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UBS AG
Period ended Sep 30, 2014 · Latest filing Nov 12, 2014
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2014: $135,582,726,000
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2014. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares: $5,234,289,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · PUT: $2,805,798,000
- UBS AG · SHS NEW · H89231338 · shares: $1,708,821,000
- APPLE INC · COM · 037833100 · shares: $1,698,006,000
- MICROSOFT CORP · COM · 594918104 · shares: $1,309,238,000
- JOHNSON & JOHNSON · COM · 478160104 · shares: $1,175,481,000
- ISHARES TR · MSCI EMG MKT ETF · 464287234 · shares · PUT: $1,076,819,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · CALL: $1,069,771,000
- INTEL CORP · COM · 458140100 · shares: $969,358,000
- ISHARES TR · RUSSELL 2000 ETF · 464287655 · shares: $897,841,000
Filing totals differ
The filing summary reports $135,582,726,000, while the holdings entries total $135,582,744,000.
Reported holdings
15,317 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| FINISAR CORP | COM NEW | 31787A507 | — | 30,375 shares | $505,000 |
| SANGAMO BIOSCIENCES INC | COM | 800677106 | CALL | 46,800 shares | $505,000 |
| FLIR SYS INC | COM | 302445101 | — | 16,066 shares | $504,000 |
| LEVEL 3 COMMUNICATIONS INC | COM NEW | 52729N308 | — | 11,026 shares | $504,000 |
| STAR GAS PARTNERS L P | UNIT LTD PARTNR | 85512C105 | — | 88,233 shares | $504,000 |
| WISDOMTREE TR | GLB EX US RL EST | 97717W331 | — | 17,799 shares | $504,000 |
| NUVEEN INVT QUALITY MUN FD I | COM | 67062E103 | — | 33,785 shares | $502,000 |
| MWI VETERINARY SUPPLY INC | COM | 55402X105 | — | 3,375 shares | $501,000 |
| SPDR INDEX SHS FDS | INTL UTILT ETF | 78463X632 | — | 26,594 shares | $501,000 |
| WILLIS GROUP HOLDINGS PUBLIC | SHS | G96666105 | — | 12,100 shares | $501,000 |
| PROSHARES TR | ULTRAPRO SH NW14 | 74348A418 | — | 13,935 shares | $500,000 |
| FIDELITY NATIONAL FINANCIAL | FNF GROUP COM | 31620R303 | — | 17,981 shares | $499,000 |
| POWERSHARES ETF TRUST | CON STAPLE SEC | 73935X393 | — | 10,584 shares | $499,000 |
| SOLAZYME INC | COM | 83415T101 | — | 66,858 shares | $499,000 |
| DIREXION SHS ETF TR | DLY SC BEAR3XNEW | 25459Y488 | — | 29,461 shares | $498,000 |
| MASCO CORP | COM | 574599106 | — | 20,800 shares | $498,000 |
| MIDDLEBY CORP | COM | 596278101 | — | 5,646 shares | $498,000 |
| AVISTA CORP | COM | 05379B107 | — | 16,268 shares | $497,000 |
| MFS MUN INCOME TR | SH BEN INT | 552738106 | — | 75,875 shares | $497,000 |
| YPF SOCIEDAD ANONIMA | SPON ADR CL D | 984245100 | — | 13,430 shares | $497,000 |
| CARTER INC | COM | 146229109 | — | 6,394 shares | $496,000 |
| CIT GROUP INC | COM NEW | 125581801 | CALL | 10,800 shares | $496,000 |
| PUTNAM MANAGED MUN INCOM TR | COM | 746823103 | — | 70,116 shares | $496,000 |
| RANGE RES CORP | COM | 75281A109 | PUT | 7,300 shares | $495,000 |
| KINROSS GOLD CORP | COM NO PAR | 496902404 | — | 149,585 shares | $494,000 |
| RED HAT INC | COM | 756577102 | PUT | 8,800 shares | $494,000 |
| DEPOMED INC | COM | 249908104 | CALL | 32,400 shares | $492,000 |
| KAMAN CORP | COM | 483548103 | — | 12,518 shares | $492,000 |
| OMNIVISION TECHNOLOGIES INC | COM | 682128103 | CALL | 18,600 shares | $492,000 |
| SHIRE PLC | SPONSORED ADR | 82481R106 | CALL | 1,900 shares | $492,000 |
| CAMPBELL SOUP CO | COM | 134429109 | — | 11,500 shares | $491,000 |
| COMMUNITY BK SYS INC | COM | 203607106 | — | 14,612 shares | $491,000 |
| SANDERSON FARMS INC | COM | 800013104 | — | 5,581 shares | $491,000 |
| CBRE GROUP INC | CL A | 12504L109 | — | 16,479 shares | $490,000 |
| ISHARES | REAL EST 50 ETF | 464288521 | — | 11,594 shares | $490,000 |
| PATTERSON UTI ENERGY INC | COM | 703481101 | — | 15,064 shares | $490,000 |
| RICE ENERGY INC | COM | 762760106 | — | 18,432 shares | $490,000 |
| SIERRA WIRELESS INC | COM | 826516106 | — | 18,322 shares | $490,000 |
| EV ENERGY PARTNERS LP | COM UNITS | 26926V107 | — | 13,783 shares | $489,000 |
| HOSPIRA INC | COM | 441060100 | — | 9,400 shares | $489,000 |
| MARKEL CORP | COM | 570535104 | — | 769 shares | $489,000 |
| AMERICAN WTR WKS CO INC NEW | COM | 030420103 | — | 10,122 shares | $488,000 |
| AUTOLIV INC | COM | 052800109 | — | 5,314 shares | $488,000 |
| LIGAND PHARMACEUTICALS INC | COM NEW | 53220K504 | — | 10,390 shares | $488,000 |
| WELLS FARGO ADV GLB DIV OPP | COM | 94987C103 | — | 60,904 shares | $488,000 |
| AIRGAS INC | COM | 009363102 | — | 4,400 shares | $487,000 |
| B2GOLD CORP | COM | 11777Q209 | — | 240,063 shares | $487,000 |
| COGNEX CORP | COM | 192422103 | — | 12,090 shares | $487,000 |
| LULULEMON ATHLETICA INC | COM | 550021109 | PUT | 11,600 shares | $487,000 |
| SOUTHWEST GAS CORP | COM | 844895102 | — | 10,027 shares | $487,000 |
| ARROWHEAD RESH CORP | COM NEW | 042797209 | CALL | 32,900 shares | $486,000 |
| CRITEO S A | SPONS ADS | 226718104 | — | 14,456 shares | $486,000 |
| HUNTINGTON INGALLS INDS INC | COM | 446413106 | — | 4,660 shares | $486,000 |
| LIBERTY GLOBAL PLC | SHS CL A | G5480U104 | — | 11,429 shares | $486,000 |
| VERITIV CORP | COM | 923454102 | — | 9,705 shares | $486,000 |
| OWENS CORNING NEW | COM | 690742101 | — | 15,281 shares | $485,000 |
| ANSYS INC | COM | 03662Q105 | — | 6,400 shares | $484,000 |
| ARCOS DORADOS HOLDINGS INC | SHS CLASS -A - | G0457F107 | — | 80,888 shares | $484,000 |
| TELEPHONE & DATA SYS INC | COM NEW | 879433829 | CALL | 20,200 shares | $484,000 |
| VOYA RISK MANAGED NAT RES FD | COM | 92913C106 | — | 46,735 shares | $484,000 |
| CORE LABORATORIES N V | COM | N22717107 | — | 3,300 shares | $483,000 |
| CHINA MOBILE GAMES & ENTMT G | SPONSORED ADR | 16952T100 | — | 22,875 shares | $482,000 |
| DORMAN PRODUCTS INC | COM | 258278100 | — | 12,025 shares | $482,000 |
| ORGANOVO HLDGS INC | COM | 68620A104 | — | 75,700 shares | $482,000 |
| SERVICENOW INC | COM | 81762P102 | PUT | 8,200 shares | $482,000 |
| ZAGG INC | COM | 98884U108 | — | 86,250 shares | $481,000 |
| HARMAN INTL INDS INC | COM | 413086109 | CALL | 4,900 shares | $480,000 |
| POWERSHARES GLOBAL ETF TRUST | GBL CLEAN ENER | 73936T615 | — | 37,171 shares | $480,000 |
| SUN CMNTYS INC | COM | 866674104 | — | 9,498 shares | $480,000 |
| UBS AG JERSEY BRH | CMCI ETN 38 | 902641778 | — | 25,350 shares | $480,000 |
| ASHLAND INC NEW | COM | 044209104 | — | 4,600 shares | $479,000 |
| HUDSON CITY BANCORP | COM | 443683107 | — | 49,329 shares | $479,000 |
| LEUCADIA NATL CORP | COM | 527288104 | — | 20,080 shares | $479,000 |
| WYNDHAM WORLDWIDE CORP | COM | 98310W108 | PUT | 5,900 shares | $479,000 |
| BLOCK H & R INC | COM | 093671105 | — | 15,400 shares | $478,000 |
| SPX CORP | COM | 784635104 | — | 5,086 shares | $478,000 |
| WESTERN REFNG LOGISTICS LP | COM UNIT REP LTP | 95931Q205 | — | 13,737 shares | $478,000 |
| XPO LOGISTICS INC | COM | 983793100 | PUT | 12,700 shares | $478,000 |
| GW PHARMACEUTICALS PLC | ADS | 36197T103 | PUT | 5,900 shares | $477,000 |
| SAFEWAY INC | COM NEW | 786514208 | — | 13,900 shares | $477,000 |
| TARGA RES CORP | COM | 87612G101 | CALL | 3,500 shares | $477,000 |
| TARGA RES CORP | COM | 87612G101 | PUT | 3,500 shares | $477,000 |
| BROCADE COMMUNICATIONS SYS I | COM NEW | 111621306 | — | 43,787 shares | $476,000 |
| GROUPE CGI INC | CL A SUB VTG | 39945C109 | — | 14,100 shares | $476,000 |
| POWERSHARES ETF TR II | ASIA PAC BD PR | 73937B753 | — | 19,137 shares | $476,000 |
| PROGRESSIVE WASTE SOLUTIONS | COM | 74339G101 | — | 18,479 shares | $476,000 |
| GENERAL CABLE CORP DEL NEW | COM | 369300108 | — | 31,497 shares | $475,000 |
| NOBLE CORP PLC | SHS USD | G65431101 | — | 21,379 shares | $475,000 |
| CARBO CERAMICS INC | COM | 140781105 | CALL | 8,000 shares | $474,000 |
| CURRENCYSHARES SWISS FRANC T | SWISS FRANC SH | 23129V109 | — | 4,631 shares | $474,000 |
| KIMBALL INTL INC | CL B | 494274103 | — | 31,504 shares | $474,000 |
| GALLAGHER ARTHUR J & CO | COM | 363576109 | — | 10,418 shares | $473,000 |
| INTERCEPT PHARMACEUTICALS IN | COM | 45845P108 | CALL | 2,000 shares | $473,000 |
| INVESTORS TITLE CO | COM | 461804106 | — | 6,466 shares | $473,000 |
| RYMAN HOSPITALITY PPTYS INC | COM | 78377T107 | — | 10,000 shares | $473,000 |
| GLIMCHER RLTY TR | SH BEN INT | 379302102 | — | 34,850 shares | $472,000 |
| GROUPON INC | COM CL A | 399473107 | — | 70,615 shares | $472,000 |
| SHAW COMMUNICATIONS INC | CL B CONV | 82028K200 | — | 19,300 shares | $472,000 |
| ERICSSON | ADR B SEK 10 | 294821608 | — | 37,379 shares | $471,000 |
| LGI HOMES INC | COM | 50187T106 | — | 25,654 shares | $471,000 |