← Back to Discover
UBS AG
Period ended Sep 30, 2014 · Latest filing Nov 12, 2014
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2014: $135,582,726,000
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2014. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares: $5,234,289,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · PUT: $2,805,798,000
- UBS AG · SHS NEW · H89231338 · shares: $1,708,821,000
- APPLE INC · COM · 037833100 · shares: $1,698,006,000
- MICROSOFT CORP · COM · 594918104 · shares: $1,309,238,000
- JOHNSON & JOHNSON · COM · 478160104 · shares: $1,175,481,000
- ISHARES TR · MSCI EMG MKT ETF · 464287234 · shares · PUT: $1,076,819,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · CALL: $1,069,771,000
- INTEL CORP · COM · 458140100 · shares: $969,358,000
- ISHARES TR · RUSSELL 2000 ETF · 464287655 · shares: $897,841,000
Filing totals differ
The filing summary reports $135,582,726,000, while the holdings entries total $135,582,744,000.
Reported holdings
15,317 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| KIMBERLY CLARK CORP | COM | 494368103 | — | 510,171 shares | $54,879,000 |
| CORNING INC | COM | 219350105 | — | 2,835,224 shares | $54,833,000 |
| MARKET VECTORS ETF TR | OIL SVCS ETF | 57060U191 | — | 1,096,815 shares | $54,413,000 |
| MASTERCARD INC | CL A | 57636Q104 | — | 734,797 shares | $54,316,000 |
| TESORO LOGISTICS LP | COM UNIT LP | 88160T107 | — | 766,853 shares | $54,270,000 |
| ISHARES | RUS TP200 GR ETF | 464289438 | — | 1,117,043 shares | $54,244,000 |
| TEVA PHARMACEUTICAL INDS LTD | ADR | 881624209 | — | 999,550 shares | $53,726,000 |
| YELP INC | CL A | 985817105 | — | 786,987 shares | $53,712,000 |
| CATAMARAN CORP | COM | 148887102 | — | 1,273,822 shares | $53,692,000 |
| MERCK & CO INC NEW | COM | 58933Y105 | — | 904,456 shares | $53,616,000 |
| VANGUARD BD INDEX FD INC | INTERMED TERM | 921937819 | — | 636,212 shares | $53,607,000 |
| WILLIAMS PARTNERS L P | COM UNIT L P | 96950F104 | — | 1,010,346 shares | $53,599,000 |
| MARKET VECTORS ETF TR | GOLD MINER ETF | 57060U100 | — | 2,508,530 shares | $53,575,000 |
| REALPAGE INC | COM | 75606N109 | — | 3,449,195 shares | $53,463,000 |
| ICON PLC | SHS | G4705A100 | — | 932,761 shares | $53,382,000 |
| ISHARES TR | U.S. TECH ETF | 464287721 | — | 528,152 shares | $53,217,000 |
| MONSANTO CO NEW | COM | 61166W101 | — | 472,717 shares | $53,185,000 |
| ISHARES | MSCI TAIWAN ETF | 464286731 | — | 3,479,210 shares | $53,128,000 |
| CONOCOPHILLIPS | COM | 20825C104 | — | 690,502 shares | $52,837,000 |
| VANGUARD INDEX FDS | LARGE CAP ETF | 922908637 | — | 582,757 shares | $52,716,000 |
| AUTOMATIC DATA PROCESSING IN | COM | 053015103 | — | 633,911 shares | $52,665,000 |
| GOOGLE INC | CL C | 38259P706 | — | 91,211 shares | $52,662,000 |
| NETFLIX INC | COM | 64110L106 | PUT | 116,700 shares | $52,653,000 |
| SPDR INDEX SHS FDS | EURO STOXX 50 | 78463X202 | — | 1,325,639 shares | $52,628,000 |
| DEVON ENERGY CORP NEW | COM | 25179M103 | — | 771,384 shares | $52,593,000 |
| WISDOMTREE TR | JAPN HEDGE EQT | 97717W851 | — | 1,002,755 shares | $52,464,000 |
| TWITTER INC | COM | 90184L102 | PUT | 1,013,100 shares | $52,256,000 |
| NEWCASTLE INVT CORP NEW | COM NEW | 65105M504 | — | 4,117,412 shares | $52,209,000 |
| WILLIAMS COS INC DEL | COM | 969457100 | — | 942,751 shares | $52,181,000 |
| ISHARES | MSCI MEX CAP ETF | 464286822 | — | 758,907 shares | $52,160,000 |
| PHILLIPS 66 | COM | 718546104 | CALL | 640,400 shares | $52,071,000 |
| PRICE T ROWE GROUP INC | COM | 74144T108 | — | 659,637 shares | $51,716,000 |
| WESTERN GAS PARTNERS LP | COM UNIT LP IN | 958254104 | — | 689,155 shares | $51,687,000 |
| ISHARES | RUS TP200 VL ETF | 464289420 | — | 1,203,864 shares | $51,453,000 |
| O REILLY AUTOMOTIVE INC NEW | COM | 67103H107 | — | 342,069 shares | $51,433,000 |
| DOUBLELINE INCOME SOLUTIONS | COM | 258622109 | — | 2,375,094 shares | $51,421,000 |
| ROCKWELL COLLINS INC | COM | 774341101 | — | 652,918 shares | $51,254,000 |
| UNITED CONTL HLDGS INC | COM | 910047109 | — | 1,094,281 shares | $51,201,000 |
| FIRST TR EXCHANGE TRADED FD | CONSUMR STAPLE | 33734X119 | — | 1,302,664 shares | $50,895,000 |
| MOTOROLA SOLUTIONS INC | COM NEW | 620076307 | CALL | 803,600 shares | $50,852,000 |
| QIHOO 360 TECHNOLOGY CO LTD | ADS | 74734M109 | PUT | 752,435 shares | $50,767,000 |
| US BANCORP DEL | COM NEW | 902973304 | — | 1,211,885 shares | $50,693,000 |
| FIFTH THIRD BANCORP | COM | 316773100 | — | 2,528,797 shares | $50,627,000 |
| HONEYWELL INTL INC | COM | 438516106 | — | 542,492 shares | $50,517,000 |
| UNILEVER PLC | SPON ADR NEW | 904767704 | — | 1,204,802 shares | $50,481,000 |
| AMERICAN CAP LTD | COM | 02503Y103 | — | 3,561,105 shares | $50,425,000 |
| VANGUARD INTL EQUITY INDEX F | FTSE PACIFIC ETF | 922042866 | — | 849,569 shares | $50,379,000 |
| SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 | PUT | 1,193,500 shares | $50,234,000 |
| POWERSHARES ETF TRUST | FTSE RAFI 1000 | 73935X583 | — | 571,148 shares | $50,215,000 |
| SELECT SECTOR SPDR TR | SBI CONS STPLS | 81369Y308 | — | 1,112,090 shares | $50,166,000 |
| TWITTER INC | COM | 90184L102 | — | 968,951 shares | $49,978,000 |
| CELGENE CORP | COM | 151020104 | — | 527,248 shares | $49,973,000 |
| PROCTER & GAMBLE CO | COM | 742718109 | CALL | 595,400 shares | $49,859,000 |
| ISHARES | EM MK MINVOL ETF | 464286533 | — | 832,875 shares | $49,806,000 |
| MICROSOFT CORP | COM | 594918104 | PUT | 1,069,200 shares | $49,568,000 |
| WESTERN GAS PARTNERS LP | COM UNIT LP IN | 958254104 | — | 660,887 shares | $49,567,000 |
| ISHARES | MSCI CDA ETF | 464286509 | — | 1,612,663 shares | $49,493,000 |
| EBAY INC | COM | 278642103 | CALL | 871,065 shares | $49,328,000 |
| ISHARES TR | MSCI UTD KNGDM | 46434V548 | — | 2,536,852 shares | $49,164,000 |
| MARKET VECTORS ETF TR | MKT VECTR WIDE | 57060U134 | — | 1,565,528 shares | $49,017,000 |
| MARKET VECTORS ETF TR | JR GOLD MINERS E | 57061R544 | — | 1,456,390 shares | $48,964,000 |
| WISDOMTREE TR | LARGECAP DIVID | 97717W307 | — | 687,515 shares | $48,930,000 |
| ISHARES GOLD TRUST | ISHARES | 464285105 | — | 4,158,632 shares | $48,656,000 |
| OCCIDENTAL PETE CORP DEL | COM | 674599105 | PUT | 505,700 shares | $48,623,000 |
| UBS AG | SHS NEW | H89231338 | CALL | 2,787,700 shares | $48,422,000 |
| DEERE & CO | COM | 244199105 | — | 590,469 shares | $48,413,000 |
| BANK NEW YORK MELLON CORP | COM | 064058100 | — | 1,248,955 shares | $48,372,000 |
| PROSPECT CAPITAL CORPORATION | COM | 74348T102 | — | 4,876,645 shares | $48,279,000 |
| AUTODESK INC | COM | 052769106 | — | 875,886 shares | $48,261,000 |
| PIMCO ETF TR | 0-5 HIGH YIELD | 72201R783 | — | 464,725 shares | $48,169,000 |
| PRUDENTIAL FINL INC | COM | 744320102 | — | 546,307 shares | $48,042,000 |
| KINDER MORGAN MANAGEMENT LLC | SHS | 49455U100 | — | 509,228 shares | $47,944,000 |
| EOG RES INC | COM | 26875P101 | — | 483,236 shares | $47,850,000 |
| CONSOLIDATED EDISON INC | COM | 209115104 | — | 839,742 shares | $47,580,000 |
| CHEVRON CORP NEW | COM | 166764100 | — | 398,637 shares | $47,565,000 |
| LINN ENERGY LLC | UNIT LTD LIAB | 536020100 | — | 1,575,461 shares | $47,484,000 |
| HOLLY ENERGY PARTNERS L P | COM UT LTD PTN | 435763107 | — | 1,300,289 shares | $47,331,000 |
| JPMORGAN CHASE & CO | COM | 46625H100 | PUT | 781,600 shares | $47,084,000 |
| POTASH CORP SASK INC | COM | 73755L107 | — | 1,360,213 shares | $47,009,000 |
| KAYNE ANDERSON MLP INVT CO | COM | 486606106 | — | 1,148,859 shares | $46,919,000 |
| MEMORIAL PRODTN PARTNERS LP | COM U REP LTD | 586048100 | — | 2,125,757 shares | $46,767,000 |
| SCHLUMBERGER LTD | COM | 806857108 | — | 458,848 shares | $46,660,000 |
| LYONDELLBASELL INDUSTRIES N | SHS - A - | N53745100 | — | 428,454 shares | $46,556,000 |
| JPMORGAN CHASE & CO | COM | 46625H100 | — | 771,733 shares | $46,489,000 |
| MASCO CORP | COM | 574599106 | — | 1,942,813 shares | $46,472,000 |
| MARKET VECTORS ETF TR | GOLD MINER ETF | 57060U100 | — | 2,174,656 shares | $46,444,000 |
| LORILLARD INC | COM | 544147101 | — | 773,782 shares | $46,357,000 |
| EQT MIDSTREAM PARTNERS LP | UNIT LTD PARTN | 26885B100 | — | 515,836 shares | $46,224,000 |
| POWERSHARES QQQ TRUST | UNIT SER 1 | 73935A104 | CALL | 467,500 shares | $46,184,000 |
| NUSTAR ENERGY LP | UNIT COM | 67058H102 | — | 700,029 shares | $46,160,000 |
| DOLLAR GEN CORP NEW | COM | 256677105 | — | 752,004 shares | $45,955,000 |
| KKR & CO L P DEL | COM UNITS | 48248M102 | — | 2,059,185 shares | $45,920,000 |
| C H ROBINSON WORLDWIDE INC | COM NEW | 12541W209 | CALL | 690,900 shares | $45,820,000 |
| SCHLUMBERGER LTD | COM | 806857108 | PUT | 450,200 shares | $45,781,000 |
| SPDR SERIES TRUST | BRC CNV SECS ETF | 78464A359 | — | 920,057 shares | $45,681,000 |
| WELLS FARGO & CO NEW | COM | 949746101 | PUT | 878,000 shares | $45,542,000 |
| HUMANA INC | COM | 444859102 | — | 349,468 shares | $45,532,000 |
| QIHOO 360 TECHNOLOGY CO LTD | ADS | 74734M109 | — | 672,909 shares | $45,401,000 |
| CRESTWOOD MIDSTREAM PARTNERS | UNIT LTD PARTNER | 226378107 | — | 2,001,246 shares | $45,368,000 |
| HERBALIFE LTD | COM USD SHS | G4412G101 | CALL | 1,033,900 shares | $45,233,000 |