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UBS AG
Period ended Sep 30, 2014 · Latest filing Nov 12, 2014
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2014: $135,582,726,000
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2014. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares: $5,234,289,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · PUT: $2,805,798,000
- UBS AG · SHS NEW · H89231338 · shares: $1,708,821,000
- APPLE INC · COM · 037833100 · shares: $1,698,006,000
- MICROSOFT CORP · COM · 594918104 · shares: $1,309,238,000
- JOHNSON & JOHNSON · COM · 478160104 · shares: $1,175,481,000
- ISHARES TR · MSCI EMG MKT ETF · 464287234 · shares · PUT: $1,076,819,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · CALL: $1,069,771,000
- INTEL CORP · COM · 458140100 · shares: $969,358,000
- ISHARES TR · RUSSELL 2000 ETF · 464287655 · shares: $897,841,000
Filing totals differ
The filing summary reports $135,582,726,000, while the holdings entries total $135,582,744,000.
Reported holdings
15,317 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| HOLOGIC INC | COM | 436440101 | CALL | 50,500 shares | $1,229,000 |
| BARCLAYS BANK PLC | ETN DJUBS GRNS37 | 06739H305 | — | 37,364 shares | $1,228,000 |
| GOLDCORP INC NEW | COM | 380956409 | — | 53,270 shares | $1,227,000 |
| WESTERN DIGITAL CORP | COM | 958102105 | CALL | 12,600 shares | $1,226,000 |
| EXPONENT INC | COM | 30214U102 | — | 17,280 shares | $1,225,000 |
| SANTANDER CONSUMER USA HDG I | COM | 80283M101 | — | 68,750 shares | $1,224,000 |
| BARRICK GOLD CORP | COM | 067901108 | — | 83,407 shares | $1,223,000 |
| KILROY RLTY CORP | COM | 49427F108 | — | 20,565 shares | $1,222,000 |
| SELECT SECTOR SPDR TR | SBI INT-INDS | 81369Y704 | PUT | 23,000 shares | $1,222,000 |
| NABORS INDUSTRIES LTD | SHS | G6359F103 | — | 53,641 shares | $1,221,000 |
| CONCHO RES INC | COM | 20605P101 | — | 9,726 shares | $1,220,000 |
| HOLLYFRONTIER CORP | COM | 436106108 | PUT | 27,900 shares | $1,219,000 |
| MACYS INC | COM | 55616P104 | — | 20,957 shares | $1,219,000 |
| TARO PHARMACEUTICAL INDS LTD | SHS | M8737E108 | — | 7,920 shares | $1,219,000 |
| EATON VANCE ENHANCED EQ INC | COM | 278274105 | — | 88,800 shares | $1,218,000 |
| MARKIT LTD | SHS | G58249106 | — | 52,183 shares | $1,218,000 |
| WEIBO CORP | SPONSORED ADR | 948596101 | — | 65,145 shares | $1,218,000 |
| HALOZYME THERAPEUTICS INC | COM | 40637H109 | — | 133,766 shares | $1,217,000 |
| GENERAL MTRS CO | *W EXP 07/10/201 | 37045V118 | — | 54,337 shares | $1,216,000 |
| PPL CORP | COM | 69351T106 | — | 37,005 shares | $1,215,000 |
| SUPERIOR ENERGY SVCS INC | COM | 868157108 | — | 36,950 shares | $1,215,000 |
| BECTON DICKINSON & CO | COM | 075887109 | — | 10,647 shares | $1,212,000 |
| FEDERAL MOGUL HOLDINGS CORP | COM | 313549404 | — | 81,491 shares | $1,212,000 |
| LEXMARK INTL NEW | CL A | 529771107 | PUT | 28,500 shares | $1,211,000 |
| ANGLOGOLD ASHANTI LTD | SPONSORED ADR | 035128206 | PUT | 100,800 shares | $1,210,000 |
| PERRIGO CO PLC | SHS | G97822103 | — | 8,058 shares | $1,210,000 |
| W P CAREY INC | COM | 92936U109 | — | 18,967 shares | $1,210,000 |
| CAESARSTONE SDOT-YAM LTD | ORD SHS | M20598104 | PUT | 23,400 shares | $1,209,000 |
| RYLAND GROUP INC | COM | 783764103 | — | 36,358 shares | $1,209,000 |
| METTLER TOLEDO INTERNATIONAL | COM | 592688105 | — | 4,718 shares | $1,208,000 |
| CURRENCYSHARES EURO TR | EURO SHS | 23130C108 | PUT | 9,700 shares | $1,207,000 |
| GRACE W R & CO DEL NEW | COM | 38388F108 | — | 13,256 shares | $1,206,000 |
| HIGHWOODS PPTYS INC | COM | 431284108 | CALL | 31,000 shares | $1,206,000 |
| SPECTRUM BRANDS HLDGS INC | COM | 84763R101 | — | 13,309 shares | $1,205,000 |
| WASTE MGMT INC DEL | COM | 94106L109 | — | 25,360 shares | $1,205,000 |
| QUESTAR CORP | COM | 748356102 | — | 54,000 shares | $1,204,000 |
| SHERWIN WILLIAMS CO | COM | 824348106 | CALL | 5,500 shares | $1,204,000 |
| ISHARES TR | 2016 CP TM ETF | 46432FAT4 | — | 11,879 shares | $1,202,000 |
| MPLX LP | COM UNIT REP LTD | 55336V100 | CALL | 20,400 shares | $1,202,000 |
| COLGATE PALMOLIVE CO | COM | 194162103 | CALL | 18,400 shares | $1,200,000 |
| INVESCO VALUE MUN INCOME TR | COM | 46132P108 | — | 79,040 shares | $1,200,000 |
| CMS ENERGY CORP | COM | 125896100 | — | 40,411 shares | $1,199,000 |
| GOODRICH PETE CORP | COM NEW | 382410405 | CALL | 80,900 shares | $1,199,000 |
| TRI CONTL CORP | COM | 895436103 | — | 57,436 shares | $1,199,000 |
| ALPHA NATURAL RESOURCES INC | COM | 02076X102 | CALL | 482,890 shares | $1,198,000 |
| MARKET VECTORS ETF TR | OIL SVCS ETF | 57060U191 | CALL | 24,100 shares | $1,196,000 |
| SPDR INDEX SHS FDS | MIDEAST AFRICA | 78463X806 | — | 17,203 shares | $1,196,000 |
| TEEKAY LNG PARTNERS L P | PRTNRSP UNITS | Y8564M105 | — | 27,439 shares | $1,195,000 |
| UNDER ARMOUR INC | CL A | 904311107 | CALL | 17,300 shares | $1,195,000 |
| WATERS CORP | COM | 941848103 | — | 12,055 shares | $1,195,000 |
| FLOWERS FOODS INC | COM | 343498101 | — | 65,039 shares | $1,194,000 |
| ALEXANDRIA REAL ESTATE EQ IN | COM | 015271109 | — | 16,179 shares | $1,193,000 |
| NUVEEN BUILD AMER BD OPPTNY | COM | 67074Q102 | — | 56,251 shares | $1,193,000 |
| WESTERN ASSET MTG DEF OPPTY | COM | 95790B109 | — | 49,620 shares | $1,193,000 |
| OGE ENERGY CORP | COM | 670837103 | — | 32,106 shares | $1,191,000 |
| TCF FINL CORP | COM | 872275102 | — | 76,681 shares | $1,191,000 |
| TECHNE CORP | COM | 878377100 | — | 12,728 shares | $1,191,000 |
| CHINA LIFE INS CO LTD | SPON ADR REP H | 16939P106 | — | 28,537 shares | $1,190,000 |
| BLACKROCK MUNIHLDS INVSTM QL | COM | 09254P108 | — | 85,509 shares | $1,189,000 |
| ITAU UNIBANCO HLDG SA | SPON ADR REP PFD | 465562106 | CALL | 85,500 shares | $1,187,000 |
| MEAD JOHNSON NUTRITION CO | COM | 582839106 | — | 12,340 shares | $1,187,000 |
| PATTERN ENERGY GROUP INC | CL A | 70338P100 | CALL | 38,400 shares | $1,187,000 |
| GLACIER BANCORP INC NEW | COM | 37637Q105 | — | 45,860 shares | $1,186,000 |
| PERMIAN BASIN RTY TR | UNIT BEN INT | 714236106 | — | 87,362 shares | $1,186,000 |
| ICAHN ENTERPRISES LP | DEPOSITARY UNIT | 451100101 | CALL | 11,200 shares | $1,185,000 |
| GATX CORP | COM | 361448103 | — | 20,235 shares | $1,181,000 |
| BLACKROCK MUNIHOLDNGS QLTY I | COM | 09254A101 | — | 90,986 shares | $1,180,000 |
| CNO FINL GROUP INC | COM | 12621E103 | — | 69,573 shares | $1,180,000 |
| KB FINANCIAL GROUP INC | SPONSORED ADR | 48241A105 | — | 32,563 shares | $1,179,000 |
| AMEDISYS INC | COM | 023436108 | — | 58,339 shares | $1,177,000 |
| DYAX CORP | COM | 26746E103 | CALL | 116,300 shares | $1,177,000 |
| HEALTH CARE REIT INC | COM | 42217K106 | — | 18,858 shares | $1,176,000 |
| SUNESIS PHARMACEUTICALS INC | COM NEW | 867328601 | PUT | 164,700 shares | $1,176,000 |
| GARMIN LTD | SHS | H2906T109 | PUT | 22,600 shares | $1,175,000 |
| PRAXAIR INC | COM | 74005P104 | CALL | 9,100 shares | $1,174,000 |
| COMPASS MINERALS INTL INC | COM | 20451N101 | — | 13,903 shares | $1,172,000 |
| HANCOCK JOHN FINL OPPTYS FD | SH BEN INT NEW | 409735206 | — | 52,761 shares | $1,172,000 |
| PUBLIC SVC ENTERPRISE GROUP | COM | 744573106 | — | 31,475 shares | $1,172,000 |
| GREENHILL & CO INC | COM | 395259104 | — | 25,175 shares | $1,170,000 |
| ROYAL BK SCOTLAND GROUP PLC | ADR PREF SHS Q | 780097754 | — | 46,785 shares | $1,170,000 |
| THERAPEUTICSMD INC | COM | 88338N107 | CALL | 251,300 shares | $1,166,000 |
| CANADIAN SOLAR INC | COM | 136635109 | — | 32,561 shares | $1,165,000 |
| DIREXION SHS ETF TR | DLY FIN BULL NEW | 25459Y694 | CALL | 11,300 shares | $1,164,000 |
| WISDOMTREE TR | GLB EQTY INC FD | 97717W877 | — | 25,092 shares | $1,163,000 |
| TESORO LOGISTICS LP | COM UNIT LP | 88160T107 | CALL | 16,400 shares | $1,161,000 |
| GENERAL MLS INC | COM | 370334104 | PUT | 23,000 shares | $1,160,000 |
| ISHARES TR | IRELAND CAPD ETF | 46429B507 | — | 33,677 shares | $1,160,000 |
| DIREXION SHS ETF TR | DLY FIN BULL NEW | 25459Y694 | — | 11,255 shares | $1,159,000 |
| FIRST TR EXCH TRD ALPHA FD I | EM SML CP ALPH | 33737J307 | — | 31,943 shares | $1,159,000 |
| SAP AG | SPON ADR | 803054204 | — | 16,028 shares | $1,157,000 |
| CEPHEID | COM | 15670R107 | — | 26,255 shares | $1,156,000 |
| DIGITAL RLTY TR INC | COM | 253868103 | — | 18,525 shares | $1,156,000 |
| EOG RES INC | COM | 26875P101 | — | 11,675 shares | $1,156,000 |
| H & Q LIFE SCIENCES INVS | SH BEN INT | 404053100 | — | 52,326 shares | $1,156,000 |
| SUNPOWER CORP | COM | 867652406 | — | 34,054 shares | $1,154,000 |
| COMPASS MINERALS INTL INC | COM | 20451N101 | — | 13,675 shares | $1,153,000 |
| UNITED STATES OIL FUND LP | UNITS | 91232N108 | — | 33,495 shares | $1,153,000 |
| CORESITE RLTY CORP | COM | 21870Q105 | — | 35,061 shares | $1,152,000 |
| MDU RES GROUP INC | COM | 552690109 | — | 41,413 shares | $1,152,000 |
| SOUTHWEST AIRLS CO | COM | 844741108 | CALL | 34,100 shares | $1,152,000 |