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UBS AG
Period ended Sep 30, 2014 · Latest filing Nov 12, 2014
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2014: $135,582,726,000
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2014. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares: $5,234,289,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · PUT: $2,805,798,000
- UBS AG · SHS NEW · H89231338 · shares: $1,708,821,000
- APPLE INC · COM · 037833100 · shares: $1,698,006,000
- MICROSOFT CORP · COM · 594918104 · shares: $1,309,238,000
- JOHNSON & JOHNSON · COM · 478160104 · shares: $1,175,481,000
- ISHARES TR · MSCI EMG MKT ETF · 464287234 · shares · PUT: $1,076,819,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · CALL: $1,069,771,000
- INTEL CORP · COM · 458140100 · shares: $969,358,000
- ISHARES TR · RUSSELL 2000 ETF · 464287655 · shares: $897,841,000
Filing totals differ
The filing summary reports $135,582,726,000, while the holdings entries total $135,582,744,000.
Reported holdings
15,317 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| WILLIS GROUP HOLDINGS PUBLIC | SHS | G96666105 | — | 62,220 shares | $2,576,000 |
| RPM INTL INC | COM | 749685103 | — | 56,189 shares | $2,572,000 |
| NU SKIN ENTERPRISES INC | CL A | 67018T105 | PUT | 57,100 shares | $2,571,000 |
| SPDR INDEX SHS FDS | EURO STOXX 50 | 78463X202 | CALL | 64,700 shares | $2,569,000 |
| POWERSHARES ETF TR II | S&P500 LOW VOL | 73937B779 | PUT | 73,400 shares | $2,567,000 |
| PROSHARES TR | PSHS SH MSCI EMR | 74347R396 | — | 100,599 shares | $2,564,000 |
| FEDERATED INVS INC PA | CL B | 314211103 | — | 87,285 shares | $2,563,000 |
| TENET HEALTHCARE CORP | COM NEW | 88033G407 | — | 43,144 shares | $2,562,000 |
| UNITED THERAPEUTICS CORP DEL | COM | 91307C102 | — | 19,916 shares | $2,562,000 |
| AERCAP HOLDINGS NV | SHS | N00985106 | — | 62,547 shares | $2,558,000 |
| GAMESTOP CORP NEW | CL A | 36467W109 | — | 62,093 shares | $2,558,000 |
| COCA COLA FEMSA S A B DE C V | SPON ADR REP L | 191241108 | — | 25,372 shares | $2,555,000 |
| POWERSHARES GLOBAL ETF TRUST | I-30 LAD TREAS | 73936T524 | — | 81,336 shares | $2,555,000 |
| JOHNSON CTLS INC | COM | 478366107 | — | 58,000 shares | $2,552,000 |
| DOW 30SM ENHANCED PREM & INC | COM | 260537105 | — | 191,223 shares | $2,551,000 |
| KRAFT FOODS GROUP INC | COM | 50076Q106 | — | 45,175 shares | $2,548,000 |
| YY INC | ADS REPCOM CLA | 98426T106 | — | 34,009 shares | $2,547,000 |
| MICROSOFT CORP | COM | 594918104 | — | 54,865 shares | $2,544,000 |
| WESTERN ASSET GLB PTNRS INCO | COM | 95766G108 | — | 244,315 shares | $2,541,000 |
| DIAMOND OFFSHORE DRILLING IN | COM | 25271C102 | — | 74,119 shares | $2,540,000 |
| MAINSTAY DEFINEDTERM MN OPP | COM | 56064K100 | — | 142,248 shares | $2,539,000 |
| ISHARES | MSCI SWEDEN ETF | 464286756 | — | 76,568 shares | $2,534,000 |
| BROADRIDGE FINL SOLUTIONS IN | COM | 11133T103 | — | 60,847 shares | $2,533,000 |
| NEUBERGER BERMAN MLP INCOME | COM | 64129H104 | — | 116,671 shares | $2,528,000 |
| AVNET INC | COM | 053807103 | — | 60,862 shares | $2,526,000 |
| TEXAS INSTRS INC | COM | 882508104 | CALL | 52,900 shares | $2,523,000 |
| DOT HILL SYS CORP | COM | 25848T109 | — | 667,203 shares | $2,522,000 |
| HEWLETT PACKARD CO | COM | 428236103 | CALL | 71,100 shares | $2,522,000 |
| AQUA AMERICA INC | COM | 03836W103 | — | 107,129 shares | $2,521,000 |
| COMERICA INC | COM | 200340107 | — | 50,571 shares | $2,521,000 |
| GATX CORP | COM | 361448103 | — | 43,117 shares | $2,517,000 |
| LENNAR CORP | CL A | 526057104 | — | 64,829 shares | $2,517,000 |
| WORTHINGTON INDS INC | COM | 981811102 | — | 67,630 shares | $2,517,000 |
| VIPSHOP HLDGS LTD | SPONSORED ADR | 92763W103 | — | 13,300 shares | $2,514,000 |
| GAMESTOP CORP NEW | CL A | 36467W109 | CALL | 61,000 shares | $2,513,000 |
| MARKET VECTORS ETF TR | RUSSIA ETF | 57060U506 | PUT | 112,200 shares | $2,510,000 |
| CUBIST PHARMACEUTICALS INC | COM | 229678107 | — | 37,809 shares | $2,508,000 |
| MCDONALDS CORP | COM | 580135101 | — | 26,450 shares | $2,508,000 |
| ROYAL DUTCH SHELL PLC | SPON ADR B | 780259107 | — | 31,695 shares | $2,508,000 |
| KAPSTONE PAPER & PACKAGING C | COM | 48562P103 | CALL | 89,500 shares | $2,503,000 |
| ATLAS RESOURCE PARTNERS LP | COM UNT LTD PR | 04941A101 | — | 128,584 shares | $2,502,000 |
| KINROSS GOLD CORP | COM NO PAR | 496902404 | PUT | 758,300 shares | $2,502,000 |
| COVANTA HLDG CORP | COM | 22282E102 | — | 117,767 shares | $2,499,000 |
| ENERGY TRANSFER EQUITY L P | COM UT LTD PTN | 29273V100 | PUT | 40,500 shares | $2,498,000 |
| REALTY INCOME CORP | COM | 756109104 | — | 61,128 shares | $2,493,000 |
| NORTHSTAR RLTY FIN CORP | COM NEW | 66704R704 | PUT | 141,000 shares | $2,491,000 |
| SUNPOWER CORP | COM | 867652406 | CALL | 73,500 shares | $2,490,000 |
| PROGRESSIVE CORP OHIO | COM | 743315103 | — | 98,444 shares | $2,489,000 |
| AGL RES INC | COM | 001204106 | — | 48,454 shares | $2,488,000 |
| AUTOZONE INC | COM | 053332102 | — | 4,879 shares | $2,487,000 |
| SPDR SERIES TRUST | SHRT INTL ETF | 78464A334 | — | 73,109 shares | $2,487,000 |
| JDS UNIPHASE CORP | COM PAR $0.001 | 46612J507 | — | 194,080 shares | $2,484,000 |
| RYDEX ETF TRUST | GUG RUSS MCP EQL | 78355W577 | — | 50,360 shares | $2,484,000 |
| COTY INC | COM CL A | 222070203 | PUT | 150,000 shares | $2,483,000 |
| PDL BIOPHARMA INC | NOTE 3.750% 5/0 | 69329YAC8 | — | 1,959,000 principal | $2,483,000 |
| SYNOVUS FINL CORP | COM NEW | 87161C501 | — | 105,052 shares | $2,483,000 |
| FLOWSERVE CORP | COM | 34354P105 | CALL | 35,200 shares | $2,482,000 |
| MACERICH CO | COM | 554382101 | — | 38,881 shares | $2,482,000 |
| TELUS CORP | COM | 87971M103 | — | 72,620 shares | $2,482,000 |
| GENTEX CORP | COM | 371901109 | — | 92,598 shares | $2,479,000 |
| TRIPLEPOINT VENTR GRW BDC CO | COM | 89677Y100 | — | 169,711 shares | $2,479,000 |
| HORMEL FOODS CORP | COM | 440452100 | — | 48,200 shares | $2,477,000 |
| ISHARES | MSCI THI CAP ETF | 464286624 | — | 29,551 shares | $2,477,000 |
| CANADIAN NAT RES LTD | COM | 136385101 | — | 63,700 shares | $2,474,000 |
| KAPSTONE PAPER & PACKAGING C | COM | 48562P103 | PUT | 88,400 shares | $2,473,000 |
| OASIS PETE INC NEW | COM | 674215108 | CALL | 59,100 shares | $2,471,000 |
| BOSTON PROPERTIES INC | COM | 101121101 | — | 21,326 shares | $2,469,000 |
| LEXMARK INTL NEW | CL A | 529771107 | CALL | 58,100 shares | $2,469,000 |
| SPDR SERIES TRUST | RUSSELL 1000 ETF | 78464A854 | — | 26,503 shares | $2,466,000 |
| ISHARES TR | CORE US VAL ETF | 464287663 | — | 18,908 shares | $2,465,000 |
| RPM INTL INC | COM | 749685103 | — | 53,840 shares | $2,465,000 |
| PROTECTIVE LIFE CORP | COM | 743674103 | PUT | 35,500 shares | $2,464,000 |
| YANDEX N V | SHS CLASS A | N97284108 | — | 88,354 shares | $2,456,000 |
| PEPCO HOLDINGS INC | COM | 713291102 | — | 91,702 shares | $2,454,000 |
| NUVEEN SR INCOME FD | COM | 67067Y104 | — | 366,679 shares | $2,453,000 |
| AUTOMATIC DATA PROCESSING IN | COM | 053015103 | — | 29,500 shares | $2,451,000 |
| ONEOK PARTNERS LP | UNIT LTD PARTN | 68268N103 | CALL | 43,800 shares | $2,451,000 |
| BROOKFIELD PPTY PARTNERS L P | UNIT LTD PARTN | G16249107 | — | 116,291 shares | $2,450,000 |
| FORUM ENERGY TECHNOLOGIES IN | COM | 34984V100 | — | 79,965 shares | $2,448,000 |
| EASTMAN CHEM CO | COM | 277432100 | — | 30,242 shares | $2,446,000 |
| ROSETTA RESOURCES INC | COM | 777779307 | — | 54,857 shares | $2,444,000 |
| GOOGLE INC | CL C | 38259P706 | — | 4,231 shares | $2,443,000 |
| ICICI BK LTD | ADR | 45104G104 | — | 49,759 shares | $2,443,000 |
| LOCKHEED MARTIN CORP | COM | 539830109 | — | 13,362 shares | $2,442,000 |
| VALEANT PHARMACEUTICALS INTL | COM | 91911K102 | — | 18,609 shares | $2,442,000 |
| PEPCO HOLDINGS INC | COM | 713291102 | — | 91,231 shares | $2,441,000 |
| GENERAL MTRS CO | COM | 37045V100 | — | 76,290 shares | $2,437,000 |
| STERICYCLE INC | COM | 858912108 | — | 20,905 shares | $2,437,000 |
| VERISK ANALYTICS INC | CL A | 92345Y106 | — | 39,980 shares | $2,434,000 |
| DOLLAR GEN CORP NEW | COM | 256677105 | — | 39,814 shares | $2,433,000 |
| AMERISOURCEBERGEN CORP | COM | 03073E105 | — | 31,459 shares | $2,432,000 |
| QUESTAR CORP | COM | 748356102 | — | 108,976 shares | $2,429,000 |
| WESTERN ASST MNGD MUN FD INC | COM | 95766M105 | — | 185,747 shares | $2,428,000 |
| BAXTER INTL INC | COM | 071813109 | PUT | 33,804 shares | $2,426,000 |
| SALESFORCE COM INC | COM | 79466L302 | CALL | 42,170 shares | $2,426,000 |
| SPROUTS FMRS MKT INC | COM | 85208M102 | — | 83,221 shares | $2,419,000 |
| DOMINION RES INC VA NEW | COM | 25746U109 | — | 35,000 shares | $2,418,000 |
| MASIMO CORP | COM | 574795100 | — | 113,561 shares | $2,417,000 |
| TORTOISE PWR & ENERGY INFRAS | COM | 89147X104 | — | 86,016 shares | $2,416,000 |
| KNOWLES CORP | COM | 49926D109 | — | 90,999 shares | $2,411,000 |