UBS AG

Period ended Sep 30, 2014 · Latest filing Nov 12, 2014

These quarterly holdings are delayed and may not include all assets or short positions. Values are from the reporting date, not current prices or purchase costs. The same security may appear in multiple rows.

Source: SEC

Reported portfolio value

Quarter-end reported holdings; not current value or investment performance.

View reported values

Sep 30, 2014: $135,582,726,000

More quarters will appear as history becomes available.

Top holdings

Top 10 at Sep 30, 2014. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.

Rank by

View top holdings values

SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares: $5,234,289,000
SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · PUT: $2,805,798,000
UBS AG · SHS NEW · H89231338 · shares: $1,708,821,000
APPLE INC · COM · 037833100 · shares: $1,698,006,000
MICROSOFT CORP · COM · 594918104 · shares: $1,309,238,000
JOHNSON & JOHNSON · COM · 478160104 · shares: $1,175,481,000
ISHARES TR · MSCI EMG MKT ETF · 464287234 · shares · PUT: $1,076,819,000
SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · CALL: $1,069,771,000
INTEL CORP · COM · 458140100 · shares: $969,358,000
ISHARES TR · RUSSELL 2000 ETF · 464287655 · shares: $897,841,000

Filing totals differ

The filing summary reports $135,582,726,000, while the holdings entries total $135,582,744,000.

Reported holdings

15,317 reported entries

Issuer	Class	CUSIP	Type	Shares / principal	Reported value (USD)
INCYTE CORP	COM	45337C102	—	20,778 shares	$1,019,000
LENNOX INTL INC	COM	526107107	—	13,252 shares	$1,019,000
FULLER H B CO	COM	359694106	—	25,610 shares	$1,017,000
GRACO INC	COM	384109104	—	13,939 shares	$1,017,000
WILEY JOHN & SONS INC	CL A	968223206	—	18,132 shares	$1,017,000
CUMMINS INC	COM	231021106	PUT	7,700 shares	$1,016,000
JACOBS ENGR GROUP INC DEL	COM	469814107	—	20,803 shares	$1,016,000
SERVICEMASTER GLOBAL HLDGS I	COM	81761R109	—	41,987 shares	$1,016,000
WEYERHAEUSER CO	COM	962166104	—	31,885 shares	$1,016,000
AMERICAN FINL GROUP INC OHIO	COM	025932104	—	17,536 shares	$1,015,000
TWITTER INC	COM	90184L102	—	19,670 shares	$1,015,000
MYLAN INC	COM	628530107	—	22,300 shares	$1,014,000
SALIENT MLP & ENERGY INFRSTR	COM SH BEN INT	79471T100	—	30,302 shares	$1,014,000
WEST PHARMACEUTICAL SVSC INC	COM	955306105	—	22,635 shares	$1,013,000
WENDYS CO	COM	95058W100	CALL	122,500 shares	$1,012,000
AMPHENOL CORP NEW	CL A	032095101	—	10,125 shares	$1,011,000
BLACKROCK MUNIENHANCED FD IN	COM	09253Y100	—	90,285 shares	$1,011,000
ROPER INDS INC NEW	COM	776696106	—	6,900 shares	$1,009,000
WISDOMTREE TR	JP SMALLCP DIV	97717W836	—	19,607 shares	$1,009,000
BRUKER CORP	COM	116794108	—	54,434 shares	$1,008,000
POWERSHARES GLOBAL ETF TRUST	NY MUNI BD ETF	73936T458	—	41,661 shares	$1,007,000
RITCHIE BROS AUCTIONEERS	COM	767744105	—	44,955 shares	$1,007,000
DR PEPPER SNAPPLE GROUP INC	COM	26138E109	—	15,626 shares	$1,005,000
O REILLY AUTOMOTIVE INC NEW	COM	67103H107	—	6,683 shares	$1,005,000
PIMCO ETF TR	15+ YR US TIPS	72201R304	—	15,845 shares	$1,005,000
WHOLE FOODS MKT INC	COM	966837106	—	26,370 shares	$1,005,000
EATON VANCE CALIF MUN BD FD	COM	27828A100	—	88,470 shares	$1,004,000
NUVEEN ARIZ PREM INCOME MUN	COM	67061W104	—	73,642 shares	$1,004,000
PENN VA CORP	COM	707882106	CALL	79,000 shares	$1,004,000
PROTO LABS INC	COM	743713109	—	14,555 shares	$1,004,000
SJW CORP	COM	784305104	—	37,365 shares	$1,004,000
REYNOLDS AMERICAN INC	COM	761713106	—	17,000 shares	$1,003,000
NORTHWEST NAT GAS CO	COM	667655104	—	23,718 shares	$1,002,000
MGIC INVT CORP WIS	COM	552848103	PUT	128,000 shares	$1,000,000
POWERSHARES ETF TRUST	CLEANTECH PORT	73935X278	—	34,094 shares	$1,000,000
DONALDSON INC	COM	257651109	—	24,593 shares	$999,000
INVESCO LTD	SHS	G491BT108	—	25,297 shares	$999,000
KKR & CO L P DEL	COM UNITS	48248M102	PUT	44,800 shares	$999,000
PARKER HANNIFIN CORP	COM	701094104	—	8,750 shares	$999,000
ZS PHARMA INC	COM	98979G105	—	25,467 shares	$999,000
DENBURY RES INC	COM NEW	247916208	—	66,414 shares	$998,000
GENTHERM INC	COM	37253A103	—	23,625 shares	$998,000
ZILLOW INC	CL A	98954A107	PUT	8,600 shares	$998,000
NETAPP INC	COM	64110D104	—	23,210 shares	$997,000
RED HAT INC	COM	756577102	—	17,734 shares	$996,000
CHARLES RIV LABS INTL INC	COM	159864107	—	16,656 shares	$995,000
NTELOS HLDGS CORP	COM NEW	67020Q305	—	93,536 shares	$995,000
YY INC	ADS REPCOM CLA	98426T106	—	13,292 shares	$995,000
ZIMMER HLDGS INC	COM	98956P102	—	9,900 shares	$995,000
FIRST TR ENERGY INFRASTRCTR	COM	33738C103	—	41,648 shares	$994,000
ULTRA PETROLEUM CORP	COM	903914109	CALL	42,600 shares	$991,000
APPROACH RESOURCES INC	COM	03834A103	PUT	68,300 shares	$990,000
ISHARES TR	MSCI PHILIPS ETF	46429B408	—	25,976 shares	$989,000
UNITED RENTALS INC	COM	911363109	CALL	8,900 shares	$989,000
FCB FINL HLDGS INC	CL A	30255G103	—	43,509 shares	$988,000
PROSHARES TR	PSHS ULTRA QQQ	74347R206	—	7,862 shares	$988,000
DISCOVERY COMMUNICATNS NEW	COM SER A	25470F104	—	26,105 shares	$987,000
KBR INC	COM	48242W106	PUT	52,400 shares	$987,000
OPEN TEXT CORP	COM	683715106	—	17,803 shares	$987,000
COVIDIEN PLC	SHS	G2554F113	PUT	11,400 shares	$986,000
DONALDSON INC	COM	257651109	—	24,272 shares	$986,000
F5 NETWORKS INC	COM	315616102	CALL	8,300 shares	$986,000
MOSAIC CO NEW	COM	61945C103	CALL	22,200 shares	$986,000
POWERSHARES ETF TR II	S&P SMCP IND P	73937B878	—	23,563 shares	$986,000
PRICESMART INC	COM	741511109	—	11,512 shares	$986,000
PRINCIPAL FINL GROUP INC	COM	74251V102	—	18,800 shares	$986,000
WEINGARTEN RLTY INVS	SH BEN INT	948741103	—	31,314 shares	$986,000
CELLCOM ISRAEL LTD	SHS	M2196U109	—	89,687 shares	$985,000
LINCOLN ELEC HLDGS INC	COM	533900106	—	14,250 shares	$985,000
SEAGATE TECHNOLOGY PLC	SHS	G7945M107	CALL	17,200 shares	$985,000
CLOVIS ONCOLOGY INC	COM	189464100	PUT	21,700 shares	$984,000
ISHARES	MSCI HONG KG ETF	464286871	—	48,418 shares	$984,000
SEMGROUP CORP	CL A	81663A105	—	11,817 shares	$984,000
MGE ENERGY INC	COM	55277P104	—	26,376 shares	$983,000
SUSSER PETE PARTNERS LP	COM U REP LP	869239103	—	17,870 shares	$983,000
CHINA PETE & CHEM CORP	SPON ADR H SHS	16941R108	—	11,237 shares	$982,000
PNC FINL SVCS GROUP INC	*W EXP 12/31/201	693475121	—	42,971 shares	$982,000
ISHARES	MSCI SPAN CP ETF	464286764	—	25,192 shares	$980,000
PROCERA NETWORKS INC	COM NEW	74269U203	—	102,300 shares	$980,000
SPDR INDEX SHS FDS	S&P GBLINF ETF	78463X855	—	20,159 shares	$980,000
ALLIANT ENERGY CORP	COM	018802108	—	17,662 shares	$979,000
SIGMA ALDRICH CORP	COM	826552101	—	7,200 shares	$979,000
TTM TECHNOLOGIES INC	COM	87305R109	—	143,786 shares	$979,000
PRUDENTIAL SHT DURATION HG Y	COM	74442F107	—	58,460 shares	$978,000
DELTA NAT GAS INC	COM	247748106	—	49,443 shares	$977,000
DINEEQUITY INC	COM	254423106	—	11,965 shares	$976,000
REGENCY ENERGY PARTNERS L P	COM UNITS L P	75885Y107	PUT	29,900 shares	$975,000
M & T BK CORP	COM	55261F104	—	7,900 shares	$974,000
AETNA INC NEW	COM	00817Y108	CALL	12,000 shares	$972,000
BCE INC	COM NEW	05534B760	—	22,685 shares	$970,000
ANDERSONS INC	COM	034164103	—	15,418 shares	$969,000
DURATA THERAPEUTICS INC	COM	26658A107	PUT	76,400 shares	$969,000
SOUTHERN CO	COM	842587107	CALL	22,200 shares	$969,000
ALTISOURCE PORTFOLIO SOLNS S	REG SHS	L0175J104	CALL	9,600 shares	$968,000
GAZIT GLOBE LTD	SHS	M4793C102	—	77,954 shares	$968,000
AMERICAN SCIENCE & ENGR INC	COM	029429107	—	17,457 shares	$967,000
NATIONAL HEALTH INVS INC	COM	63633D104	—	16,910 shares	$966,000
SPDR SER TR	SPDR BOFA ML	78468R507	—	32,187 shares	$966,000
PACWEST BANCORP DEL	COM	695263103	—	23,381 shares	$964,000
PDC ENERGY INC	COM	69327R101	—	19,121 shares	$962,000