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UBS AG
Period ended Sep 30, 2014 · Latest filing Nov 12, 2014
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2014: $135,582,726,000
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2014. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares: $5,234,289,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · PUT: $2,805,798,000
- UBS AG · SHS NEW · H89231338 · shares: $1,708,821,000
- APPLE INC · COM · 037833100 · shares: $1,698,006,000
- MICROSOFT CORP · COM · 594918104 · shares: $1,309,238,000
- JOHNSON & JOHNSON · COM · 478160104 · shares: $1,175,481,000
- ISHARES TR · MSCI EMG MKT ETF · 464287234 · shares · PUT: $1,076,819,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · CALL: $1,069,771,000
- INTEL CORP · COM · 458140100 · shares: $969,358,000
- ISHARES TR · RUSSELL 2000 ETF · 464287655 · shares: $897,841,000
Filing totals differ
The filing summary reports $135,582,726,000, while the holdings entries total $135,582,744,000.
Reported holdings
15,317 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| SPDR SERIES TRUST | NUVN BR SHT MUNI | 78464A425 | — | 2,803,865 shares | $68,428,000 |
| COMCAST CORP NEW | CL A | 20030N101 | — | 1,270,746 shares | $68,341,000 |
| VANGUARD INDEX FDS | MCAP VL IDXVIP | 922908512 | — | 804,060 shares | $68,265,000 |
| MICROSOFT CORP | COM | 594918104 | CALL | 1,468,842 shares | $68,096,000 |
| CONAGRA FOODS INC | COM | 205887102 | — | 2,046,894 shares | $67,629,000 |
| SOUTHERN CO | COM | 842587107 | — | 1,545,683 shares | $67,469,000 |
| ROYAL DUTCH SHELL PLC | SPONS ADR A | 780259206 | — | 881,736 shares | $67,127,000 |
| FIRST TR EXCHANGE TRADED FD | NY ARCA BIOTECH | 33733E203 | — | 725,782 shares | $66,612,000 |
| YAHOO INC | COM | 984332106 | — | 1,634,098 shares | $66,589,000 |
| VANGUARD INDEX FDS | SM CP VAL ETF | 922908611 | — | 665,876 shares | $66,414,000 |
| SUNEDISON INC | COM | 86732Y109 | CALL | 3,512,000 shares | $66,307,000 |
| VANGUARD WHITEHALL FDS INC | HIGH DIV YLD | 921946406 | — | 991,324 shares | $65,834,000 |
| POWERSHARES ETF TRUST | DWA MOMENTUM PTF | 73935X153 | — | 1,674,186 shares | $65,812,000 |
| MORGAN STANLEY | COM NEW | 617446448 | — | 1,899,926 shares | $65,680,000 |
| GENERAL MTRS CO | COM | 37045V100 | — | 2,055,874 shares | $65,665,000 |
| WESTERN DIGITAL CORP | COM | 958102105 | — | 674,396 shares | $65,632,000 |
| MICRON TECHNOLOGY INC | COM | 595112103 | PUT | 1,914,800 shares | $65,601,000 |
| ISHARES TR | RUSSELL 3000 ETF | 464287689 | — | 559,150 shares | $65,303,000 |
| GENERAL MTRS CO | COM | 37045V100 | PUT | 2,039,200 shares | $65,132,000 |
| FIRST TR LRGE CP CORE ALPHA | COM SHS | 33734K109 | — | 1,493,034 shares | $64,962,000 |
| TRANSOCEAN LTD | REG SHS | H8817H100 | PUT | 2,028,798 shares | $64,861,000 |
| ANADARKO PETE CORP | COM | 032511107 | CALL | 639,100 shares | $64,830,000 |
| WISDOMTREE TR | EMERG MKTS ETF | 97717W315 | — | 1,345,058 shares | $64,267,000 |
| GILEAD SCIENCES INC | COM | 375558103 | CALL | 601,000 shares | $63,976,000 |
| BARCLAYS BK PLC | S&P 500 VEQTOR | 06740C337 | — | 423,369 shares | $63,903,000 |
| ISHARES | INTL SEL DIV ETF | 464288448 | — | 1,785,370 shares | $63,898,000 |
| JOHNSON & JOHNSON | COM | 478160104 | — | 598,461 shares | $63,790,000 |
| AMAZON COM INC | COM | 023135106 | CALL | 197,771 shares | $63,769,000 |
| HOME DEPOT INC | COM | 437076102 | PUT | 694,900 shares | $63,750,000 |
| LINKEDIN CORP | COM CL A | 53578A108 | PUT | 306,600 shares | $63,708,000 |
| BLACKROCK INC | COM | 09247X101 | — | 193,795 shares | $63,627,000 |
| COGNIZANT TECHNOLOGY SOLUTIO | CL A | 192446102 | — | 1,419,946 shares | $63,571,000 |
| DCP MIDSTREAM PARTNERS LP | COM UT LTD PTN | 23311P100 | — | 1,167,052 shares | $63,546,000 |
| CATERPILLAR INC DEL | COM | 149123101 | — | 640,162 shares | $63,395,000 |
| KIMBERLY CLARK CORP | COM | 494368103 | — | 588,507 shares | $63,306,000 |
| EL PASO PIPELINE PARTNERS L | COM UNIT LPI | 283702108 | — | 1,575,848 shares | $63,286,000 |
| FIRST TR EXCHANGE TRADED FD | DJ INTERNT IDX | 33733E302 | — | 1,031,147 shares | $62,797,000 |
| PIMCO DYNAMIC CR INCOME FD | COM SHS | 72202D106 | — | 2,790,476 shares | $62,702,000 |
| QUALCOMM INC | COM | 747525103 | PUT | 837,921 shares | $62,651,000 |
| ISHARES TR | S&P 100 ETF | 464287101 | — | 710,471 shares | $62,635,000 |
| ISHARES | MBS ETF | 464288588 | — | 578,609 shares | $62,553,000 |
| ISHARES TR | 7-10 Y TR BD ETF | 464287440 | — | 600,182 shares | $62,191,000 |
| ARES CAP CORP | COM | 04010L103 | — | 3,835,117 shares | $61,975,000 |
| DELPHI AUTOMOTIVE PLC | SHS | G27823106 | PUT | 1,008,100 shares | $61,837,000 |
| TEXAS PAC LD TR | SUB CTF PROP I T | 882610108 | — | 320,886 shares | $61,751,000 |
| BHP BILLITON LTD | SPONSORED ADR | 088606108 | — | 1,048,056 shares | $61,710,000 |
| CBS CORP NEW | CL B | 124857202 | CALL | 1,152,300 shares | $61,648,000 |
| NUSTAR ENERGY LP | UNIT COM | 67058H102 | — | 934,388 shares | $61,614,000 |
| DELTA AIR LINES INC DEL | COM NEW | 247361702 | — | 1,703,773 shares | $61,591,000 |
| POWERSHARES ETF TR II | S&P500 LOW VOL | 73937B779 | — | 1,760,650 shares | $61,570,000 |
| TESLA MTRS INC | COM | 88160R101 | PUT | 253,700 shares | $61,568,000 |
| EBAY INC | COM | 278642103 | PUT | 1,087,100 shares | $61,562,000 |
| ELECTRONIC ARTS INC | COM | 285512109 | — | 1,721,772 shares | $61,312,000 |
| ISHARES TR | S&P MC 400VL ETF | 464287705 | — | 508,423 shares | $61,168,000 |
| ISHARES TR | RUS 2000 VAL ETF | 464287630 | — | 653,632 shares | $61,154,000 |
| FIRST TR MID CAP CORE ALPHAD | COM SHS | 33735B108 | — | 1,213,790 shares | $60,944,000 |
| AMERICAN CAPITAL AGENCY CORP | COM | 02503X105 | — | 2,863,257 shares | $60,844,000 |
| AMERICAN EXPRESS CO | COM | 025816109 | — | 691,049 shares | $60,494,000 |
| SANOFI | SPONSORED ADR | 80105N105 | — | 1,070,884 shares | $60,430,000 |
| VANGUARD INDEX FDS | SML CP GRW ETF | 922908595 | — | 502,014 shares | $60,417,000 |
| GENESIS ENERGY L P | UNIT LTD PARTN | 371927104 | — | 1,144,098 shares | $60,225,000 |
| ATLAS PIPELINE PARTNERS LP | UNIT L P INT | 049392103 | — | 1,640,441 shares | $59,810,000 |
| BRISTOL MYERS SQUIBB CO | COM | 110122108 | — | 1,164,249 shares | $59,586,000 |
| PIMCO ETF TR | TOTL RETN ETF | 72201R775 | — | 547,300 shares | $59,426,000 |
| CHEVRON CORP NEW | COM | 166764100 | CALL | 496,800 shares | $59,278,000 |
| HEWLETT PACKARD CO | COM | 428236103 | — | 1,668,828 shares | $59,193,000 |
| YUM BRANDS INC | COM | 988498101 | — | 821,414 shares | $59,125,000 |
| SELECT SECTOR SPDR TR | SBI MATERIALS | 81369Y100 | — | 1,191,314 shares | $59,077,000 |
| FIRST TR EXCHANGE TRADED FD | CONSUMR DISCRE | 33734X101 | — | 1,818,817 shares | $58,948,000 |
| CHENIERE ENERGY PARTNERS LP | COM UNIT | 16411Q101 | — | 1,800,126 shares | $58,900,000 |
| WISDOMTREE TR | EUROPE SMCP DV | 97717W869 | — | 1,114,730 shares | $58,445,000 |
| MICHAEL KORS HLDGS LTD | SHS | G60754101 | — | 818,457 shares | $58,430,000 |
| OIL STS INTL INC | COM | 678026105 | — | 941,716 shares | $58,292,000 |
| POWERSHARES ETF TR II | S&P500 HGH BET | 73937B829 | — | 1,753,546 shares | $58,169,000 |
| BLACKSTONE GROUP L P | COM UNIT LTD | 09253U108 | PUT | 1,847,300 shares | $58,153,000 |
| MARKET VECTORS ETF TR | HG YLD MUN ETF | 57060U878 | — | 1,888,434 shares | $58,069,000 |
| INTL PAPER CO | COM | 460146103 | CALL | 1,211,000 shares | $57,813,000 |
| AMERICAN INTL GROUP INC | COM NEW | 026874784 | PUT | 1,066,400 shares | $57,607,000 |
| UNITED PARCEL SERVICE INC | CL B | 911312106 | — | 584,638 shares | $57,464,000 |
| TESLA MTRS INC | COM | 88160R101 | CALL | 236,645 shares | $57,429,000 |
| ITC HLDGS CORP | COM | 465685105 | — | 1,606,381 shares | $57,235,000 |
| CHENIERE ENERGY INC | COM NEW | 16411R208 | — | 714,260 shares | $57,162,000 |
| PFIZER INC | COM | 717081103 | — | 1,930,063 shares | $57,072,000 |
| VISA INC | COM CL A | 92826C839 | — | 266,363 shares | $56,834,000 |
| SPDR SERIES TRUST | S&P REGL BKG | 78464A698 | — | 1,497,235 shares | $56,685,000 |
| DIRECTV | COM | 25490A309 | — | 653,838 shares | $56,570,000 |
| GILEAD SCIENCES INC | COM | 375558103 | PUT | 530,700 shares | $56,493,000 |
| CUMMINS INC | COM | 231021106 | — | 426,493 shares | $56,289,000 |
| GLAXOSMITHKLINE PLC | SPONSORED ADR | 37733W105 | — | 1,224,309 shares | $56,281,000 |
| ALTRIA GROUP INC | COM | 02209S103 | — | 1,223,816 shares | $56,222,000 |
| PETROLEO BRASILEIRO SA PETRO | SPONSORED ADR | 71654V408 | CALL | 3,949,700 shares | $56,046,000 |
| AIR PRODS & CHEMS INC | COM | 009158106 | — | 429,917 shares | $55,967,000 |
| CVS HEALTH CORP | COM | 126650100 | — | 702,535 shares | $55,915,000 |
| ISHARES | MSCI GERMANY ETF | 464286806 | CALL | 2,004,400 shares | $55,522,000 |
| TWO HBRS INVT CORP | COM | 90187B101 | — | 5,726,589 shares | $55,376,000 |
| BROADCOM CORP | CL A | 111320107 | — | 1,369,347 shares | $55,349,000 |
| HALLIBURTON CO | COM | 406216101 | CALL | 857,100 shares | $55,292,000 |
| COVIDIEN PLC | SHS | G2554F113 | — | 636,573 shares | $55,070,000 |
| ISHARES SILVER TRUST | ISHARES | 46428Q109 | CALL | 3,366,800 shares | $55,047,000 |
| DILLARDS INC | CL A | 254067101 | CALL | 504,000 shares | $54,926,000 |