← Back to Discover
UBS AG
Period ended Sep 30, 2014 · Latest filing Nov 12, 2014
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2014: $135,582,726,000
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2014. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares: $5,234,289,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · PUT: $2,805,798,000
- UBS AG · SHS NEW · H89231338 · shares: $1,708,821,000
- APPLE INC · COM · 037833100 · shares: $1,698,006,000
- MICROSOFT CORP · COM · 594918104 · shares: $1,309,238,000
- JOHNSON & JOHNSON · COM · 478160104 · shares: $1,175,481,000
- ISHARES TR · MSCI EMG MKT ETF · 464287234 · shares · PUT: $1,076,819,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · CALL: $1,069,771,000
- INTEL CORP · COM · 458140100 · shares: $969,358,000
- ISHARES TR · RUSSELL 2000 ETF · 464287655 · shares: $897,841,000
Filing totals differ
The filing summary reports $135,582,726,000, while the holdings entries total $135,582,744,000.
Reported holdings
15,317 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| LANNET INC | COM | 516012101 | — | 15,576 shares | $712,000 |
| BEAZER HOMES USA INC | UNIT 99/99/9999 | 07556Q709 | — | 26,296 shares | $711,000 |
| LAM RESEARCH CORP | COM | 512807108 | — | 9,500 shares | $710,000 |
| SIRIUS XM HLDGS INC | COM | 82968B103 | — | 203,500 shares | $710,000 |
| CONVERGYS CORP | COM | 212485106 | — | 39,809 shares | $709,000 |
| IPG PHOTONICS CORP | COM | 44980X109 | — | 10,309 shares | $709,000 |
| NUVEEN QUALITY MUN FD INC | COM | 67062N103 | — | 54,803 shares | $709,000 |
| ENERGY XXI BERMUDA LTD | USD UNRS SHS | G10082140 | PUT | 62,400 shares | $708,000 |
| EVERBANK FINL CORP | COM | 29977G102 | — | 40,090 shares | $708,000 |
| NGP CAP RES CO | COM | 62912R107 | — | 114,514 shares | $708,000 |
| PACIRA PHARMACEUTICALS INC | COM | 695127100 | PUT | 7,300 shares | $708,000 |
| DORMAN PRODUCTS INC | COM | 258278100 | — | 17,640 shares | $707,000 |
| MFS INTERMARKET INCOME TRUST | SH BEN INT | 59318R103 | — | 84,633 shares | $707,000 |
| INTERNAP NETWORK SVCS CORP | COM PAR $.001 | 45885A300 | — | 102,300 shares | $706,000 |
| OPKO HEALTH INC | COM | 68375N103 | CALL | 83,000 shares | $706,000 |
| POWERSHARES DB G10 CURCY HAR | COM UT BEN INT | 73935Y102 | — | 27,458 shares | $706,000 |
| SYNTEL INC | COM | 87162H103 | — | 8,028 shares | $706,000 |
| TANGER FACTORY OUTLET CTRS I | COM | 875465106 | — | 21,573 shares | $706,000 |
| THOMSON REUTERS CORP | COM | 884903105 | — | 19,387 shares | $706,000 |
| FIRST TR EXCH TRADED FD II | NASDQ CLN EDGE | 33737A108 | — | 19,868 shares | $705,000 |
| FLAHERTY & CRUMRINE TOTAL RE | COM | 338479108 | — | 35,696 shares | $705,000 |
| NUVEEN DIVER CURRENCY OPPOR | COM | 67090N109 | — | 66,152 shares | $705,000 |
| WHIRLPOOL CORP | COM | 963320106 | — | 4,843 shares | $705,000 |
| DOMTAR CORP | COM NEW | 257559203 | — | 20,040 shares | $704,000 |
| HEALTH NET INC | COM | 42222G108 | — | 15,260 shares | $704,000 |
| MARKET VECTORS ETF TR | PFD SEC EXFINL | 57061R791 | — | 34,390 shares | $704,000 |
| PROSHARES TR | PSHS ULDOW30 NEW | 74348A590 | CALL | 28,800 shares | $704,000 |
| LKQ CORP | COM | 501889208 | — | 26,431 shares | $703,000 |
| LINN ENERGY LLC | UNIT LTD LIAB | 536020100 | PUT | 23,300 shares | $702,000 |
| APARTMENT INVT & MGMT CO | CL A | 03748R101 | — | 22,044 shares | $701,000 |
| EQUINIX INC | COM NEW | 29444U502 | PUT | 3,300 shares | $701,000 |
| NEW MTN FIN CORP | COM | 647551100 | — | 47,748 shares | $701,000 |
| OCI PARTNERS LP | COM UNIT REP LP | 67091N108 | — | 32,642 shares | $701,000 |
| CYTEC INDS INC | COM | 232820100 | — | 14,792 shares | $700,000 |
| SPDR INDEX SHS FDS | RUSS NOM SC JP | 78463X822 | — | 13,983 shares | $700,000 |
| WISDOMTREE TR | CHINESE YUAN FD | 97717W182 | — | 27,636 shares | $700,000 |
| CANADIAN NAT RES LTD | COM | 136385101 | CALL | 18,000 shares | $699,000 |
| NVIDIA CORP | COM | 67066G104 | — | 37,900 shares | $699,000 |
| PULTE GROUP INC | COM | 745867101 | — | 39,595 shares | $699,000 |
| WELLCARE HEALTH PLANS INC | COM | 94946T106 | — | 11,580 shares | $699,000 |
| CHINA TELECOM CORP LTD | SPON ADR H SHS | 169426103 | — | 11,355 shares | $698,000 |
| CORRECTIONS CORP AMER NEW | COM NEW | 22025Y407 | — | 20,302 shares | $698,000 |
| REPUBLIC SVCS INC | COM | 760759100 | — | 17,876 shares | $698,000 |
| SBA COMMUNICATIONS CORP | COM | 78388J106 | — | 6,294 shares | $698,000 |
| XL GROUP PLC | SHS | G98290102 | — | 21,030 shares | $698,000 |
| 21VIANET GROUP INC | SPONSORED ADR | 90138A103 | — | 38,717 shares | $697,000 |
| PORTLAND GEN ELEC CO | COM NEW | 736508847 | — | 21,712 shares | $697,000 |
| ROYAL BK SCOTLAND GROUP PLC | SP ADR L RP PF | 780097788 | — | 30,080 shares | $697,000 |
| BLACKROCK INTL GRWTH & INC T | COM BENE INTER | 092524107 | — | 92,493 shares | $696,000 |
| ROYAL BK SCOTLAND GROUP PLC | SP ADR PREF S | 780097739 | — | 28,050 shares | $696,000 |
| STANDARD MTR PRODS INC | COM | 853666105 | — | 20,210 shares | $696,000 |
| TRANSMONTAIGNE PARTNERS L P | COM UNIT L P | 89376V100 | — | 16,844 shares | $695,000 |
| ALTISOURCE PORTFOLIO SOLNS S | REG SHS | L0175J104 | — | 6,888 shares | $694,000 |
| MOLINA HEALTHCARE INC | COM | 60855R100 | — | 16,392 shares | $693,000 |
| SHILOH INDS INC | COM | 824543102 | — | 40,741 shares | $693,000 |
| ISTAR FINL INC | COM | 45031U101 | — | 51,233 shares | $692,000 |
| MOLSON COORS BREWING CO | CL B | 60871R209 | — | 9,300 shares | $692,000 |
| KYOCERA CORP | ADR | 501556203 | — | 14,796 shares | $691,000 |
| NXP SEMICONDUCTORS N V | COM | N6596X109 | — | 10,100 shares | $691,000 |
| OCEAN RIG UDW INC | SHS | Y64354205 | — | 42,877 shares | $691,000 |
| RYANAIR HLDGS PLC | SPONSORED ADR | 783513104 | — | 12,250 shares | $691,000 |
| DUNKIN BRANDS GROUP INC | COM | 265504100 | CALL | 15,400 shares | $690,000 |
| MFC INDL LTD | COM | 55278T105 | — | 97,080 shares | $690,000 |
| RADIAN GROUP INC | COM | 750236101 | — | 48,378 shares | $690,000 |
| SPDR SERIES TRUST | BARCLYS TIPS ETF | 78464A656 | — | 12,379 shares | $690,000 |
| ARENA PHARMACEUTICALS INC | COM | 040047102 | CALL | 164,500 shares | $689,000 |
| CATERPILLAR INC DEL | COM | 149123101 | — | 6,959 shares | $689,000 |
| LEVEL 3 COMMUNICATIONS INC | COM NEW | 52729N308 | — | 15,066 shares | $689,000 |
| STERICYCLE INC | COM | 858912108 | — | 5,900 shares | $688,000 |
| THL CR INC | COM | 872438106 | — | 53,337 shares | $688,000 |
| COHEN & STEERS INFRASTRUCTUR | COM | 19248A109 | — | 29,659 shares | $687,000 |
| EATON VANCE NATL MUN OPPORT | COM SHS | 27829L105 | — | 34,455 shares | $687,000 |
| BIOMARIN PHARMACEUTICAL INC | COM | 09061G101 | — | 9,500 shares | $686,000 |
| CAPITAL ONE FINL CORP | COM | 14040H105 | PUT | 8,400 shares | $686,000 |
| ISHARES TR | PHLX SEMICND ETF | 464287523 | — | 7,895 shares | $686,000 |
| DOMINOS PIZZA INC | COM | 25754A201 | — | 8,902 shares | $685,000 |
| NEXTERA ENERGY INC | COM | 65339F101 | PUT | 7,300 shares | $685,000 |
| RANGE RES CORP | COM | 75281A109 | — | 10,100 shares | $685,000 |
| DEXCOM INC | COM | 252131107 | — | 17,095 shares | $684,000 |
| NORDSTROM INC | COM | 655664100 | — | 10,000 shares | $684,000 |
| PRETIUM RES INC | COM | 74139C102 | — | 131,572 shares | $684,000 |
| TYSON FOODS INC | CL A | 902494103 | — | 17,374 shares | $684,000 |
| AES CORP | COM | 00130H105 | — | 48,195 shares | $683,000 |
| NATIONAL BEVERAGE CORP | COM | 635017106 | — | 35,037 shares | $683,000 |
| TRW AUTOMOTIVE HLDGS CORP | COM | 87264S106 | — | 6,743 shares | $683,000 |
| INTER PARFUMS INC | COM | 458334109 | — | 24,806 shares | $682,000 |
| AFFILIATED MANAGERS GROUP | COM | 008252108 | — | 3,400 shares | $681,000 |
| BARCLAYS BK PLC | DJUBS CMDT ETN36 | 06738C778 | — | 19,820 shares | $681,000 |
| BLACKROCK MUNICIPAL BOND TR | COM | 09249H104 | — | 44,461 shares | $680,000 |
| RESMED INC | COM | 761152107 | CALL | 13,800 shares | $680,000 |
| INTERCONTINENTAL HOTELS GROU | SPON ADR NEW2014 | 45857P509 | — | 17,557 shares | $679,000 |
| EQUIFAX INC | COM | 294429105 | — | 9,077 shares | $678,000 |
| MANULIFE FINL CORP | COM | 56501R106 | CALL | 35,200 shares | $678,000 |
| NUVASIVE INC | COM | 670704105 | — | 19,430 shares | $678,000 |
| PENSKE AUTOMOTIVE GRP INC | COM | 70959W103 | — | 16,714 shares | $678,000 |
| AMERICAN EAGLE OUTFITTERS NE | COM | 02553E106 | CALL | 46,600 shares | $677,000 |
| AMERICAN ELEC PWR INC | COM | 025537101 | — | 12,970 shares | $677,000 |
| LIMONEIRA CO | COM | 532746104 | — | 28,574 shares | $677,000 |
| ON SEMICONDUCTOR CORP | COM | 682189105 | — | 75,728 shares | $677,000 |
| TRIPADVISOR INC | COM | 896945201 | — | 7,400 shares | $677,000 |