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UBS AG
Period ended Sep 30, 2014 · Latest filing Nov 12, 2014
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2014: $135,582,726,000
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2014. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares: $5,234,289,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · PUT: $2,805,798,000
- UBS AG · SHS NEW · H89231338 · shares: $1,708,821,000
- APPLE INC · COM · 037833100 · shares: $1,698,006,000
- MICROSOFT CORP · COM · 594918104 · shares: $1,309,238,000
- JOHNSON & JOHNSON · COM · 478160104 · shares: $1,175,481,000
- ISHARES TR · MSCI EMG MKT ETF · 464287234 · shares · PUT: $1,076,819,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · CALL: $1,069,771,000
- INTEL CORP · COM · 458140100 · shares: $969,358,000
- ISHARES TR · RUSSELL 2000 ETF · 464287655 · shares: $897,841,000
Filing totals differ
The filing summary reports $135,582,726,000, while the holdings entries total $135,582,744,000.
Reported holdings
15,317 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| GLOBAL PARTNERS LP | COM UNITS | 37946R109 | — | 12,793 shares | $533,000 |
| SAN JUAN BASIN RTY TR | UNIT BEN INT | 798241105 | — | 28,033 shares | $533,000 |
| AMERICAN PUBLIC EDUCATION IN | COM | 02913V103 | — | 19,715 shares | $532,000 |
| ISHARES | EM MKTS CURR ETF | 464286517 | — | 10,962 shares | $532,000 |
| LENNAR CORP | CL A | 526057104 | — | 13,695 shares | $532,000 |
| ACTAVIS PLC | SHS | G0083B108 | PUT | 2,200 shares | $531,000 |
| BOFI HLDG INC | COM | 05566U108 | PUT | 7,300 shares | $531,000 |
| ISHARES | MSCI JAPAN ETF | 464286848 | PUT | 45,100 shares | $531,000 |
| SOVRAN SELF STORAGE INC | COM | 84610H108 | — | 7,142 shares | $531,000 |
| STARZ | COM SER A | 85571Q102 | — | 16,056 shares | $531,000 |
| XL GROUP PLC | SHS | G98290102 | — | 16,000 shares | $531,000 |
| CHC GROUP LTD | SHS | G07021101 | — | 94,717 shares | $530,000 |
| CHEGG INC | COM | 163092109 | CALL | 85,000 shares | $530,000 |
| CHURCH & DWIGHT INC | COM | 171340102 | — | 7,560 shares | $530,000 |
| DCT INDUSTRIAL TRUST INC | COM | 233153105 | — | 70,627 shares | $530,000 |
| ITT EDUCATIONAL SERVICES INC | COM | 45068B109 | — | 123,602 shares | $530,000 |
| NETEASE INC | SPONSORED ADR | 64110W102 | — | 6,180 shares | $529,000 |
| WEYERHAEUSER CO | COM | 962166104 | PUT | 16,600 shares | $529,000 |
| ARMOUR RESIDENTIAL REIT INC | COM | 042315101 | CALL | 137,100 shares | $528,000 |
| BIG LOTS INC | COM | 089302103 | — | 12,271 shares | $528,000 |
| CROWN HOLDINGS INC | COM | 228368106 | — | 11,854 shares | $528,000 |
| DOMINION DIAMOND CORP | COM | 257287102 | — | 37,080 shares | $528,000 |
| COACH INC | COM | 189754104 | — | 14,800 shares | $527,000 |
| DORIAN LPG LTD | SHS USD | Y2106R110 | — | 29,599 shares | $527,000 |
| HELMERICH & PAYNE INC | COM | 423452101 | — | 5,384 shares | $527,000 |
| POLARIS INDS INC | COM | 731068102 | — | 3,517 shares | $527,000 |
| SUPERVALU INC | COM | 868536103 | CALL | 59,000 shares | $527,000 |
| GARMIN LTD | SHS | H2906T109 | — | 10,112 shares | $526,000 |
| ISHARES | MRGSTR SM CP GR | 464288604 | — | 4,172 shares | $526,000 |
| MOHAWK INDS INC | COM | 608190104 | — | 3,900 shares | $526,000 |
| PENN VA CORP | COM | 707882106 | PUT | 41,400 shares | $526,000 |
| AMEREN CORP | COM | 023608102 | — | 13,700 shares | $525,000 |
| SMUCKER J M CO | COM NEW | 832696405 | — | 5,303 shares | $525,000 |
| ENERGY TRANSFER EQUITY L P | COM UT LTD PTN | 29273V100 | CALL | 8,500 shares | $524,000 |
| EXPEDIA INC DEL | COM NEW | 30212P303 | — | 5,975 shares | $524,000 |
| LEXINGTON REALTY TRUST | COM | 529043101 | — | 53,543 shares | $524,000 |
| CONSTELLATION BRANDS INC | CL A | 21036P108 | PUT | 6,000 shares | $523,000 |
| MAXIM INTEGRATED PRODS INC | COM | 57772K101 | — | 17,300 shares | $523,000 |
| MFS CALIF MUN FD | COM | 59318C106 | — | 48,500 shares | $523,000 |
| SANDRIDGE PERMIAN TR | COM UNIT BEN INT | 80007A102 | — | 53,858 shares | $523,000 |
| ALLSTATE CORP | COM | 020002101 | CALL | 8,500 shares | $522,000 |
| CONSOL ENERGY INC | COM | 20854P109 | CALL | 13,800 shares | $522,000 |
| MONTAGE TECHNOLOGY GROUP LTD | SHS | G6209T105 | — | 25,000 shares | $522,000 |
| WADDELL & REED FINL INC | CL A | 930059100 | PUT | 10,100 shares | $522,000 |
| PROOFPOINT INC | COM | 743424103 | — | 14,018 shares | $521,000 |
| RITE AID CORP | COM | 767754104 | CALL | 107,600 shares | $521,000 |
| KITE RLTY GROUP TR | COM NEW | 49803T300 | — | 21,443 shares | $520,000 |
| TIFFANY & CO NEW | COM | 886547108 | PUT | 5,400 shares | $520,000 |
| TRUSTCO BK CORP N Y | COM | 898349105 | — | 80,799 shares | $520,000 |
| DYNEGY INC NEW DEL | COM | 26817R108 | — | 17,987 shares | $519,000 |
| EXPEDITORS INTL WASH INC | COM | 302130109 | — | 12,785 shares | $519,000 |
| ATMEL CORP | COM | 049513104 | — | 64,084 shares | $518,000 |
| BLDRS INDEX FDS TR | EMER MK 50 ADR | 09348R300 | — | 13,211 shares | $518,000 |
| INTERNATIONAL FLAVORS&FRAGRA | COM | 459506101 | — | 5,400 shares | $518,000 |
| PACIFIC CONTINENTAL CORP | COM | 69412V108 | — | 40,281 shares | $518,000 |
| SPDR INDEX SHS FDS | INTL HLTH ETF | 78463X681 | — | 10,566 shares | $518,000 |
| ENDURO RTY TR | TR UNIT | 29269K100 | — | 45,759 shares | $517,000 |
| STRYKER CORP | COM | 863667101 | CALL | 6,400 shares | $517,000 |
| CONSOLIDATED EDISON INC | COM | 209115104 | PUT | 9,100 shares | $516,000 |
| ROBERT HALF INTL INC | COM | 770323103 | — | 10,525 shares | $516,000 |
| US ECOLOGY INC | COM | 91732J102 | — | 11,039 shares | $516,000 |
| CUMMINS INC | COM | 231021106 | CALL | 3,900 shares | $515,000 |
| DUPONT FABROS TECHNOLOGY INC | COM | 26613Q106 | — | 19,063 shares | $515,000 |
| GERDAU S A | SPON ADR REP PFD | 373737105 | — | 107,349 shares | $515,000 |
| AMARIN CORP PLC | SPONS ADR NEW | 023111206 | — | 471,280 shares | $514,000 |
| CEPHEID | COM | 15670R107 | — | 11,684 shares | $514,000 |
| GREENBRIER COS INC | COM | 393657101 | CALL | 7,000 shares | $514,000 |
| RANDGOLD RES LTD | ADR | 752344309 | CALL | 7,600 shares | $514,000 |
| HOLLYFRONTIER CORP | COM | 436106108 | — | 11,741 shares | $513,000 |
| INTERPUBLIC GROUP COS INC | COM | 460690100 | — | 28,000 shares | $513,000 |
| MARIN SOFTWARE INC | COM | 56804T106 | — | 59,635 shares | $513,000 |
| PARSLEY ENERGY INC | CL A | 701877102 | — | 24,033 shares | $513,000 |
| SPDR SERIES TRUST | NUVN BR NY MUNI | 78464A433 | — | 22,082 shares | $513,000 |
| EL PASO ENERGY CAP TR I | PFD CV TR SECS | 283678209 | — | 8,976 shares | $512,000 |
| PROSHARES TR | ULTR 7-10 TREA | 74347R180 | — | 9,648 shares | $512,000 |
| SYNOPSYS INC | COM | 871607107 | — | 12,900 shares | $512,000 |
| CA INC | COM | 12673P105 | — | 18,300 shares | $511,000 |
| FACTSET RESH SYS INC | COM | 303075105 | — | 4,205 shares | $511,000 |
| HEALTHCARE RLTY TR | COM | 421946104 | — | 21,568 shares | $511,000 |
| SCHWAB STRATEGIC TR | US LCAP GR ETF | 808524300 | — | 10,392 shares | $511,000 |
| TIVO INC | COM | 888706108 | CALL | 39,900 shares | $511,000 |
| OREXIGEN THERAPEUTICS INC | COM | 686164104 | — | 119,782 shares | $510,000 |
| TRIMBLE NAVIGATION LTD | COM | 896239100 | — | 16,706 shares | $510,000 |
| VANGUARD INDEX FDS | REIT ETF | 922908553 | PUT | 7,100 shares | $510,000 |
| 1ST UNITED BANCORP INC FLA | COM | 33740N105 | — | 59,788 shares | $509,000 |
| FRANCO NEVADA CORP | COM | 351858105 | — | 10,423 shares | $509,000 |
| LINCOLN NATL CORP IND | COM | 534187109 | CALL | 9,500 shares | $509,000 |
| MARKETAXESS HLDGS INC | COM | 57060D108 | — | 8,216 shares | $508,000 |
| NUVEEN MICH QUALITY INCOME M | COM | 670979103 | — | 37,261 shares | $508,000 |
| OLD DOMINION FGHT LINES INC | COM | 679580100 | — | 7,196 shares | $508,000 |
| EQUITY COMWLTH | CUM PFD E 7.25% | 294628409 | — | 19,685 shares | $507,000 |
| ISHARES | MSCI ISR CAP ETF | 464286632 | — | 9,947 shares | $507,000 |
| POLYONE CORP | COM | 73179P106 | — | 14,237 shares | $507,000 |
| BHP BILLITON LTD | SPONSORED ADR | 088606108 | PUT | 8,600 shares | $506,000 |
| DOLBY LABORATORIES INC | COM | 25659T107 | — | 12,107 shares | $506,000 |
| ISHARES | 15 AMT-FREE ETF | 464289339 | — | 9,567 shares | $506,000 |
| MOELIS & CO | CL A | 60786M105 | — | 14,824 shares | $506,000 |
| NEUROCRINE BIOSCIENCES INC | COM | 64125C109 | CALL | 32,300 shares | $506,000 |
| P T TELEKOMUNIKASI INDONESIA | SPONSORED ADR | 715684106 | — | 10,520 shares | $506,000 |
| SYNCHRONOSS TECHNOLOGIES INC | COM | 87157B103 | — | 11,048 shares | $506,000 |