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UBS AG
Period ended Sep 30, 2014 · Latest filing Nov 12, 2014
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2014: $135,582,726,000
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2014. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares: $5,234,289,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · PUT: $2,805,798,000
- UBS AG · SHS NEW · H89231338 · shares: $1,708,821,000
- APPLE INC · COM · 037833100 · shares: $1,698,006,000
- MICROSOFT CORP · COM · 594918104 · shares: $1,309,238,000
- JOHNSON & JOHNSON · COM · 478160104 · shares: $1,175,481,000
- ISHARES TR · MSCI EMG MKT ETF · 464287234 · shares · PUT: $1,076,819,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · CALL: $1,069,771,000
- INTEL CORP · COM · 458140100 · shares: $969,358,000
- ISHARES TR · RUSSELL 2000 ETF · 464287655 · shares: $897,841,000
Filing totals differ
The filing summary reports $135,582,726,000, while the holdings entries total $135,582,744,000.
Reported holdings
15,317 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| RAYTHEON CO | COM NEW | 755111507 | — | 18,401 shares | $1,870,000 |
| FERRELLGAS PARTNERS L.P. | UNIT LTD PART | 315293100 | — | 69,557 shares | $1,869,000 |
| HANMI FINL CORP | COM NEW | 410495204 | — | 92,710 shares | $1,869,000 |
| WEATHERFORD INTL PLC | ORD SHS | G48833100 | — | 89,767 shares | $1,867,000 |
| POWERSHS DB US DOLLAR INDEX | DOLL INDX BULL | 73936D107 | — | 81,543 shares | $1,865,000 |
| FIESTA RESTAURANT GROUP INC | COM | 31660B101 | — | 37,478 shares | $1,862,000 |
| COMMVAULT SYSTEMS INC | COM | 204166102 | CALL | 36,900 shares | $1,860,000 |
| WHITING PETE CORP NEW | COM | 966387102 | — | 23,979 shares | $1,860,000 |
| EATON CORP PLC | SHS | G29183103 | — | 29,300 shares | $1,857,000 |
| ORANGE | SPONSORED ADR | 684060106 | — | 125,985 shares | $1,857,000 |
| PIMCO CORPORATE INCOME STRAT | COM | 72200U100 | — | 117,574 shares | $1,856,000 |
| ISHARES | MSCI MALAYSI ETF | 464286830 | — | 120,445 shares | $1,855,000 |
| HOVNANIAN ENTERPRISES INC | CL A | 442487203 | — | 505,188 shares | $1,854,000 |
| MICHAEL KORS HLDGS LTD | SHS | G60754101 | — | 25,928 shares | $1,851,000 |
| LINKEDIN CORP | COM CL A | 53578A108 | — | 8,905 shares | $1,850,000 |
| VMWARE INC | CL A COM | 928563402 | CALL | 19,700 shares | $1,849,000 |
| INTUITIVE SURGICAL INC | COM NEW | 46120E602 | — | 4,001 shares | $1,848,000 |
| ISHARES TR | IBOXX INV CP ETF | 464287242 | — | 15,617 shares | $1,846,000 |
| GULFPORT ENERGY CORP | COM NEW | 402635304 | — | 34,551 shares | $1,845,000 |
| NEUBERGER BERMAN NY INT MUN | COM | 64124K102 | — | 136,315 shares | $1,843,000 |
| INTERNATIONAL BUSINESS MACHS | COM | 459200101 | — | 9,704 shares | $1,842,000 |
| ISHARES TR | 1-3 YR TR BD ETF | 464287457 | — | 21,798 shares | $1,842,000 |
| BEAZER HOMES USA INC | COM NEW | 07556Q881 | — | 109,690 shares | $1,841,000 |
| TOTAL SYS SVCS INC | COM | 891906109 | — | 59,459 shares | $1,841,000 |
| ACADIA PHARMACEUTICALS INC | COM | 004225108 | CALL | 74,300 shares | $1,840,000 |
| NEWFIELD EXPL CO | COM | 651290108 | — | 49,643 shares | $1,840,000 |
| SPLUNK INC | COM | 848637104 | — | 33,241 shares | $1,840,000 |
| ISHARES | GRWT ALLOCAT ETF | 464289867 | — | 46,514 shares | $1,836,000 |
| BERKLEY W R CORP | COM | 084423102 | — | 38,358 shares | $1,834,000 |
| CHEESECAKE FACTORY INC | COM | 163072101 | — | 40,308 shares | $1,834,000 |
| DELUXE CORP | COM | 248019101 | — | 33,243 shares | $1,834,000 |
| CLECO CORP NEW | COM | 12561W105 | — | 38,055 shares | $1,832,000 |
| FLY LEASING LTD | SPONSORED ADR | 34407D109 | — | 142,951 shares | $1,831,000 |
| COMMUNITY HEALTH SYS INC NEW | COM | 203668108 | CALL | 33,400 shares | $1,830,000 |
| TIFFANY & CO NEW | COM | 886547108 | CALL | 19,000 shares | $1,830,000 |
| P T TELEKOMUNIKASI INDONESIA | SPONSORED ADR | 715684106 | — | 37,980 shares | $1,827,000 |
| INTERSIL CORP | CL A | 46069S109 | — | 128,215 shares | $1,822,000 |
| CLEAN ENERGY FUELS CORP | COM | 184499101 | — | 233,378 shares | $1,820,000 |
| JUNIPER NETWORKS INC | COM | 48203R104 | — | 82,184 shares | $1,820,000 |
| CAESARSTONE SDOT-YAM LTD | ORD SHS | M20598104 | — | 35,178 shares | $1,818,000 |
| MOTOROLA SOLUTIONS INC | COM NEW | 620076307 | — | 28,694 shares | $1,816,000 |
| BORGWARNER INC | COM | 099724106 | — | 34,485 shares | $1,814,000 |
| COCA COLA CO | COM | 191216100 | — | 42,515 shares | $1,814,000 |
| OLIN CORP | COM PAR $1 | 680665205 | — | 71,839 shares | $1,814,000 |
| INTEGRYS ENERGY GROUP INC | COM | 45822P105 | — | 27,940 shares | $1,811,000 |
| MARKET VECTORS ETF TR | SHT HG MUN ETF | 57061R486 | — | 71,399 shares | $1,809,000 |
| POWERSHARES GLOBAL ETF TRUST | INSUR NATL MUN | 73936T474 | — | 71,999 shares | $1,809,000 |
| PIMCO INCOME STRATEGY FUND I | COM | 72201J104 | — | 171,669 shares | $1,808,000 |
| WEYERHAEUSER CO | COM | 962166104 | CALL | 56,600 shares | $1,803,000 |
| AMERICAN RAILCAR INDS INC | COM | 02916P103 | — | 24,354 shares | $1,800,000 |
| NUVEEN SELECT TAX FREE INCM | SH BEN INT | 67063X100 | — | 129,835 shares | $1,800,000 |
| EQUITY COMWLTH | COM SH BEN INT | 294628102 | — | 69,875 shares | $1,796,000 |
| SPDR INDEX SHS FDS | S&P INTL CONS | 78463X731 | — | 48,938 shares | $1,795,000 |
| ACCENTURE PLC IRELAND | SHS CLASS A | G1151C101 | PUT | 22,019 shares | $1,791,000 |
| MEMORIAL RESOURCE DEV CORP | COM | 58605Q109 | — | 66,080 shares | $1,791,000 |
| PLUM CREEK TIMBER CO INC | COM | 729251108 | — | 45,883 shares | $1,790,000 |
| SCHWAB STRATEGIC TR | US REIT ETF | 808524847 | — | 52,513 shares | $1,789,000 |
| ARES MGMT L P | COM UNIT RP IN | 04014Y101 | — | 102,131 shares | $1,787,000 |
| ARROW ELECTRS INC | COM | 042735100 | — | 32,175 shares | $1,781,000 |
| ALTERA CORP | COM | 021441100 | — | 49,700 shares | $1,778,000 |
| ISHARES | MSCI PAC JP ETF | 464286665 | — | 38,600 shares | $1,778,000 |
| DISCOVER FINL SVCS | COM | 254709108 | — | 27,600 shares | $1,777,000 |
| ISHARES TR | MSCI INDONIA ETF | 46429B309 | — | 65,291 shares | $1,777,000 |
| INTERNATIONAL RECTIFIER CORP | COM | 460254105 | PUT | 45,200 shares | $1,774,000 |
| PEMBINA PIPELINE CORP | COM | 706327103 | — | 42,042 shares | $1,772,000 |
| PARKER HANNIFIN CORP | COM | 701094104 | — | 15,514 shares | $1,771,000 |
| SPDR SERIES TRUST | S&P 400 MDCP GRW | 78464A821 | — | 15,695 shares | $1,770,000 |
| CARBO CERAMICS INC | COM | 140781105 | — | 29,870 shares | $1,769,000 |
| THOMSON REUTERS CORP | COM | 884903105 | — | 48,534 shares | $1,767,000 |
| TOLL BROTHERS INC | COM | 889478103 | — | 56,685 shares | $1,766,000 |
| INFINITY PHARMACEUTICALS INC | COM | 45665G303 | PUT | 131,500 shares | $1,765,000 |
| AFLAC INC | COM | 001055102 | — | 30,280 shares | $1,764,000 |
| DARLING INGREDIENTS INC | COM | 237266101 | — | 96,225 shares | $1,763,000 |
| NEVSUN RES LTD | COM | 64156L101 | — | 486,422 shares | $1,756,000 |
| INTUITIVE SURGICAL INC | COM NEW | 46120E602 | CALL | 3,800 shares | $1,755,000 |
| SPDR SERIES TRUST | BRCLYS LG TRS ET | 78464A664 | — | 25,942 shares | $1,755,000 |
| NRG ENERGY INC | COM NEW | 629377508 | — | 57,451 shares | $1,751,000 |
| DANAHER CORP DEL | COM | 235851102 | PUT | 23,019 shares | $1,749,000 |
| EXELON CORP | COM | 30161N101 | — | 51,307 shares | $1,749,000 |
| REAVES UTIL INCOME FD | COM SH BEN INT | 756158101 | — | 60,217 shares | $1,748,000 |
| TEMPLETON EMERG MKTS INCOME | COM | 880192109 | — | 137,318 shares | $1,747,000 |
| UNITED STATES NATL GAS FUND | UNIT PAR $0.001 | 912318201 | — | 79,002 shares | $1,747,000 |
| COMMVAULT SYSTEMS INC | COM | 204166102 | — | 34,651 shares | $1,746,000 |
| CURRENCYSHARES EURO TR | EURO SHS | 23130C108 | CALL | 14,000 shares | $1,743,000 |
| AES CORP | COM | 00130H105 | — | 122,820 shares | $1,742,000 |
| JABIL CIRCUIT INC | COM | 466313103 | — | 86,387 shares | $1,742,000 |
| POTASH CORP SASK INC | COM | 73755L107 | — | 50,400 shares | $1,742,000 |
| GASLOG PARTNERS LP | UNIT LTD PTNRP | Y2687W108 | — | 56,718 shares | $1,741,000 |
| REGENERON PHARMACEUTICALS | COM | 75886F107 | — | 4,829 shares | $1,741,000 |
| DEVRY ED GROUP INC | COM | 251893103 | — | 40,632 shares | $1,739,000 |
| ANSYS INC | COM | 03662Q105 | — | 22,970 shares | $1,738,000 |
| SPRINGLEAF HLDGS INC | COM | 85172J101 | — | 54,422 shares | $1,738,000 |
| MARKWEST ENERGY PARTNERS L P | UNIT LTD PARTN | 570759100 | PUT | 22,600 shares | $1,736,000 |
| AIR LEASE CORP | CL A | 00912X302 | — | 53,384 shares | $1,735,000 |
| CAMDEN PPTY TR | SH BEN INT | 133131102 | — | 25,306 shares | $1,734,000 |
| INVESCO DYNAMIC CR OPP FD | COM | 46132R104 | — | 140,208 shares | $1,732,000 |
| MVC CAPITAL INC | COM | 553829102 | — | 160,881 shares | $1,731,000 |
| CM FIN INC | COM | 12574Q103 | — | 130,958 shares | $1,730,000 |
| MARSH & MCLENNAN COS INC | COM | 571748102 | — | 33,000 shares | $1,727,000 |
| STERICYCLE INC | COM | 858912108 | — | 14,810 shares | $1,726,000 |