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UBS AG
Period ended Sep 30, 2014 · Latest filing Nov 12, 2014
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2014: $135,582,726,000
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2014. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares: $5,234,289,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · PUT: $2,805,798,000
- UBS AG · SHS NEW · H89231338 · shares: $1,708,821,000
- APPLE INC · COM · 037833100 · shares: $1,698,006,000
- MICROSOFT CORP · COM · 594918104 · shares: $1,309,238,000
- JOHNSON & JOHNSON · COM · 478160104 · shares: $1,175,481,000
- ISHARES TR · MSCI EMG MKT ETF · 464287234 · shares · PUT: $1,076,819,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · CALL: $1,069,771,000
- INTEL CORP · COM · 458140100 · shares: $969,358,000
- ISHARES TR · RUSSELL 2000 ETF · 464287655 · shares: $897,841,000
Filing totals differ
The filing summary reports $135,582,726,000, while the holdings entries total $135,582,744,000.
Reported holdings
15,317 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| HORIZON PHARMA PLC | SHS | G4617B105 | — | 105,079 shares | $1,290,000 |
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | CALL | 14,500 shares | $1,288,000 |
| FIRST TR EXCH TRD ALPHA FD I | UNIT KING ALPH | 33737J224 | — | 33,096 shares | $1,288,000 |
| TE CONNECTIVITY LTD | REG SHS | H84989104 | — | 23,300 shares | $1,288,000 |
| CENTURYLINK INC | COM | 156700106 | — | 31,467 shares | $1,287,000 |
| AVANIR PHARMACEUTICALS INC | CL A NEW | 05348P401 | — | 107,927 shares | $1,286,000 |
| PENTAIR PLC | SHS | G7S00T104 | — | 19,630 shares | $1,286,000 |
| GREENLIGHT CAPITAL RE LTD | CLASS A | G4095J109 | — | 39,650 shares | $1,285,000 |
| PALO ALTO NETWORKS INC | COM | 697435105 | CALL | 13,100 shares | $1,285,000 |
| SAREPTA THERAPEUTICS INC | COM | 803607100 | CALL | 60,900 shares | $1,285,000 |
| SIRIUS XM HLDGS INC | COM | 82968B103 | CALL | 368,100 shares | $1,285,000 |
| INVESCO MUN TR | COM | 46131J103 | — | 102,343 shares | $1,284,000 |
| FOSTER WHEELER AG | COM | H27178104 | — | 40,498 shares | $1,281,000 |
| JINKOSOLAR HLDG CO LTD | SPONSORED ADR | 47759T100 | — | 46,595 shares | $1,281,000 |
| NATIONAL RETAIL PPTYS INC | COM | 637417106 | — | 37,046 shares | $1,281,000 |
| BOSTON SCIENTIFIC CORP | COM | 101137107 | PUT | 108,400 shares | $1,280,000 |
| CLOUGH GLOBAL EQUITY FD | COM | 18914C100 | — | 89,141 shares | $1,277,000 |
| STRYKER CORP | COM | 863667101 | PUT | 15,819 shares | $1,277,000 |
| ADECOAGRO S A | COM | L00849106 | — | 145,000 shares | $1,276,000 |
| LORILLARD INC | COM | 544147101 | — | 21,294 shares | $1,276,000 |
| CHURCH & DWIGHT INC | COM | 171340102 | — | 18,169 shares | $1,275,000 |
| CLAYMORE EXCHANGE TRD FD TR | GUGG BULSH 2021 | 18383M266 | — | 61,407 shares | $1,274,000 |
| CNOOC LTD | SPONSORED ADR | 126132109 | — | 7,383 shares | $1,274,000 |
| FRONTLINE LTD | SHS | G3682E127 | CALL | 1,011,200 shares | $1,274,000 |
| KIMBERLY CLARK CORP | COM | 494368103 | PUT | 11,839 shares | $1,274,000 |
| PACCAR INC | COM | 693718108 | — | 22,400 shares | $1,274,000 |
| ALLIANCEBERNSTEIN HOLDING LP | UNIT LTD PARTN | 01881G106 | — | 48,873 shares | $1,271,000 |
| DRIL-QUIP INC | COM | 262037104 | — | 14,220 shares | $1,271,000 |
| CATO CORP NEW | CL A | 149205106 | — | 36,811 shares | $1,269,000 |
| PG&E CORP | COM | 69331C108 | — | 28,171 shares | $1,269,000 |
| PROVIDENT FINL SVCS INC | COM | 74386T105 | — | 77,496 shares | $1,269,000 |
| NUVEEN PERFORMANCE PLUS MUN | COM | 67062P108 | — | 87,350 shares | $1,267,000 |
| POWERSHARES ETF TRUST | ZACKS MC PRTFL | 73935X740 | — | 81,595 shares | $1,266,000 |
| PVH CORP | COM | 693656100 | — | 10,449 shares | $1,266,000 |
| ISHARES | MSCI STH AFR ETF | 464286780 | — | 19,724 shares | $1,265,000 |
| VODAFONE GROUP PLC NEW | SPNSR ADR NO PAR | 92857W308 | — | 38,449 shares | $1,265,000 |
| WESTERN DIGITAL CORP | COM | 958102105 | — | 13,000 shares | $1,265,000 |
| COOPER COS INC | COM NEW | 216648402 | — | 8,115 shares | $1,264,000 |
| PENNEY J C INC | COM | 708160106 | — | 125,856 shares | $1,264,000 |
| WESCO INTL INC | COM | 95082P105 | — | 16,150 shares | $1,264,000 |
| METLIFE INC | COM | 59156R108 | — | 23,495 shares | $1,262,000 |
| NORFOLK SOUTHERN CORP | COM | 655844108 | CALL | 11,300 shares | $1,261,000 |
| PRICESMART INC | COM | 741511109 | — | 14,725 shares | $1,261,000 |
| ISHARES | MSCI HONG KG ETF | 464286871 | PUT | 62,000 shares | $1,260,000 |
| PBF ENERGY INC | CL A | 69318G106 | — | 52,520 shares | $1,260,000 |
| SYMANTEC CORP | COM | 871503108 | PUT | 53,600 shares | $1,260,000 |
| AMGEN INC | COM | 031162100 | — | 8,960 shares | $1,259,000 |
| EXCHANGE TRADED CONCEPTS TR | HRZN S&P500 CV C | 30151E103 | — | 27,220 shares | $1,259,000 |
| LINCOLN NATL CORP IND | COM | 534187109 | — | 23,456 shares | $1,257,000 |
| LAMAR ADVERTISING CO | CL A | 512815101 | — | 25,494 shares | $1,256,000 |
| WESTAR ENERGY INC | COM | 95709T100 | — | 36,803 shares | $1,256,000 |
| SOUTHWESTERN ENERGY CO | COM | 845467109 | CALL | 35,900 shares | $1,255,000 |
| HARMONY GOLD MNG LTD | SPONSORED ADR | 413216300 | PUT | 580,700 shares | $1,254,000 |
| RYLAND GROUP INC | COM | 783764103 | — | 37,725 shares | $1,254,000 |
| WEIGHT WATCHERS INTL INC NEW | COM | 948626106 | PUT | 45,700 shares | $1,254,000 |
| JOHN HANCOCK HDG EQ & INC FD | COM | 47804L102 | — | 71,587 shares | $1,251,000 |
| VISTAPRINT N V | SHS | N93540107 | — | 22,838 shares | $1,251,000 |
| STERIS CORP | COM | 859152100 | — | 23,160 shares | $1,250,000 |
| ZEBRA TECHNOLOGIES CORP | CL A | 989207105 | — | 17,595 shares | $1,249,000 |
| CAMPBELL SOUP CO | COM | 134429109 | — | 29,205 shares | $1,248,000 |
| UNIVERSAL DISPLAY CORP | COM | 91347P105 | — | 38,223 shares | $1,248,000 |
| VERSO PAPER CORP | COM | 92531L108 | CALL | 390,000 shares | $1,248,000 |
| ARTISAN PARTNERS ASSET MGMT | CL A | 04316A108 | — | 23,965 shares | $1,247,000 |
| CHUBB CORP | COM | 171232101 | — | 13,693 shares | $1,247,000 |
| KAPSTONE PAPER & PACKAGING C | COM | 48562P103 | — | 44,580 shares | $1,247,000 |
| APTARGROUP INC | COM | 038336103 | — | 20,534 shares | $1,246,000 |
| NUVEEN AMT-FREE MUN VALUE FD | COM | 670695105 | — | 75,663 shares | $1,245,000 |
| WASTE MGMT INC DEL | COM | 94106L109 | — | 26,200 shares | $1,245,000 |
| LIBERTY GLOBAL PLC | SHS CL C | G5480U120 | — | 30,328 shares | $1,244,000 |
| MTS SYS CORP | COM | 553777103 | — | 18,228 shares | $1,244,000 |
| CRESTWOOD EQUITY PARTNERS LP | UNIT LTD PARTNER | 226344109 | PUT | 117,600 shares | $1,243,000 |
| DAVITA HEALTHCARE PARTNERS I | COM | 23918K108 | — | 17,000 shares | $1,243,000 |
| HOLOGIC INC | COM | 436440101 | PUT | 51,100 shares | $1,243,000 |
| MONMOUTH REAL ESTATE INVT CO | CL A | 609720107 | — | 122,779 shares | $1,243,000 |
| AGILENT TECHNOLOGIES INC | COM | 00846U101 | — | 21,800 shares | $1,242,000 |
| DELEK US HLDGS INC | COM | 246647101 | CALL | 37,500 shares | $1,242,000 |
| GROUP 1 AUTOMOTIVE INC | COM | 398905109 | — | 17,085 shares | $1,242,000 |
| HERTZ GLOBAL HOLDINGS INC | COM | 42805T105 | CALL | 48,900 shares | $1,242,000 |
| PERKINELMER INC | COM | 714046109 | — | 28,490 shares | $1,242,000 |
| HCA HOLDINGS INC | COM | 40412C101 | — | 17,600 shares | $1,241,000 |
| INTL PAPER CO | COM | 460146103 | — | 26,000 shares | $1,241,000 |
| RYMAN HOSPITALITY PPTYS INC | COM | 78377T107 | — | 26,231 shares | $1,241,000 |
| BOOZ ALLEN HAMILTON HLDG COR | CL A | 099502106 | — | 52,973 shares | $1,240,000 |
| VENTAS INC | COM | 92276F100 | — | 19,995 shares | $1,239,000 |
| WEIBO CORP | SPONSORED ADR | 948596101 | PUT | 66,300 shares | $1,239,000 |
| SEATTLE GENETICS INC | COM | 812578102 | CALL | 33,300 shares | $1,238,000 |
| SPDR SERIES TRUST | BRC ISSUER SCORD | 78464A144 | — | 38,345 shares | $1,238,000 |
| WHIRLPOOL CORP | COM | 963320106 | — | 8,502 shares | $1,238,000 |
| TORO CO | COM | 891092108 | — | 20,866 shares | $1,236,000 |
| NUANCE COMMUNICATIONS INC | COM | 67020Y100 | PUT | 80,100 shares | $1,235,000 |
| DELTA AIR LINES INC DEL | COM NEW | 247361702 | CALL | 34,128 shares | $1,234,000 |
| INVENSENSE INC | COM | 46123D205 | — | 62,539 shares | $1,234,000 |
| ISHARES | MSCI CH CAP ETF | 464286640 | — | 28,919 shares | $1,233,000 |
| NORDSON CORP | COM | 655663102 | — | 16,206 shares | $1,233,000 |
| TRINITY INDS INC | COM | 896522109 | PUT | 26,400 shares | $1,233,000 |
| TWENTY FIRST CENTY FOX INC | CL B | 90130A200 | — | 37,015 shares | $1,233,000 |
| TJX COS INC NEW | COM | 872540109 | CALL | 20,800 shares | $1,231,000 |
| UNILEVER PLC | SPON ADR NEW | 904767704 | — | 29,370 shares | $1,231,000 |
| WUXI PHARMATECH CAYMAN INC | SPONS ADR SHS | 929352102 | — | 35,141 shares | $1,231,000 |
| CALLAWAY GOLF CO | COM | 131193104 | — | 169,881 shares | $1,230,000 |