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UBS AG
Period ended Sep 30, 2014 · Latest filing Nov 12, 2014
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2014: $135,582,726,000
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2014. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares: $5,234,289,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · PUT: $2,805,798,000
- UBS AG · SHS NEW · H89231338 · shares: $1,708,821,000
- APPLE INC · COM · 037833100 · shares: $1,698,006,000
- MICROSOFT CORP · COM · 594918104 · shares: $1,309,238,000
- JOHNSON & JOHNSON · COM · 478160104 · shares: $1,175,481,000
- ISHARES TR · MSCI EMG MKT ETF · 464287234 · shares · PUT: $1,076,819,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · CALL: $1,069,771,000
- INTEL CORP · COM · 458140100 · shares: $969,358,000
- ISHARES TR · RUSSELL 2000 ETF · 464287655 · shares: $897,841,000
Filing totals differ
The filing summary reports $135,582,726,000, while the holdings entries total $135,582,744,000.
Reported holdings
15,317 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| ROCKWELL COLLINS INC | COM | 774341101 | — | 17,489 shares | $1,373,000 |
| TIME INC NEW | COM | 887228104 | — | 58,607 shares | $1,373,000 |
| HARTFORD FINL SVCS GROUP INC | COM | 416515104 | PUT | 36,800 shares | $1,371,000 |
| WESTERN ASSET MUN DEF OPP TR | COM | 95768A109 | — | 60,644 shares | $1,368,000 |
| ANIKA THERAPEUTICS INC | COM | 035255108 | — | 37,266 shares | $1,366,000 |
| MARKET VECTORS ETF TR | PHARMACEUTICAL | 57060U217 | — | 21,493 shares | $1,366,000 |
| POWERSHARES GLOBAL ETF TRUST | CALI MUNI ETF | 73936T441 | — | 53,535 shares | $1,366,000 |
| HERTZ GLOBAL HOLDINGS INC | COM | 42805T105 | — | 53,768 shares | $1,365,000 |
| RAIT FINANCIAL TRUST | COM NEW | 749227609 | — | 183,666 shares | $1,365,000 |
| SILVER WHEATON CORP | COM | 828336107 | CALL | 68,500 shares | $1,365,000 |
| ASML HOLDING N V | N Y REGISTRY SHS | N07059210 | CALL | 13,800 shares | $1,364,000 |
| JUNIPER NETWORKS INC | COM | 48203R104 | PUT | 61,600 shares | $1,364,000 |
| RESMED INC | COM | 761152107 | — | 27,689 shares | $1,364,000 |
| BRF SA | SPONSORED ADR | 10552T107 | CALL | 57,300 shares | $1,363,000 |
| SELECT SECTOR SPDR TR | SBI CONS STPLS | 81369Y308 | PUT | 30,200 shares | $1,362,000 |
| IMPERIAL OIL LTD | COM NEW | 453038408 | — | 28,830 shares | $1,361,000 |
| MADDEN STEVEN LTD | COM | 556269108 | — | 42,237 shares | $1,361,000 |
| SANDISK CORP | COM | 80004C101 | — | 13,896 shares | $1,361,000 |
| EATON VANCE CORP | COM NON VTG | 278265103 | — | 36,040 shares | $1,360,000 |
| NUVEEN SELECT TAX FREE INCM | SH BEN INT | 67062F100 | — | 98,556 shares | $1,359,000 |
| ULTIMATE SOFTWARE GROUP INC | COM | 90385D107 | CALL | 9,600 shares | $1,359,000 |
| US BANCORP DEL | COM NEW | 902973304 | CALL | 32,500 shares | $1,359,000 |
| HERTZ GLOBAL HOLDINGS INC | COM | 42805T105 | — | 53,481 shares | $1,358,000 |
| HEICO CORP NEW | COM | 422806109 | — | 29,053 shares | $1,357,000 |
| SPDR SERIES TRUST | WELLS FG PFD ETF | 78464A292 | — | 31,193 shares | $1,357,000 |
| STILLWATER MNG CO | COM | 86074Q102 | — | 90,192 shares | $1,356,000 |
| SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 | — | 28,835 shares | $1,355,000 |
| SILICON GRAPHICS INTL CORP | COM | 82706L108 | — | 146,671 shares | $1,354,000 |
| KIRBY CORP | COM | 497266106 | — | 11,477 shares | $1,353,000 |
| NORDSON CORP | COM | 655663102 | — | 17,776 shares | $1,352,000 |
| CHINA YUCHAI INTL LTD | COM | G21082105 | — | 72,845 shares | $1,351,000 |
| AVAGO TECHNOLOGIES LTD | SHS | Y0486S104 | — | 15,500 shares | $1,349,000 |
| FORTUNE BRANDS HOME & SEC IN | COM | 34964C106 | — | 32,805 shares | $1,349,000 |
| SS&C TECHNOLOGIES HLDGS INC | COM | 78467J100 | — | 30,725 shares | $1,349,000 |
| GENTEX CORP | COM | 371901109 | — | 50,366 shares | $1,348,000 |
| NOMURA HLDGS INC | SPONSORED ADR | 65535H208 | — | 228,053 shares | $1,348,000 |
| DEUTSCHE HIGH INCOME OPPORT | COM | 25158Y102 | — | 91,942 shares | $1,346,000 |
| LAMAR ADVERTISING CO | CL A | 512815101 | PUT | 27,300 shares | $1,345,000 |
| CEDAR FAIR L P | DEPOSITRY UNIT | 150185106 | — | 28,392 shares | $1,342,000 |
| YY INC | ADS REPCOM CLA | 98426T106 | CALL | 17,900 shares | $1,341,000 |
| BARCLAYS BANK PLC | ETN DJUBSLVSTK37 | 06739H743 | — | 41,726 shares | $1,339,000 |
| FRESENIUS MED CARE AG&CO KGA | SPONSORED ADR | 358029106 | — | 38,552 shares | $1,338,000 |
| MEDASSETS INC | COM | 584045108 | — | 64,576 shares | $1,338,000 |
| SUN LIFE FINL INC | COM | 866796105 | — | 36,900 shares | $1,338,000 |
| UNITED STATES NATL GAS FUND | UNIT PAR $0.001 | 912318201 | PUT | 60,500 shares | $1,338,000 |
| HILLENBRAND INC | COM | 431571108 | — | 43,295 shares | $1,337,000 |
| JUMEI INTL HLDG LTD | SPONSORED ADR | 48138L107 | — | 56,957 shares | $1,337,000 |
| CHIPOTLE MEXICAN GRILL INC | COM | 169656105 | — | 2,004 shares | $1,336,000 |
| CINCINNATI BELL INC NEW | COM | 171871106 | — | 396,382 shares | $1,336,000 |
| ASSURANT INC | COM | 04621X108 | — | 20,765 shares | $1,335,000 |
| EQT MIDSTREAM PARTNERS LP | UNIT LTD PARTN | 26885B100 | CALL | 14,900 shares | $1,335,000 |
| SM ENERGY CO | COM | 78454L100 | — | 17,116 shares | $1,335,000 |
| AON PLC | SHS CL A | G0408V102 | — | 15,170 shares | $1,330,000 |
| CONCHO RES INC | COM | 20605P101 | — | 10,604 shares | $1,330,000 |
| HCP INC | COM | 40414L109 | — | 33,460 shares | $1,329,000 |
| BROADCOM CORP | CL A | 111320107 | — | 32,850 shares | $1,328,000 |
| SYSCO CORP | COM | 871829107 | — | 35,000 shares | $1,328,000 |
| TANGER FACTORY OUTLET CTRS I | COM | 875465106 | — | 40,514 shares | $1,326,000 |
| EATON VANCE ENH EQTY INC FD | COM | 278277108 | — | 97,327 shares | $1,325,000 |
| COMPANHIA PARANAENSE ENERG C | SPON ADR PFD | 20441B407 | — | 96,846 shares | $1,324,000 |
| FOOT LOCKER INC | COM | 344849104 | — | 23,787 shares | $1,324,000 |
| TAKE-TWO INTERACTIVE SOFTWAR | COM | 874054109 | — | 57,379 shares | $1,324,000 |
| WESTERN ASSET CLYM INFL SEC | COM SH BEN INT | 95766Q106 | — | 114,709 shares | $1,324,000 |
| CARMAX INC | COM | 143130102 | — | 28,484 shares | $1,323,000 |
| NUVEEN PFD & INCOME TERM FD | COM | 67075A106 | — | 57,764 shares | $1,323,000 |
| KT CORP | SPONSORED ADR | 48268K101 | — | 81,545 shares | $1,322,000 |
| BADGER METER INC | COM | 056525108 | — | 26,182 shares | $1,321,000 |
| BARCLAYS BANK PLC | ETN DJUBSCOFFE38 | 06739H297 | — | 35,965 shares | $1,321,000 |
| BLACKSTONE GROUP L P | COM UNIT LTD | 09253U108 | CALL | 41,900 shares | $1,319,000 |
| PRICE T ROWE GROUP INC | COM | 74144T108 | — | 16,800 shares | $1,317,000 |
| ROSS STORES INC | COM | 778296103 | — | 17,430 shares | $1,317,000 |
| TW TELECOM INC | COM | 87311L104 | — | 31,627 shares | $1,316,000 |
| CVS HEALTH CORP | COM | 126650100 | PUT | 16,500 shares | $1,313,000 |
| EP ENERGY CORP | CL A | 268785102 | — | 75,132 shares | $1,313,000 |
| SOLERA HOLDINGS INC | COM | 83421A104 | — | 23,303 shares | $1,313,000 |
| SILICONWARE PRECISION INDS L | SPONSD ADR SPL | 827084864 | — | 192,419 shares | $1,312,000 |
| RICE ENERGY INC | COM | 762760106 | CALL | 49,300 shares | $1,311,000 |
| SCHWAB STRATEGIC TR | US SML CAP ETF | 808524607 | — | 25,490 shares | $1,310,000 |
| COPA HOLDINGS SA | CL A | P31076105 | — | 12,180 shares | $1,307,000 |
| TAKE-TWO INTERACTIVE SOFTWAR | COM | 874054109 | — | 56,655 shares | $1,307,000 |
| RYDEX ETF TRUST | GUG S&P SC500 EQ | 78355W882 | — | 16,279 shares | $1,306,000 |
| TRIANGLE CAP CORP | COM | 895848109 | — | 51,491 shares | $1,304,000 |
| PHARMERICA CORP | COM | 71714F104 | — | 53,340 shares | $1,303,000 |
| POWERSHS DB MULTI SECT COMM | PS DB AGRICUL FD | 73936B408 | — | 50,987 shares | $1,303,000 |
| MANTECH INTL CORP | CL A | 564563104 | — | 48,325 shares | $1,302,000 |
| UNITEDHEALTH GROUP INC | COM | 91324P102 | CALL | 15,100 shares | $1,302,000 |
| WUXI PHARMATECH CAYMAN INC | SPONS ADR SHS | 929352102 | — | 37,126 shares | $1,300,000 |
| US BANCORP DEL | COM NEW | 902973304 | — | 31,009 shares | $1,297,000 |
| WEATHERFORD INTL PLC | ORD SHS | G48833100 | — | 62,306 shares | $1,296,000 |
| EMERSON ELEC CO | COM | 291011104 | PUT | 20,698 shares | $1,295,000 |
| RYDEX ETF TRUST | GUG RUSS1000 EQL | 78355W593 | — | 26,254 shares | $1,295,000 |
| STONE HBR EMERG MKTS TL INC | COM | 86164W100 | — | 70,246 shares | $1,295,000 |
| JONES LANG LASALLE INC | COM | 48020Q107 | — | 10,244 shares | $1,294,000 |
| POWERSHARES ETF TRUST | DYN OIL SVCS | 73935X625 | — | 51,158 shares | $1,294,000 |
| INTUITIVE SURGICAL INC | COM NEW | 46120E602 | PUT | 2,800 shares | $1,293,000 |
| OASIS PETE INC NEW | COM | 674215108 | — | 30,930 shares | $1,293,000 |
| UGI CORP NEW | COM | 902681105 | — | 37,935 shares | $1,293,000 |
| MAGNA INTL INC | COM | 559222401 | — | 13,600 shares | $1,291,000 |
| CATAMARAN CORP | COM | 148887102 | PUT | 30,600 shares | $1,290,000 |
| CENOVUS ENERGY INC | COM | 15135U109 | — | 48,000 shares | $1,290,000 |