000 |
| AEGION CORP | COM | 00770F104 | — | 123,624 shares | $2,751,000 |
| INTL PAPER CO | COM | 460146103 | PUT | 57,500 shares | $2,745,000 |
| LAS VEGAS SANDS CORP | COM | 517834107 | — | 44,120 shares | $2,745,000 |
| REGAL ENTMT GROUP | CL A | 758766109 | — | 137,889 shares | $2,741,000 |
| QEP RES INC | COM | 74733V100 | — | 88,893 shares | $2,736,000 |
| EATON VANCE SH TM DR DIVR IN | COM | 27828V104 | — | 186,298 shares | $2,733,000 |
| VARIAN MED SYS INC | COM | 92220P105 | — | 34,108 shares | $2,733,000 |
| CVS HEALTH CORP | COM | 126650100 | PUT | 34,300 shares | $2,730,000 |
| TIFFANY & CO NEW | COM | 886547108 | — | 28,349 shares | $2,730,000 |
| TEKLA HEALTHCARE OPPORTUNIT | SHS | 879105104 | — | 144,663 shares | $2,727,000 |
| CROWN CASTLE INTL CORP | COM | 228227104 | — | 33,800 shares | $2,722,000 |
| BLACKROCK MUNICIPL INC QLTY | COM | 092479104 | — | 196,638 shares | $2,721,000 |
| FEDEX CORP | COM | 31428X106 | — | 16,800 shares | $2,712,000 |
| GOL LINHAS AEREAS INTLG S A | SP ADR REP PFD | 38045R107 | — | 563,646 shares | $2,711,000 |
| EXACT SCIENCES CORP | COM | 30063P105 | — | 139,795 shares | $2,709,000 |
| RALPH LAUREN CORP | CL A | 751212101 | — | 16,426 shares | $2,706,000 |
| VIPER ENERGY PARTNERS LP | COM UNT RP INT | 92763M105 | — | 116,473 shares | $2,706,000 |
| ECOLAB INC | COM | 278865100 | — | 23,500 shares | $2,699,000 |
| NUVEEN QUALITY INCOME MUN FD | COM | 670977107 | — | 197,123 shares | $2,699,000 |
| WORKDAY INC | CL A | 98138H101 | CALL | 32,700 shares | $2,698,000 |
| DARDEN RESTAURANTS INC | COM | 237194105 | PUT | 52,400 shares | $2,697,000 |
| FIRST TR ENHANCED EQTY INC F | COM | 337318109 | — | 188,766 shares | $2,697,000 |
| TABLEAU SOFTWARE INC | CL A | 87336U105 | — | 37,081 shares | $2,694,000 |
| BLACKROCK MUN 2020 TERM TR | COM SHS | 09249X109 | — | 168,923 shares | $2,693,000 |
| SOLAR SR CAP LTD | COM | 83416M105 | — | 174,766 shares | $2,690,000 |
| GOODRICH PETE CORP | COM NEW | 382410405 | PUT | 181,400 shares | $2,688,000 |
| BUCKLE INC | COM | 118440106 | — | 59,129 shares | $2,684,000 |
| FIRST TR S&P REIT INDEX FD | COM | 33734G108 | — | 136,297 shares | $2,680,000 |
| MARKET VECTORS ETF TR | OIL SVCS ETF | 57060U191 | — | 54,017 shares | $2,680,000 |
| MYRIAD GENETICS INC | COM | 62855J104 | — | 69,459 shares | $2,679,000 |
| CITY NATL CORP | COM | 178566105 | — | 35,364 shares | $2,676,000 |
| SL GREEN RLTY CORP | COM | 78440X101 | — | 26,415 shares | $2,676,000 |
| CABOT OIL & GAS CORP | COM | 127097103 | CALL | 81,800 shares | $2,674,000 |
| JUNIPER NETWORKS INC | COM | 48203R104 | — | 120,635 shares | $2,672,000 |
| ROGERS COMMUNICATIONS INC | CL B | 775109200 | — | 71,388 shares | $2,671,000 |
| UNITED MICROELECTRONICS CORP | SPON ADR NEW | 910873405 | — | 1,341,562 shares | $2,670,000 |
| CARBO CERAMICS INC | COM | 140781105 | PUT | 45,000 shares | $2,665,000 |
| NIELSEN N V | COM | N63218106 | CALL | 60,100 shares | $2,664,000 |
| VARONIS SYS INC | COM | 922280102 | — | 126,046 shares | $2,660,000 |
| JETBLUE AIRWAYS CORP | COM | 477143101 | — | 249,979 shares | $2,655,000 |
| BP PRUDHOE BAY RTY TR | UNIT BEN INT | 055630107 | — | 28,152 shares | $2,653,000 |
| MASTERCARD INC | CL A | 57636Q104 | — | 35,820 shares | $2,648,000 |
| ISHARES TR | INTL INFL-LKD BD | 46429B770 | — | 57,154 shares | $2,646,000 |
| DOVER CORP | COM | 260003108 | — | 32,915 shares | $2,644,000 |
| BURGER KING WORLDWIDE INC | COM | 121220107 | — | 89,108 shares | $2,643,000 |
| AVALONBAY CMNTYS INC | COM | 053484101 | — | 18,731 shares | $2,641,000 |
| AVIS BUDGET GROUP | COM | 053774105 | — | 48,075 shares | $2,639,000 |
| EPR PPTYS | COM SH BEN INT | 26884U109 | — | 51,989 shares | $2,635,000 |
| MCKESSON CORP | COM | 58155Q103 | — | 13,500 shares | $2,628,000 |
| VANGUARD ADMIRAL FDS INC | SMLCP 600 GRTH | 921932794 | — | 27,037 shares | $2,627,000 |
| SPIRIT RLTY CAP INC NEW | COM | 84860W102 | — | 239,206 shares | $2,624,000 |
| QUINTILES TRANSNATIO HLDGS I | COM | 74876Y101 | — | 47,018 shares | $2,623,000 |
| ADVENT CLAY CONV SEC INC FD | COM | 007639107 | — | 386,008 shares | $2,621,000 |
| WEATHERFORD INTL PLC | ORD SHS | G48833100 | PUT | 125,900 shares | $2,619,000 |
| BANK NEW YORK MELLON CORP | COM | 064058100 | — | 67,492 shares | $2,614,000 |
| CONCUR TECHNOLOGIES INC | COM | 206708109 | — | 20,576 shares | $2,609,000 |
| IMAX CORP | COM | 45245E109 | CALL | 95,000 shares | $2,609,000 |
| TIBCO SOFTWARE INC | COM | 88632Q103 | CALL | 110,300 shares | $2,606,000 |
| HUNTINGTON INGALLS INDS INC | COM | 446413106 | — | 24,997 shares | $2,605,000 |
| CLIFFS NAT RES INC | COM | 18683K101 | — | 250,718 shares | $2,602,000 |
| REYNOLDS AMERICAN INC | COM | 761713106 | — | 44,100 shares | $2,602,000 |
| KIMCO RLTY CORP | COM | 49446R109 | — | 118,727 shares | $2,601,000 |
| EMERSON ELEC CO | COM | 291011104 | — | 41,500 shares | $2,597,000 |
| ETFS PRECIOUS METALS BASKET | PHYS PM BSKT | 26922W109 | — | 41,088 shares | $2,597,000 |
| SUSQUEHANNA BANCSHARES INC P | COM | 869099101 | — | 259,463 shares | $2,595,000 |
| B/E AEROSPACE INC | COM | 073302101 | — | 30,898 shares | $2,594,000 |
| OCH ZIFF CAP MGMT GROUP | CL A | 67551U105 | — | 241,810 shares | $2,590,000 |
| LILLY ELI & CO | COM | 532457108 | PUT | 39,900 shares | $2,588,000 |
| SANDERSON FARMS INC | COM | 800013104 | PUT | 29,400 shares | $2,586,000 |
| INTL PAPER CO | COM | 460146103 | — | 54,118 shares | $2,584,000 |
| NATIONAL GRID PLC | SPON ADR NEW | 636274300 | — | 35,885 shares | $2,579,000 |
| POWERSHARES ETF TRUST | BASIC MAT SECT | 73935X427 | — | 46,660 shares | $2,579,000 |
| VORNADO RLTY TR | SH BEN INT | 929042109 | — | 25,792 shares | $2,578,000 |
| FLAHERTY&CRMN PFD SEC INCOM | COM | 338478100 | — | 133,428 shares | $2,576,000 |