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UBS AG

Period ended Sep 30, 2014 · Latest filing Nov 12, 2014

These quarterly holdings are delayed and may not include all assets or short positions. Values are from the reporting date, not current prices or purchase costs. The same security may appear in multiple rows.

Source: SEC

Reported portfolio value

Quarter-end reported holdings; not current value or investment performance.

View reported values
  • Sep 30, 2014: $135,582,726,000

More quarters will appear as history becomes available.

Top holdings

Top 10 at Sep 30, 2014. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.

View top holdings values
  1. SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares: $5,234,289,000
  2. SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · PUT: $2,805,798,000
  3. UBS AG · SHS NEW · H89231338 · shares: $1,708,821,000
  4. APPLE INC · COM · 037833100 · shares: $1,698,006,000
  5. MICROSOFT CORP · COM · 594918104 · shares: $1,309,238,000
  6. JOHNSON & JOHNSON · COM · 478160104 · shares: $1,175,481,000
  7. ISHARES TR · MSCI EMG MKT ETF · 464287234 · shares · PUT: $1,076,819,000
  8. SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · CALL: $1,069,771,000
  9. INTEL CORP · COM · 458140100 · shares: $969,358,000
  10. ISHARES TR · RUSSELL 2000 ETF · 464287655 · shares: $897,841,000
Filing totals differ

The filing summary reports $135,582,726,000, while the holdings entries total $135,582,744,000.

Reported holdings

15,317 reported entries
IssuerClassCUSIPTypeShares / principalReported value (USD)
BIO-REFERENCE LABS INCCOM $.01 NEW09057G602 — 24,096 shares $676,000
FRESENIUS MED CARE AG&CO KGASPONSORED ADR358029106 — 19,479 shares $676,000
GUIDEWIRE SOFTWARE INCCOM40171V100 — 15,224 shares $675,000
NUVEEN OHIO QUALITY INCOME MCOM670980101 — 43,487 shares $675,000
SYNNEX CORPCOM87162W100 — 10,443 shares $675,000
CONAGRA FOODS INCCOM205887102 CALL 20,400 shares $674,000
GLOBAL PMTS INCCOM37940X102 — 9,645 shares $674,000
ORBCOMM INCCOM68555P100 — 117,172 shares $674,000
BAKER HUGHES INCCOM057224107 — 10,345 shares $673,000
COLUMBIA SELIGM PREM TECH GRCOM19842X109 — 38,463 shares $673,000
OTTER TAIL CORPCOM689648103 — 25,249 shares $673,000
ROLLINS INCCOM775711104 — 22,989 shares $673,000
WEST CORPCOM952355204 — 22,845 shares $673,000
ATHENAHEALTH INCCOM04685W103 PUT 5,100 shares $672,000
DTE ENERGY COCOM233331107 — 8,834 shares $672,000
FOREST CITY ENTERPRISES INCCL A345550107 — 34,357 shares $672,000
MEDIVATION INCCOM58501N101 CALL 6,800 shares $672,000
PENNYMAC MTG INVT TRCOM70931T103 — 31,345 shares $672,000
PIMCO MUNICIPAL INCOME FDCOM72200R107 — 49,031 shares $672,000
CBL & ASSOC PPTYS INCCOM124830100 — 37,478 shares $671,000
MARKET VECTORS ETF TRSEMICONDUCTOR57060U233 — 13,128 shares $671,000
WYNDHAM WORLDWIDE CORPCOM98310W108 — 8,259 shares $671,000
ACI WORLDWIDE INCCOM004498101 — 35,718 shares $670,000
ON ASSIGNMENT INCCOM682159108 — 24,968 shares $670,000
POWERSHARES ETF TR IIS&P SMCP FIN P73937B803 — 17,903 shares $670,000
TEEKAY CORPORATIONCOMY8564W103 PUT 10,100 shares $670,000
UNDER ARMOUR INCCL A904311107 — 9,700 shares $670,000
EVOGENE LTDSHSM4119S104 — 50,853 shares $669,000
FS INVT CORPCOM302635107 — 62,122 shares $669,000
TRIQUINT SEMICONDUCTOR INCCOM89674K103 — 35,068 shares $669,000
BIOCRYST PHARMACEUTICALSCOM09058V103 — 68,344 shares $668,000
ALLETE INCCOM NEW018522300 — 15,017 shares $667,000
COHU INCCOM192576106 — 55,726 shares $667,000
ZIOPHARM ONCOLOGY INCCOM98973P101 — 252,833 shares $667,000
FAIR ISAAC CORPCOM303250104 — 12,093 shares $666,000
ING GROEP N VSPONSORED ADR456837103 — 46,903 shares $666,000
XYLEM INCCOM98419M100 — 18,757 shares $666,000
KOHLS CORPCOM500255104 — 10,894 shares $665,000
TESORO LOGISTICS LPCOM UNIT LP88160T107 PUT 9,400 shares $665,000
VARIAN MED SYS INCCOM92220P105 — 8,300 shares $665,000
ABENGOA YIELD PLCORD SHSG00349103 — 18,676 shares $664,000
EDWARDS LIFESCIENCES CORPCOM28176E108 — 6,498 shares $664,000
FMC TECHNOLOGIES INCCOM30249U101 — 12,234 shares $664,000
POWERSHARES ETF TRUSTFND PUR SMVAL PT73935X864 — 27,971 shares $664,000
AUTOZONE INCCOM053332102 PUT 1,300 shares $663,000
BOB EVANS FARMS INCCOM096761101 — 14,015 shares $663,000
ISHARESMSCI ACWI ETF464288257 — 11,250 shares $663,000
SEVENTY SEVEN ENERGY INCCOM818097107 — 27,909 shares $663,000
GLAXOSMITHKLINE PLCSPONSORED ADR37733W105 PUT 14,400 shares $662,000
BROOKFIELD HIGH INCOME FD INCOM11272P102 — 70,536 shares $661,000
CURRENCYSHS JAPANESE YEN TRJAPANESE YEN23130A102 — 7,424 shares $659,000
ISHARESRESID RL EST CAP464288562 — 12,889 shares $659,000
CENTERPOINT ENERGY INCCOM15189T107 — 26,900 shares $658,000
DIAMOND OFFSHORE DRILLING INCOM25271C102 CALL 19,200 shares $658,000
RAYONIER INCCOM754907103 — 21,130 shares $658,000
BELMOND LTDCL AG1154H107 — 56,321 shares $657,000
NETAPP INCCOM64110D104 CALL 15,300 shares $657,000
HERTZ GLOBAL HOLDINGS INCCOM42805T105 — 25,849 shares $656,000
PROTO LABS INCCOM743713109 — 9,508 shares $656,000
HOST HOTELS & RESORTS INCCOM44107P104 — 30,686 shares $655,000
MEDIDATA SOLUTIONS INCCOM58471A105 — 14,794 shares $655,000
MILLER HERMAN INCCOM600544100 — 21,944 shares $655,000
ISHARES SILVER TRUSTISHARES46428Q109 CALL 40,000 shares $654,000
PRUDENTIAL PLCADR74435K204 — 14,683 shares $654,000
BIO RAD LABS INCCL A090572207 — 5,760 shares $653,000
CHARTER COMMUNICATIONS INC DCL A NEW16117M305 — 4,300 shares $651,000
HILLTOP HOLDINGS INCCOM432748101 — 32,467 shares $651,000
TRINET GROUP INCCOM896288107 — 25,276 shares $651,000
INDIA FD INCCOM454089103 PUT 23,900 shares $649,000
PROSHARES TRSHRT 20+YR TRE74347X849 — 23,398 shares $649,000
WISDOMTREE TRINDIA ERNGS FD97717W422 CALL 29,600 shares $649,000
COCA COLA ENTERPRISES INC NECOM19122T109 — 14,600 shares $648,000
CHANGYOU COM LTDADS REP CL A15911M107 — 27,046 shares $647,000
HELMERICH & PAYNE INCCOM423452101 — 6,600 shares $646,000
HIBBETT SPORTS INCCOM428567101 — 15,159 shares $646,000
NRG ENERGY INCCOM NEW629377508 — 21,200 shares $646,000
WINTHROP RLTY TRSH BEN INT NEW976391300 — 42,878 shares $646,000
ARES MGMT L PCOM UNIT RP IN04014Y101 — 36,873 shares $645,000
BLUEKNIGHT ENERGY PARTNERS LCOM UNIT09625U109 — 78,229 shares $645,000
CIT GROUP INCCOM NEW125581801 — 14,038 shares $645,000
CANON INCSPONSORED ADR138006309 — 19,769 shares $644,000
INTEL CORPCOM458140100 CALL 18,500 shares $644,000
NETSUITE INCCOM64118Q107 — 7,187 shares $644,000
SABRA HEALTH CARE REIT INCCOM78573L106 CALL 26,500 shares $644,000
EXTERRAN PARTNERS LPCOM UNITS30225N105 — 21,910 shares $643,000
OGE ENERGY CORPCOM670837103 — 17,337 shares $643,000
TECK RESOURCES LTDCL B878742204 — 34,054 shares $643,000
CYRUSONE INCCOM23283R100 CALL 26,700 shares $642,000
FLOWSERVE CORPCOM34354P105 — 9,100 shares $642,000
ONEOK INC NEWCOM682680103 CALL 9,800 shares $642,000
PIMCO NY MUNICIPAL INCOME FDCOM72200T103 — 54,642 shares $642,000
SIRONA DENTAL SYSTEMS INCCOM82966C103 — 8,375 shares $642,000
DIAMOND FOODS INCCOM252603105 — 22,419 shares $641,000
ISHARESASIA 50 ETF464288430 — 13,744 shares $641,000
MAGELLAN HEALTH INCCOM NEW559079207 — 11,708 shares $641,000
SPRAGUE RES LPCOM UNIT REP LTD849343108 — 25,211 shares $641,000
PATTERSON COMPANIES INCCOM703395103 — 15,457 shares $640,000
VANGUARD SCOTTSDALE FDSLONG-TERM GOV92206C847 — 8,827 shares $639,000
GOLAR LNG PARTNERS LPCOM UNIT LPIY2745C102 — 18,377 shares $638,000
AES CORPCOM00130H105 — 44,900 shares $637,000