UBS AG

Period ended Sep 30, 2014 · Latest filing Nov 12, 2014

These quarterly holdings are delayed and may not include all assets or short positions. Values are from the reporting date, not current prices or purchase costs. The same security may appear in multiple rows.

Source: SEC

Reported portfolio value

Quarter-end reported holdings; not current value or investment performance.

View reported values

Sep 30, 2014: $135,582,726,000

More quarters will appear as history becomes available.

Top holdings

Top 10 at Sep 30, 2014. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.

Rank by

View top holdings values

SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares: $5,234,289,000
SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · PUT: $2,805,798,000
UBS AG · SHS NEW · H89231338 · shares: $1,708,821,000
APPLE INC · COM · 037833100 · shares: $1,698,006,000
MICROSOFT CORP · COM · 594918104 · shares: $1,309,238,000
JOHNSON & JOHNSON · COM · 478160104 · shares: $1,175,481,000
ISHARES TR · MSCI EMG MKT ETF · 464287234 · shares · PUT: $1,076,819,000
SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · CALL: $1,069,771,000
INTEL CORP · COM · 458140100 · shares: $969,358,000
ISHARES TR · RUSSELL 2000 ETF · 464287655 · shares: $897,841,000

Filing totals differ

The filing summary reports $135,582,726,000, while the holdings entries total $135,582,744,000.

Reported holdings

15,317 reported entries

Issuer	Class	CUSIP	Type	Shares / principal	Reported value (USD)
BIO RAD LABS INC	CL A	090572207	—	8,472 shares	$961,000
COEUR MNG INC	COM NEW	192108504	PUT	193,800 shares	$961,000
ALLEGHANY CORP DEL	COM	017175100	—	2,296 shares	$960,000
WASHINGTON REAL ESTATE INVT	SH BEN INT	939653101	—	37,823 shares	$960,000
WISDOMTREE TR	EMERG CUR STR FD	97717W133	—	48,770 shares	$960,000
NORDSON CORP	COM	655663102	—	12,611 shares	$959,000
RBC BEARINGS INC	COM	75524B104	—	16,870 shares	$957,000
ITT EDUCATIONAL SERVICES INC	COM	45068B109	PUT	222,500 shares	$955,000
PUTNAM MUN OPPORTUNITIES TR	SH BEN INT	746922103	—	81,604 shares	$955,000
GALLAGHER ARTHUR J & CO	COM	363576109	—	21,036 shares	$954,000
HORIZON PHARMA PLC	SHS	G4617B105	—	77,654 shares	$954,000
LIBERTY ALL STAR EQUITY FD	SH BEN INT	530158104	—	163,502 shares	$953,000
BANK AMER CORP	*W EXP 01/16/201	060505146	—	126,935 shares	$952,000
WABASH NATL CORP	COM	929566107	—	71,472 shares	$952,000
V F CORP	COM	918204108	CALL	14,400 shares	$951,000
CALGON CARBON CORP	COM	129603106	—	49,039 shares	$950,000
SONIC AUTOMOTIVE INC	CL A	83545G102	—	38,774 shares	$950,000
FEDERATED ENHANC TREAS INCM	COM SH BEN INT	314162108	—	70,484 shares	$949,000
INTERNATIONAL FLAVORS&FRAGRA	COM	459506101	—	9,879 shares	$947,000
TERRA NITROGEN CO L P	COM UNIT	881005201	—	6,557 shares	$947,000
ENCANA CORP	COM	292505104	—	44,600 shares	$946,000
KROGER CO	COM	501044101	CALL	18,200 shares	$946,000
NEWELL RUBBERMAID INC	COM	651229106	CALL	27,500 shares	$946,000
GLOBAL X FDS	SOCIAL MED ETF	37950E416	—	49,105 shares	$945,000
WELLPOINT INC	COM	94973V107	PUT	7,900 shares	$945,000
CONSOLIDATED WATER CO INC	ORD	G23773107	—	80,860 shares	$944,000
GUGGENHEIM EQ WEIGHT ENHANC	COM SH BEN INT	40167M106	—	47,804 shares	$944,000
LINCOLN NATL CORP IND	COM	534187109	—	17,621 shares	$944,000
PIONEER HIGH INCOME TR	COM	72369H106	—	55,496 shares	$941,000
VANGUARD SCOTTSDALE FDS	INT-TERM GOV	92206C706	—	14,757 shares	$941,000
ANALOG DEVICES INC	COM	032654105	—	19,000 shares	$940,000
COGNIZANT TECHNOLOGY SOLUTIO	CL A	192446102	PUT	21,000 shares	$940,000
MARATHON PETE CORP	COM	56585A102	PUT	11,100 shares	$940,000
U S SILICA HLDGS INC	COM	90346E103	—	15,041 shares	$940,000
NUVEEN MTG OPPORTUNITY TERM	COM	670735109	—	39,508 shares	$938,000
ATLAS PIPELINE PARTNERS LP	UNIT L P INT	049392103	PUT	25,700 shares	$937,000
CARNIVAL CORP	PAIRED CTF	143658300	—	23,300 shares	$936,000
TENNECO INC	COM	880349105	—	17,870 shares	$935,000
KIMCO RLTY CORP	COM	49446R109	—	42,628 shares	$934,000
POWERSHARES ETF TRUST	FND PUR MDVAL PT	73935X880	—	35,724 shares	$934,000
AMERCO	COM	023586100	—	3,562 shares	$933,000
NUVEEN FLTNG RTE INCM OPP FD	COM SHS	6706EN100	—	81,984 shares	$933,000
ATWOOD OCEANICS INC	COM	050095108	—	21,342 shares	$932,000
BARCLAYS PLC	ADR	06738E204	PUT	62,900 shares	$932,000
CLOROX CO DEL	COM	189054109	CALL	9,700 shares	$932,000
SENIOR HSG PPTYS TR	SH BEN INT	81721M109	—	44,527 shares	$932,000
SONY CORP	ADR NEW	835699307	—	51,678 shares	$932,000
CHARTER COMMUNICATIONS INC D	CL A NEW	16117M305	—	6,150 shares	$931,000
TUPPERWARE BRANDS CORP	COM	899896104	—	13,480 shares	$931,000
ACORDA THERAPEUTICS INC	COM	00484M106	—	27,460 shares	$930,000
KENNEDY-WILSON HLDGS INC	COM	489398107	—	38,800 shares	$930,000
MADISON CVRED CALL & EQ STR	COM	557437100	—	110,663 shares	$930,000
B/E AEROSPACE INC	COM	073302101	—	11,070 shares	$929,000
PIMCO ETF TR	INV GRD CRP BD	72201R817	—	9,081 shares	$929,000
ST JUDE MED INC	COM	790849103	—	15,455 shares	$929,000
TE CONNECTIVITY LTD	REG SHS	H84989104	—	16,800 shares	$929,000
BANK HAWAII CORP	COM	062540109	—	16,335 shares	$928,000
ISHARES	MSCI CH CAP ETF	464286640	—	21,774 shares	$928,000
DREYFUS STRATEGIC MUN BD FD	COM	26202F107	—	115,149 shares	$927,000
GFI GROUP INC	COM	361652209	—	171,427 shares	$927,000
MBIA INC	COM	55262C100	—	100,914 shares	$926,000
MFS CHARTER INCOME TR	SH BEN INT	552727109	—	104,427 shares	$925,000
CORPORATE EXECUTIVE BRD CO	COM	21988R102	—	15,385 shares	$924,000
FRANCO NEVADA CORP	COM	351858105	CALL	18,900 shares	$924,000
NUVEEN LG/SHT COMMODITY TOTR	COM UT BEN INT	670731108	—	62,579 shares	$924,000
TRACTOR SUPPLY CO	COM	892356106	—	15,015 shares	$924,000
EZCORP INC	CL A NON VTG	302301106	—	93,098 shares	$923,000
QUIDEL CORP	COM	74838J101	—	34,347 shares	$923,000
MOBILE TELESYSTEMS OJSC	SPONSORED ADR	607409109	—	61,740 shares	$922,000
WISDOMTREE TR	EARNING 500 FD	97717W588	—	13,375 shares	$921,000
ISHARES	MSCI JAPAN ETF	464286848	—	78,000 shares	$918,000
LIBERTY INTERACTIVE CORP	INT COM SER A	53071M104	CALL	32,200 shares	$918,000
MONSANTO CO NEW	COM	61166W101	—	8,160 shares	$918,000
SILVER STD RES INC	COM	82823L106	—	150,500 shares	$918,000
GAP INC DEL	COM	364760108	—	22,002 shares	$917,000
PROSHARES TR II	ULT VIX SHRT TRM	74347W346	—	30,952 shares	$917,000
GLOBAL X FDS	SILVER MNR ETF	37950E853	—	86,123 shares	$916,000
INTEROIL CORP	COM	460951106	—	16,882 shares	$916,000
SHAW COMMUNICATIONS INC	CL B CONV	82028K200	—	37,435 shares	$916,000
REINSURANCE GROUP AMER INC	COM NEW	759351604	—	11,413 shares	$915,000
FIDELITY NATL INFORMATION SV	COM	31620M106	—	16,226 shares	$914,000
MICHAEL KORS HLDGS LTD	SHS	G60754101	—	12,800 shares	$914,000
NASDAQ OMX GROUP INC	COM	631103108	—	21,535 shares	$914,000
HERSHEY CO	COM	427866108	—	9,570 shares	$913,000
SPIRIT RLTY CAP INC NEW	COM	84860W102	—	83,200 shares	$913,000
CLEAR CHANNEL OUTDOOR HLDGS	CL A	18451C109	—	135,243 shares	$912,000
KATE SPADE & CO	COM	485865109	—	34,778 shares	$912,000
WESCO INTL INC	COM	95082P105	—	11,656 shares	$912,000
NEUSTAR INC	CL A	64126X201	—	36,685 shares	$911,000
BLACKROCK MUNIY QUALITY FD I	COM	09254G108	—	70,947 shares	$907,000
ISHARES	3-7 YR TR BD ETF	464288661	—	7,476 shares	$907,000
KEURIG GREEN MTN INC	COM	49271M100	—	6,969 shares	$907,000
MOBILEYE N V AMSTELVEEN	ORD SHS	N51488117	PUT	16,900 shares	$906,000
TUPPERWARE BRANDS CORP	COM	899896104	—	13,117 shares	$906,000
NORTHERN TR CORP	COM	665859104	—	13,300 shares	$905,000
SOUTH JERSEY INDS INC	COM	838518108	—	16,911 shares	$902,000
WELLS FARGO ADVANTAGE UTILS	COM	94987E109	—	69,987 shares	$902,000
CISCO SYS INC	COM	17275R102	—	35,815 shares	$901,000
PAN AMERICAN SILVER CORP	COM	697900108	—	82,100 shares	$901,000
TCW STRATEGIC INCOME FUND IN	COM	872340104	—	159,811 shares	$900,000