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UBS AG
Period ended Sep 30, 2014 · Latest filing Nov 12, 2014
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2014: $135,582,726,000
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2014. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares: $5,234,289,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · PUT: $2,805,798,000
- UBS AG · SHS NEW · H89231338 · shares: $1,708,821,000
- APPLE INC · COM · 037833100 · shares: $1,698,006,000
- MICROSOFT CORP · COM · 594918104 · shares: $1,309,238,000
- JOHNSON & JOHNSON · COM · 478160104 · shares: $1,175,481,000
- ISHARES TR · MSCI EMG MKT ETF · 464287234 · shares · PUT: $1,076,819,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · CALL: $1,069,771,000
- INTEL CORP · COM · 458140100 · shares: $969,358,000
- ISHARES TR · RUSSELL 2000 ETF · 464287655 · shares: $897,841,000
Filing totals differ
The filing summary reports $135,582,726,000, while the holdings entries total $135,582,744,000.
Reported holdings
15,317 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| BIOMARIN PHARMACEUTICAL INC | COM | 09061G101 | — | 27,670 shares | $1,997,000 |
| SOUTHERN CO | COM | 842587107 | — | 45,760 shares | $1,997,000 |
| WALGREEN CO | COM | 931422109 | — | 33,670 shares | $1,996,000 |
| CHINA UNICOM (HONG KONG) LTD | SPONSORED ADR | 16945R104 | — | 132,661 shares | $1,994,000 |
| CNOOC LTD | SPONSORED ADR | 126132109 | — | 11,557 shares | $1,994,000 |
| ARIAD PHARMACEUTICALS INC | COM | 04033A100 | — | 368,956 shares | $1,992,000 |
| HAIN CELESTIAL GROUP INC | COM | 405217100 | — | 19,450 shares | $1,991,000 |
| NEWELL RUBBERMAID INC | COM | 651229106 | — | 57,855 shares | $1,991,000 |
| SEARS HLDGS CORP | COM | 812350106 | — | 78,928 shares | $1,991,000 |
| PIONEER MUN HIGH INCOME TR | COM SHS | 723763108 | — | 130,493 shares | $1,990,000 |
| CABLEVISION SYS CORP | CL A NY CABLVS | 12686C109 | — | 113,533 shares | $1,988,000 |
| SPDR SERIES TRUST | S&P 600 SMCP VAL | 78464A300 | — | 19,420 shares | $1,987,000 |
| GRAINGER W W INC | COM | 384802104 | — | 7,886 shares | $1,985,000 |
| ISHARES | NAT AMT FREE BD | 464288414 | PUT | 18,100 shares | $1,985,000 |
| ILLINOIS TOOL WKS INC | COM | 452308109 | — | 23,500 shares | $1,984,000 |
| BARCLAYS BK PLC | IPSP CROIL ETN | 06738C786 | — | 88,363 shares | $1,983,000 |
| POTLATCH CORP NEW | COM | 737630103 | — | 49,298 shares | $1,982,000 |
| CVR REFNG LP | COMUNIT REP LT | 12663P107 | — | 85,091 shares | $1,981,000 |
| SHERWIN WILLIAMS CO | COM | 824348106 | — | 9,027 shares | $1,977,000 |
| ABBVIE INC | COM | 00287Y109 | PUT | 34,200 shares | $1,975,000 |
| MENTOR GRAPHICS CORP | COM | 587200106 | — | 96,313 shares | $1,974,000 |
| AVON PRODS INC | COM | 054303102 | — | 156,604 shares | $1,973,000 |
| HORIZON TECHNOLOGY FIN CORP | COM | 44045A102 | — | 146,556 shares | $1,973,000 |
| MELLANOX TECHNOLOGIES LTD | SHS | M51363113 | — | 43,942 shares | $1,972,000 |
| ANSYS INC | COM | 03662Q105 | — | 26,045 shares | $1,971,000 |
| DANA HLDG CORP | COM | 235825205 | — | 102,747 shares | $1,970,000 |
| HCC INS HLDGS INC | COM | 404132102 | — | 40,734 shares | $1,967,000 |
| UNITED PARCEL SERVICE INC | CL B | 911312106 | — | 20,014 shares | $1,967,000 |
| SPDR INDEX SHS FDS | INTL INDS ETF | 78463X673 | — | 64,877 shares | $1,966,000 |
| EATON VANCE NEW YORK MUN BD | COM | 27827Y109 | — | 159,350 shares | $1,965,000 |
| PUTNAM MASTER INTER INCOME T | SH BEN INT | 746909100 | — | 390,276 shares | $1,963,000 |
| GRAND CANYON ED INC | COM | 38526M106 | — | 48,101 shares | $1,961,000 |
| DSW INC | CL A | 23334L102 | — | 65,094 shares | $1,960,000 |
| MANITOWOC INC | COM | 563571108 | — | 83,526 shares | $1,959,000 |
| NUVEEN PREM INCOME MUN FD | COM | 67062T100 | — | 146,222 shares | $1,959,000 |
| ALEXION PHARMACEUTICALS INC | COM | 015351109 | — | 11,808 shares | $1,958,000 |
| MIDDLEBY CORP | COM | 596278101 | — | 22,217 shares | $1,958,000 |
| POWERSHARES ETF TRUST II | CEF INC COMPST | 73936Q843 | — | 80,409 shares | $1,958,000 |
| ORGANOVO HLDGS INC | COM | 68620A104 | — | 306,932 shares | $1,955,000 |
| CATAMARAN CORP | COM | 148887102 | — | 46,265 shares | $1,950,000 |
| ELLINGTON FINANCIAL LLC | COM | 288522303 | — | 87,773 shares | $1,950,000 |
| THORATEC CORP | COM NEW | 885175307 | — | 72,868 shares | $1,948,000 |
| FLEETCOR TECHNOLOGIES INC | COM | 339041105 | — | 13,703 shares | $1,947,000 |
| PERRIGO CO PLC | SHS | G97822103 | — | 12,960 shares | $1,946,000 |
| BRF SA | SPONSORED ADR | 10552T107 | — | 81,740 shares | $1,945,000 |
| LEGG MASON BW GLB INC OPP FD | COM | 52469B100 | — | 114,928 shares | $1,945,000 |
| PENNEY J C INC | COM | 708160106 | — | 193,637 shares | $1,944,000 |
| FREESCALE SEMICONDUCTOR LTD | SHS | G3727Q101 | — | 99,363 shares | $1,941,000 |
| HESS CORP | COM | 42809H107 | — | 20,563 shares | $1,940,000 |
| KING DIGITAL ENTMT PLC | ORD SHS | G5258J109 | — | 152,749 shares | $1,940,000 |
| ATMOS ENERGY CORP | COM | 049560105 | — | 40,650 shares | $1,939,000 |
| AMERICAN INTL GROUP INC | *W EXP 01/19/202 | 026874156 | — | 81,380 shares | $1,937,000 |
| ROVI CORP | COM | 779376102 | — | 98,046 shares | $1,936,000 |
| ULTRA PETROLEUM CORP | COM | 903914109 | PUT | 83,200 shares | $1,935,000 |
| FIDELITY NATIONAL FINANCIAL | FNF GROUP COM | 31620R303 | — | 69,704 shares | $1,934,000 |
| CONAGRA FOODS INC | COM | 205887102 | — | 58,502 shares | $1,933,000 |
| BLUE CAP REINS HLDGS LTD | COM | G1190F107 | — | 109,050 shares | $1,929,000 |
| MATADOR RES CO | COM | 576485205 | — | 74,638 shares | $1,929,000 |
| SALIENT MIDSTREAM & MLP FD | SH BEN INT | 79471V105 | — | 66,026 shares | $1,927,000 |
| ISIS PHARMACEUTICALS INC | COM | 464330109 | CALL | 49,600 shares | $1,926,000 |
| MONDELEZ INTL INC | CL A | 609207105 | — | 56,006 shares | $1,919,000 |
| RYDEX ETF TRUST | GUG S&P500EQWTTE | 78355W817 | — | 22,571 shares | $1,919,000 |
| REYNOLDS AMERICAN INC | COM | 761713106 | PUT | 32,500 shares | $1,918,000 |
| DBX ETF TR | DBXTR HAR CS 300 | 233051879 | — | 74,346 shares | $1,916,000 |
| PERFICIENT INC | COM | 71375U101 | — | 127,247 shares | $1,907,000 |
| BANCO SANTANDER BRASIL S A | ADS REP 1 UNIT | 05967A107 | — | 291,256 shares | $1,905,000 |
| RYDEX ETF TRUST | GUG S&P SC600 PV | 78355W700 | — | 32,482 shares | $1,905,000 |
| VOYA FINL INC | COM | 929089100 | — | 48,731 shares | $1,905,000 |
| C&J ENERGY SVCS INC | COM | 12467B304 | — | 62,340 shares | $1,904,000 |
| AFLAC INC | COM | 001055102 | — | 32,650 shares | $1,902,000 |
| GILDAN ACTIVEWEAR INC | COM | 375916103 | — | 34,728 shares | $1,900,000 |
| KB HOME | COM | 48666K109 | PUT | 127,200 shares | $1,900,000 |
| CSX CORP | COM | 126408103 | — | 59,200 shares | $1,898,000 |
| VOYA FINL INC | COM | 929089100 | — | 48,534 shares | $1,898,000 |
| NISOURCE INC | COM | 65473P105 | CALL | 46,300 shares | $1,897,000 |
| LUXOTTICA GROUP S P A | SPONSORED ADR | 55068R202 | — | 36,413 shares | $1,896,000 |
| WESTERN REFNG INC | COM | 959319104 | — | 45,150 shares | $1,896,000 |
| SHERWIN WILLIAMS CO | COM | 824348106 | — | 8,629 shares | $1,890,000 |
| NAVIENT CORP | COM | 63938C108 | — | 106,654 shares | $1,889,000 |
| SCHEIN HENRY INC | COM | 806407102 | — | 16,221 shares | $1,889,000 |
| NOBLE ENERGY INC | COM | 655044105 | — | 27,610 shares | $1,887,000 |
| ARES MULTI STRATEGY CR FD IN | COM | 04014Q108 | — | 90,700 shares | $1,886,000 |
| JACK IN THE BOX INC | COM | 466367109 | — | 27,639 shares | $1,885,000 |
| CINTAS CORP | COM | 172908105 | — | 26,686 shares | $1,884,000 |
| HARMONY GOLD MNG LTD | SPONSORED ADR | 413216300 | — | 871,995 shares | $1,884,000 |
| UDR INC | COM | 902653104 | — | 69,148 shares | $1,884,000 |
| BABCOCK & WILCOX CO NEW | COM | 05615F102 | — | 68,001 shares | $1,883,000 |
| MOBILEYE N V AMSTELVEEN | ORD SHS | N51488117 | CALL | 35,100 shares | $1,881,000 |
| PRAXAIR INC | COM | 74005P104 | — | 14,560 shares | $1,878,000 |
| SVB FINL GROUP | COM | 78486Q101 | — | 16,750 shares | $1,878,000 |
| CIGNA CORPORATION | COM | 125509109 | CALL | 20,700 shares | $1,877,000 |
| ENLINK MIDSTREAM LLC | COM UNIT REP LTD | 29336T100 | — | 45,417 shares | $1,877,000 |
| SERVISFIRST BANCSHARES INC | COM | 81768T108 | — | 65,100 shares | $1,875,000 |
| CANTEL MEDICAL CORP | COM | 138098108 | — | 54,465 shares | $1,873,000 |
| GARTNER INC | COM | 366651107 | — | 25,496 shares | $1,873,000 |
| TAL ED GROUP | ADS REPSTG COM | 874080104 | — | 53,568 shares | $1,872,000 |
| WESTERN ASSET CLYM INFL OPP | COM | 95766R104 | — | 161,510 shares | $1,872,000 |
| PEOPLES UNITED FINANCIAL INC | COM | 712704105 | CALL | 129,300 shares | $1,871,000 |
| SIGNATURE BK NEW YORK N Y | COM | 82669G104 | — | 16,700 shares | $1,871,000 |
| WESTERN ASSET HGH YLD DFNDFD | COM | 95768B107 | — | 112,651 shares | $1,871,000 |