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UBS AG
Period ended Sep 30, 2014 · Latest filing Nov 12, 2014
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2014: $135,582,726,000
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2014. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares: $5,234,289,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · PUT: $2,805,798,000
- UBS AG · SHS NEW · H89231338 · shares: $1,708,821,000
- APPLE INC · COM · 037833100 · shares: $1,698,006,000
- MICROSOFT CORP · COM · 594918104 · shares: $1,309,238,000
- JOHNSON & JOHNSON · COM · 478160104 · shares: $1,175,481,000
- ISHARES TR · MSCI EMG MKT ETF · 464287234 · shares · PUT: $1,076,819,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · CALL: $1,069,771,000
- INTEL CORP · COM · 458140100 · shares: $969,358,000
- ISHARES TR · RUSSELL 2000 ETF · 464287655 · shares: $897,841,000
Filing totals differ
The filing summary reports $135,582,726,000, while the holdings entries total $135,582,744,000.
Reported holdings
15,317 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| ISHARES | GLOB UTILITS ETF | 464288711 | — | 22,710 shares | $1,084,000 |
| SCHWAB STRATEGIC TR | US MID-CAP ETF | 808524508 | — | 28,007 shares | $1,084,000 |
| ELBIT SYS LTD | ORD | M3760D101 | — | 17,450 shares | $1,083,000 |
| MACQUARIE FT TR GB INF UT DI | COM | 55607W100 | — | 64,454 shares | $1,083,000 |
| OFFICE DEPOT INC | COM | 676220106 | — | 210,748 shares | $1,083,000 |
| SPDR SERIES TRUST | HLTH CARE SVCS | 78464A573 | — | 10,509 shares | $1,080,000 |
| MOSAIC CO NEW | COM | 61945C103 | PUT | 24,300 shares | $1,079,000 |
| ISIS PHARMACEUTICALS INC | COM | 464330109 | PUT | 27,700 shares | $1,076,000 |
| NUCOR CORP | COM | 670346105 | — | 19,800 shares | $1,075,000 |
| DONNELLEY R R & SONS CO | COM | 257867101 | — | 65,219 shares | $1,074,000 |
| DTE ENERGY CO | COM | 233331107 | — | 14,112 shares | $1,074,000 |
| LAREDO PETROLEUM INC | COM | 516806106 | — | 47,907 shares | $1,074,000 |
| SAFEWAY INC | COM NEW | 786514208 | CALL | 31,300 shares | $1,074,000 |
| AES CORP | COM | 00130H105 | — | 75,662 shares | $1,073,000 |
| AXCELIS TECHNOLOGIES INC | COM | 054540109 | — | 539,131 shares | $1,073,000 |
| CULLEN FROST BANKERS INC | COM | 229899109 | — | 14,019 shares | $1,073,000 |
| LEGG MASON INC | COM | 524901105 | — | 20,974 shares | $1,073,000 |
| CERNER CORP | COM | 156782104 | — | 18,000 shares | $1,072,000 |
| EMERGE ENERGY SVCS LP | COM REP PARTN | 29102H108 | CALL | 9,300 shares | $1,072,000 |
| OLD REP INTL CORP | COM | 680223104 | — | 75,044 shares | $1,072,000 |
| LYONDELLBASELL INDUSTRIES N | SHS - A - | N53745100 | — | 9,853 shares | $1,071,000 |
| NUVEEN MUN ADVANTAGE FD INC | COM | 67062H106 | — | 79,359 shares | $1,071,000 |
| AUTOZONE INC | COM | 053332102 | — | 2,100 shares | $1,070,000 |
| CENTRAL GOLDTRUST | TR UNIT | 153546106 | — | 25,858 shares | $1,070,000 |
| KINDRED HEALTHCARE INC | COM | 494580103 | — | 55,164 shares | $1,070,000 |
| OASIS PETE INC NEW | COM | 674215108 | PUT | 25,600 shares | $1,070,000 |
| SYMANTEC CORP | COM | 871503108 | — | 45,530 shares | $1,070,000 |
| FIFTH THIRD BANCORP | COM | 316773100 | — | 53,400 shares | $1,069,000 |
| ISHARES | GLB CNS DISC ETF | 464288745 | — | 13,232 shares | $1,069,000 |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | CALL | 16,700 shares | $1,067,000 |
| TEMPLETON EMERGING MKTS FD I | COM | 880191101 | — | 60,128 shares | $1,067,000 |
| ACADIA PHARMACEUTICALS INC | COM | 004225108 | — | 43,048 shares | $1,066,000 |
| BARCLAYS BANK PLC | ETN DJUBS ENRG37 | 06739H750 | — | 62,719 shares | $1,066,000 |
| CHINA LIFE INS CO LTD | SPON ADR REP H | 16939P106 | — | 25,564 shares | $1,066,000 |
| SUNOPTA INC | COM | 8676EP108 | — | 88,316 shares | $1,066,000 |
| INVESCO LTD | SHS | G491BT108 | — | 26,965 shares | $1,065,000 |
| MACERICH CO | COM | 554382101 | — | 16,679 shares | $1,065,000 |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | PUT | 7,700 shares | $1,064,000 |
| NIELSEN N V | COM | N63218106 | — | 23,996 shares | $1,064,000 |
| NEUSTAR INC | CL A | 64126X201 | — | 42,778 shares | $1,062,000 |
| ORIX CORP | SPONSORED ADR | 686330101 | — | 15,385 shares | $1,062,000 |
| AGNICO EAGLE MINES LTD | COM | 008474108 | CALL | 36,500 shares | $1,060,000 |
| BLACKROCK MUNIYIELD N J FD I | COM | 09254Y109 | — | 73,032 shares | $1,060,000 |
| FIBRIA CELULOSE S A | SP ADR REP COM | 31573A109 | — | 96,390 shares | $1,060,000 |
| FLEXSHARES TR | QUALT DIVD IDX | 33939L860 | — | 30,430 shares | $1,060,000 |
| KEYCORP NEW | COM | 493267108 | — | 79,555 shares | $1,060,000 |
| OMNICOM GROUP INC | COM | 681919106 | — | 15,400 shares | $1,060,000 |
| TORO CO | COM | 891092108 | — | 17,875 shares | $1,059,000 |
| DSW INC | CL A | 23334L102 | — | 35,145 shares | $1,058,000 |
| BLACKROCK MUNIHLDGS FD II IN | COM | 09253P109 | — | 70,599 shares | $1,057,000 |
| AUXILIUM PHARMACEUTICALS INC | COM | 05334D107 | — | 35,364 shares | $1,056,000 |
| CELLDEX THERAPEUTICS INC NEW | COM | 15117B103 | PUT | 81,500 shares | $1,056,000 |
| MARKET VECTORS ETF TR | GBL ALTER ENRG | 57061R593 | — | 17,715 shares | $1,055,000 |
| MARRIOTT INTL INC NEW | CL A | 571903202 | — | 15,086 shares | $1,055,000 |
| DOLLAR GEN CORP NEW | COM | 256677105 | — | 17,249 shares | $1,054,000 |
| WASHINGTON FED INC | COM | 938824109 | — | 51,754 shares | $1,054,000 |
| WHITING PETE CORP NEW | COM | 966387102 | — | 13,581 shares | $1,053,000 |
| NATUS MEDICAL INC DEL | COM | 639050103 | — | 35,634 shares | $1,052,000 |
| NUVEEN NY MUN VALUE FD | COM | 67062M105 | — | 108,349 shares | $1,052,000 |
| RYDEX ETF TRUST | GUG S&P500EQWTHC | 78355W841 | — | 8,139 shares | $1,050,000 |
| BLACKROCK FLOAT RATE OME STR | COM | 09255X100 | — | 74,581 shares | $1,049,000 |
| MARKET VECTORS ETF TR | PRE-RF MUN ETF | 57060U738 | — | 42,755 shares | $1,048,000 |
| KORN FERRY INTL | COM NEW | 500643200 | — | 42,024 shares | $1,046,000 |
| AMETEK INC NEW | COM | 031100100 | — | 20,816 shares | $1,045,000 |
| JAZZ PHARMACEUTICALS PLC | SHS USD | G50871105 | PUT | 6,500 shares | $1,044,000 |
| APOLLO TACTICAL INCOME FD IN | COM | 037638103 | — | 60,292 shares | $1,043,000 |
| SOURCE CAP INC | COM | 836144105 | — | 16,046 shares | $1,043,000 |
| ALCATEL-LUCENT | SPONSORED ADR | 013904305 | — | 343,951 shares | $1,042,000 |
| TAUBMAN CTRS INC | COM | 876664103 | — | 14,279 shares | $1,042,000 |
| LATAM AIRLS GROUP S A | SPONSORED ADR | 51817R106 | — | 91,432 shares | $1,040,000 |
| PETROLEO BRASILEIRO SA PETRO | SPONSORED ADR | 71654V408 | — | 73,310 shares | $1,040,000 |
| HILTON WORLDWIDE HLDGS INC | COM | 43300A104 | PUT | 42,200 shares | $1,039,000 |
| ROYAL BK SCOTLAND PLC | GOLD TRENDP ETN | 78009L407 | — | 41,533 shares | $1,039,000 |
| ADVANCED MICRO DEVICES INC | COM | 007903107 | — | 304,319 shares | $1,038,000 |
| BARCLAYS PLC | ADR | 06738E204 | — | 70,120 shares | $1,038,000 |
| PROSHARES TR | PSHS ULT S&P 500 | 74347R107 | — | 8,820 shares | $1,038,000 |
| RALPH LAUREN CORP | CL A | 751212101 | CALL | 6,300 shares | $1,038,000 |
| COSTAR GROUP INC | COM | 22160N109 | — | 6,665 shares | $1,037,000 |
| AMERISOURCEBERGEN CORP | COM | 03073E105 | — | 13,400 shares | $1,036,000 |
| BURGER KING WORLDWIDE INC | COM | 121220107 | — | 34,931 shares | $1,036,000 |
| WESTLAKE CHEM PARTNERS LP | COM UNIT RP LP | 960417103 | — | 35,671 shares | $1,034,000 |
| BHP BILLITON LTD | SPONSORED ADR | 088606108 | — | 17,552 shares | $1,033,000 |
| NEWMONT MINING CORP | COM | 651639106 | — | 44,836 shares | $1,033,000 |
| GRAINGER W W INC | COM | 384802104 | — | 4,100 shares | $1,032,000 |
| APARTMENT INVT & MGMT CO | CL A | 03748R101 | — | 32,357 shares | $1,030,000 |
| DUN & BRADSTREET CORP DEL NE | COM | 26483E100 | — | 8,767 shares | $1,030,000 |
| MCGRAW HILL FINL INC | COM | 580645109 | PUT | 12,200 shares | $1,030,000 |
| GABELLI MULTIMEDIA TR INC | COM | 36239Q109 | — | 109,593 shares | $1,029,000 |
| SPDR INDEX SHS FDS | S&P EM MKT DIV | 78463X533 | — | 28,130 shares | $1,029,000 |
| KELLOGG CO | COM | 487836108 | — | 16,682 shares | $1,028,000 |
| AGCO CORP | COM | 001084102 | PUT | 22,600 shares | $1,027,000 |
| PETROLEO BRASILEIRO SA PETRO | SP ADR NON VTG | 71654V101 | — | 68,945 shares | $1,027,000 |
| TEVA PHARMACEUTICAL INDS LTD | ADR | 881624209 | — | 19,100 shares | $1,027,000 |
| BECTON DICKINSON & CO | COM | 075887109 | PUT | 9,013 shares | $1,026,000 |
| ENLINK MIDSTREAM LLC | COM UNIT REP LTD | 29336T100 | — | 24,784 shares | $1,024,000 |
| SEARS HLDGS CORP | COM | 812350106 | PUT | 40,600 shares | $1,024,000 |
| TAKE-TWO INTERACTIVE SOFTWAR | COM | 874054109 | CALL | 44,400 shares | $1,024,000 |
| MID-AMER APT CMNTYS INC | COM | 59522J103 | — | 15,578 shares | $1,023,000 |
| VEECO INSTRS INC DEL | COM | 922417100 | — | 29,205 shares | $1,021,000 |
| ROSETTA RESOURCES INC | COM | 777779307 | — | 22,900 shares | $1,020,000 |