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UBS AG
Period ended Sep 30, 2014 · Latest filing Nov 12, 2014
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2014: $135,582,726,000
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2014. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares: $5,234,289,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · PUT: $2,805,798,000
- UBS AG · SHS NEW · H89231338 · shares: $1,708,821,000
- APPLE INC · COM · 037833100 · shares: $1,698,006,000
- MICROSOFT CORP · COM · 594918104 · shares: $1,309,238,000
- JOHNSON & JOHNSON · COM · 478160104 · shares: $1,175,481,000
- ISHARES TR · MSCI EMG MKT ETF · 464287234 · shares · PUT: $1,076,819,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · CALL: $1,069,771,000
- INTEL CORP · COM · 458140100 · shares: $969,358,000
- ISHARES TR · RUSSELL 2000 ETF · 464287655 · shares: $897,841,000
Filing totals differ
The filing summary reports $135,582,726,000, while the holdings entries total $135,582,744,000.
Reported holdings
15,317 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| MOMENTA PHARMACEUTICALS INC | COM | 60877T100 | — | 152,100 shares | $1,725,000 |
| WEB COM GROUP INC | COM | 94733A104 | — | 86,243 shares | $1,721,000 |
| INTUITIVE SURGICAL INC | COM NEW | 46120E602 | — | 3,724 shares | $1,720,000 |
| SODASTREAM INTERNATIONAL LTD | USD SHS | M9068E105 | — | 58,293 shares | $1,719,000 |
| TEXTRON INC | COM | 883203101 | — | 47,724 shares | $1,718,000 |
| RAYTHEON CO | COM NEW | 755111507 | CALL | 16,900 shares | $1,717,000 |
| E TRADE FINANCIAL CORP | COM NEW | 269246401 | — | 75,898 shares | $1,715,000 |
| INTERNATIONAL RECTIFIER CORP | COM | 460254105 | CALL | 43,700 shares | $1,715,000 |
| BB&T CORP | COM | 054937107 | — | 46,000 shares | $1,712,000 |
| CITIGROUP INC | COM NEW | 172967424 | — | 33,014 shares | $1,711,000 |
| NAVISTAR INTL CORP NEW | COM | 63934E108 | — | 51,970 shares | $1,710,000 |
| TECK RESOURCES LTD | CL B | 878742204 | — | 90,446 shares | $1,709,000 |
| SHERWIN WILLIAMS CO | COM | 824348106 | PUT | 7,800 shares | $1,708,000 |
| APPLIED MATLS INC | COM | 038222105 | — | 79,000 shares | $1,707,000 |
| GOODRICH PETE CORP | COM NEW | 382410405 | — | 115,191 shares | $1,707,000 |
| POWERSHARES ETF TRUST | FND PR MIDGRT PT | 73935X807 | — | 55,943 shares | $1,707,000 |
| CHINA LODGING GROUP LTD | SPONSORED ADR | 16949N109 | — | 66,206 shares | $1,706,000 |
| BAKER HUGHES INC | COM | 057224107 | — | 26,205 shares | $1,705,000 |
| ELDORADO GOLD CORP NEW | COM | 284902103 | PUT | 253,000 shares | $1,705,000 |
| DIRECTV | COM | 25490A309 | CALL | 19,700 shares | $1,704,000 |
| KOHLS CORP | COM | 500255104 | CALL | 27,900 shares | $1,703,000 |
| DDR CORP | COM | 23317H102 | — | 101,664 shares | $1,701,000 |
| CATAMARAN CORP | COM | 148887102 | CALL | 40,300 shares | $1,699,000 |
| AMETEK INC NEW | COM | 031100100 | — | 33,825 shares | $1,698,000 |
| BANCO BRADESCO S A | SP ADR PFD NEW | 059460303 | PUT | 119,100 shares | $1,697,000 |
| ARROWHEAD RESH CORP | COM NEW | 042797209 | — | 114,850 shares | $1,696,000 |
| TALISMAN ENERGY INC | COM | 87425E103 | — | 196,023 shares | $1,696,000 |
| THE ADT CORPORATION | COM | 00101J106 | — | 47,839 shares | $1,696,000 |
| APTARGROUP INC | COM | 038336103 | — | 27,917 shares | $1,695,000 |
| GENTIVA HEALTH SERVICES INC | COM | 37247A102 | PUT | 101,000 shares | $1,695,000 |
| INFOSYS LTD | SPONSORED ADR | 456788108 | CALL | 28,000 shares | $1,694,000 |
| KELLOGG CO | COM | 487836108 | — | 27,505 shares | $1,694,000 |
| TAL INTL GROUP INC | COM | 874083108 | — | 41,056 shares | $1,694,000 |
| VCA INC | COM | 918194101 | — | 43,068 shares | $1,694,000 |
| BABSON CAP CORPORATE INVS | COM | 05617K109 | — | 110,294 shares | $1,693,000 |
| GT ADVANCED TECHNOLOGIES INC | COM | 36191U106 | CALL | 156,300 shares | $1,693,000 |
| CARRIZO OIL & GAS INC | COM | 144577103 | — | 31,443 shares | $1,692,000 |
| HOMEAWAY INC | COM | 43739Q100 | — | 47,662 shares | $1,692,000 |
| ARCH CAP GROUP LTD | ORD | G0450A105 | — | 30,895 shares | $1,691,000 |
| BOTTOMLINE TECH DEL INC | COM | 101388106 | — | 61,263 shares | $1,690,000 |
| DUKE REALTY CORP | COM NEW | 264411505 | — | 98,284 shares | $1,689,000 |
| MIDDLESEX WATER CO | COM | 596680108 | — | 86,189 shares | $1,689,000 |
| MYLAN INC | COM | 628530107 | — | 37,080 shares | $1,687,000 |
| SM ENERGY CO | COM | 78454L100 | — | 21,610 shares | $1,686,000 |
| LULULEMON ATHLETICA INC | COM | 550021109 | CALL | 40,100 shares | $1,685,000 |
| APPLIED MATLS INC | COM | 038222105 | — | 77,915 shares | $1,684,000 |
| BARD C R INC | COM | 067383109 | — | 11,797 shares | $1,684,000 |
| SUPERVALU INC | COM | 868536103 | — | 188,403 shares | $1,684,000 |
| VOYA INTL HIGH DIVID EQTY IN | COM | 92912Y109 | — | 180,959 shares | $1,683,000 |
| WHITEHORSE FIN INC | COM | 96524V106 | — | 127,001 shares | $1,683,000 |
| AMERICAN CAMPUS CMNTYS INC | COM | 024835100 | — | 46,149 shares | $1,682,000 |
| BLACKROCK MUNI INTER DR FD I | COM | 09253X102 | — | 116,230 shares | $1,682,000 |
| PULTE GROUP INC | COM | 745867101 | CALL | 95,230 shares | $1,682,000 |
| ALLERGAN INC | COM | 018490102 | — | 9,427 shares | $1,680,000 |
| COHEN & STEERS MLP INC & ENR | COM SHS | 19249B106 | — | 79,562 shares | $1,680,000 |
| NEW JERSEY RES | COM | 646025106 | — | 33,245 shares | $1,679,000 |
| GENTIVA HEALTH SERVICES INC | COM | 37247A102 | CALL | 100,000 shares | $1,678,000 |
| QUINTILES TRANSNATIO HLDGS I | COM | 74876Y101 | — | 30,067 shares | $1,677,000 |
| ZYNGA INC | CL A | 98986T108 | PUT | 620,600 shares | $1,676,000 |
| MANHATTAN ASSOCS INC | COM | 562750109 | — | 50,114 shares | $1,675,000 |
| INFOSYS LTD | SPONSORED ADR | 456788108 | — | 27,667 shares | $1,674,000 |
| PIONEER NAT RES CO | COM | 723787107 | — | 8,500 shares | $1,674,000 |
| PUBLIC SVC ENTERPRISE GROUP | COM | 744573106 | — | 44,922 shares | $1,673,000 |
| AETNA INC NEW | COM | 00817Y108 | — | 20,641 shares | $1,672,000 |
| CONTINENTAL RESOURCES INC | COM | 212015101 | — | 25,155 shares | $1,672,000 |
| BLACKROCK REAL ASSET EQUITY | COM | 09254B109 | — | 197,250 shares | $1,671,000 |
| ROCKET FUEL INC | COM | 773111109 | — | 105,760 shares | $1,671,000 |
| CF INDS HLDGS INC | COM | 125269100 | — | 5,970 shares | $1,667,000 |
| TASER INTL INC | COM | 87651B104 | — | 107,874 shares | $1,666,000 |
| PROSHARES TR | PSHS ULSHT SP500 | 74347B300 | CALL | 67,400 shares | $1,663,000 |
| COOPER COS INC | COM NEW | 216648402 | — | 10,672 shares | $1,662,000 |
| ZELTIQ AESTHETICS INC | COM | 98933Q108 | — | 73,363 shares | $1,660,000 |
| SOUFUN HLDGS LTD | ADR | 836034108 | — | 166,725 shares | $1,659,000 |
| TAYLOR MORRISON HOME CORP | CL A | 87724P106 | — | 102,286 shares | $1,659,000 |
| UBIQUITI NETWORKS INC | COM | 90347A100 | CALL | 44,200 shares | $1,659,000 |
| ACHILLION PHARMACEUTICALS IN | COM | 00448Q201 | — | 166,089 shares | $1,658,000 |
| REGENERON PHARMACEUTICALS | COM | 75886F107 | CALL | 4,600 shares | $1,658,000 |
| TESLA MTRS INC | COM | 88160R101 | — | 6,795 shares | $1,649,000 |
| MARKET VECTORS ETF TR | MV STEEL INDEX | 57060U308 | — | 36,892 shares | $1,648,000 |
| PENNEY J C INC | COM | 708160106 | PUT | 164,100 shares | $1,648,000 |
| DIAMONDBACK ENERGY INC | COM | 25278X109 | — | 21,995 shares | $1,645,000 |
| EMPRESAS ICA S A DE CV | SPONS ADR NEW | 292448206 | — | 237,716 shares | $1,645,000 |
| NEW ORIENTAL ED & TECH GRP I | SPON ADR | 647581107 | — | 70,894 shares | $1,645,000 |
| WATERS CORP | COM | 941848103 | — | 16,585 shares | $1,644,000 |
| ETFS PALLADIUM TR | SH BEN INT | 26923A106 | — | 21,850 shares | $1,643,000 |
| ISHARES TR | GLBL INFL-LKD BD | 46429B812 | — | 32,473 shares | $1,640,000 |
| MCGRAW HILL FINL INC | COM | 580645109 | — | 19,380 shares | $1,637,000 |
| WORLD WRESTLING ENTMT INC | CL A | 98156Q108 | — | 118,693 shares | $1,634,000 |
| BLACKROCK DEFINED OPPRTY CR | COM | 09255Q105 | — | 121,599 shares | $1,633,000 |
| ROYAL BK SCOTLAND GROUP PLC | SPONS ADR 20 ORD | 780097689 | — | 136,876 shares | $1,633,000 |
| AMERICAN CAMPUS CMNTYS INC | COM | 024835100 | — | 44,785 shares | $1,632,000 |
| NUTRI SYS INC NEW | COM | 67069D108 | — | 105,969 shares | $1,629,000 |
| VERTEX PHARMACEUTICALS INC | COM | 92532F100 | — | 14,500 shares | $1,629,000 |
| ISHARES TR | CORE S&P TTL STK | 464287150 | — | 18,155 shares | $1,628,000 |
| OI S.A. | SPN ADR REP PFD | 670851203 | — | 2,326,003 shares | $1,628,000 |
| VERISIGN INC | COM | 92343E102 | — | 29,534 shares | $1,628,000 |
| ECOPETROL S A | SPONSORED ADS | 279158109 | — | 52,031 shares | $1,627,000 |
| CA INC | COM | 12673P105 | — | 58,116 shares | $1,624,000 |
| CRANE CO | COM | 224399105 | — | 25,698 shares | $1,624,000 |
| CBL & ASSOC PPTYS INC | COM | 124830100 | — | 90,562 shares | $1,621,000 |