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UBS AG
Period ended Sep 30, 2014 · Latest filing Nov 12, 2014
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2014: $135,582,726,000
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2014. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares: $5,234,289,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · PUT: $2,805,798,000
- UBS AG · SHS NEW · H89231338 · shares: $1,708,821,000
- APPLE INC · COM · 037833100 · shares: $1,698,006,000
- MICROSOFT CORP · COM · 594918104 · shares: $1,309,238,000
- JOHNSON & JOHNSON · COM · 478160104 · shares: $1,175,481,000
- ISHARES TR · MSCI EMG MKT ETF · 464287234 · shares · PUT: $1,076,819,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · CALL: $1,069,771,000
- INTEL CORP · COM · 458140100 · shares: $969,358,000
- ISHARES TR · RUSSELL 2000 ETF · 464287655 · shares: $897,841,000
Filing totals differ
The filing summary reports $135,582,726,000, while the holdings entries total $135,582,744,000.
Reported holdings
15,317 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| SPDR SERIES TRUST | S&P CAP MKTS | 78464A771 | — | 9,816 shares | $471,000 |
| SYSCO CORP | COM | 871829107 | PUT | 12,400 shares | $471,000 |
| ALPS ETF TR | C&S GLOBL ETF | 00162Q106 | — | 11,535 shares | $470,000 |
| CURRENCYSHS BRIT POUND STER | BRIT POUND STE | 23129S106 | — | 2,947 shares | $470,000 |
| GENERAC HLDGS INC | COM | 368736104 | CALL | 11,600 shares | $470,000 |
| MARKIT LTD | SHS | G58249106 | — | 20,140 shares | $470,000 |
| TERADATA CORP DEL | COM | 88076W103 | — | 11,200 shares | $470,000 |
| VULCAN MATLS CO | COM | 929160109 | — | 7,801 shares | $470,000 |
| SCRIPPS NETWORKS INTERACT IN | CL A COM | 811065101 | — | 6,000 shares | $469,000 |
| SPROTT PHYSICAL GOLD TRUST | UNIT | 85207H104 | — | 47,075 shares | $469,000 |
| F M C CORP | COM NEW | 302491303 | — | 8,180 shares | $468,000 |
| LEAPFROG ENTERPRISES INC | CL A | 52186N106 | — | 78,106 shares | $468,000 |
| MORGANS HOTEL GROUP CO | COM | 61748W108 | — | 57,998 shares | $468,000 |
| SUMITOMO MITSUI FINL GROUP I | SPONSORED ADR | 86562M209 | — | 57,087 shares | $468,000 |
| MACK CALI RLTY CORP | COM | 554489104 | — | 24,419 shares | $467,000 |
| NATIONAL INSTRS CORP | COM | 636518102 | — | 15,110 shares | $467,000 |
| TEUCRIUM COMMODITY TR | CORN FD SHS | 88166A102 | CALL | 20,500 shares | $467,000 |
| UNITED RENTALS INC | COM | 911363109 | — | 4,200 shares | $467,000 |
| KOREA FD | COM NEW | 500634209 | — | 11,228 shares | $466,000 |
| NUVEEN REAL ASSET INC & GROW | COM | 67074Y105 | — | 23,989 shares | $466,000 |
| PRAXAIR INC | COM | 74005P104 | — | 3,609 shares | $466,000 |
| BABCOCK & WILCOX CO NEW | COM | 05615F102 | — | 16,794 shares | $465,000 |
| CONSOLIDATED EDISON INC | COM | 209115104 | CALL | 8,200 shares | $465,000 |
| DELEK LOGISTICS PARTNERS LP | COM UNT RP INT | 24664T103 | — | 11,411 shares | $465,000 |
| MYR GROUP INC DEL | COM | 55405W104 | — | 19,314 shares | $465,000 |
| PACIRA PHARMACEUTICALS INC | COM | 695127100 | CALL | 4,800 shares | $465,000 |
| PROSHARES TR II | SHT VIX ST TRM | 74347W627 | PUT | 6,200 shares | $465,000 |
| SERVICE CORP INTL | COM | 817565104 | — | 22,011 shares | $465,000 |
| SPS COMM INC | COM | 78463M107 | — | 8,744 shares | $465,000 |
| ALEXION PHARMACEUTICALS INC | COM | 015351109 | CALL | 2,800 shares | $464,000 |
| NEW ORIENTAL ED & TECH GRP I | SPON ADR | 647581107 | PUT | 20,000 shares | $464,000 |
| CURRENCYSHARES EURO TR | EURO SHS | 23130C108 | — | 3,718 shares | $463,000 |
| FAMILY DLR STORES INC | COM | 307000109 | — | 6,000 shares | $463,000 |
| HARLEY DAVIDSON INC | COM | 412822108 | — | 7,961 shares | $463,000 |
| FRANKLIN LTD DURATION INC TR | COM | 35472T101 | — | 37,336 shares | $462,000 |
| ISHARES | U.S. INSRNCE ETF | 464288786 | — | 9,813 shares | $462,000 |
| LMP CAP & INCOME FD INC | COM | 50208A102 | — | 27,330 shares | $462,000 |
| MAGNUM HUNTER RES CORP DEL | COM | 55973B102 | — | 82,929 shares | $462,000 |
| REPLIGEN CORP | COM | 759916109 | — | 23,191 shares | $462,000 |
| WATTS WATER TECHNOLOGIES INC | CL A | 942749102 | — | 7,927 shares | $462,000 |
| BRUNSWICK CORP | COM | 117043109 | — | 10,936 shares | $461,000 |
| CONVERGYS CORP | COM | 212485106 | — | 25,876 shares | $461,000 |
| CROWN MEDIA HLDGS INC | CL A | 228411104 | — | 144,041 shares | $461,000 |
| EMCOR GROUP INC | COM | 29084Q100 | — | 11,542 shares | $461,000 |
| ROYAL BK SCOTLAND GROUP PLC | ADR PFD SER P | 780097762 | — | 19,250 shares | $461,000 |
| WESTERN ASSET INTM MUNI FD I | COM | 958435109 | — | 47,483 shares | $461,000 |
| AKAMAI TECHNOLOGIES INC | COM | 00971T101 | CALL | 7,700 shares | $460,000 |
| EATON VANCE MUN BD FD II | COM | 27827K109 | — | 36,576 shares | $460,000 |
| HOME LN SERVICING SOLUTIONS | ORD SHS | G6648D109 | CALL | 21,700 shares | $460,000 |
| COVIDIEN PLC | SHS | G2554F113 | CALL | 5,300 shares | $459,000 |
| BANCO SANTANDER SA | ADR | 05964H105 | CALL | 48,200 shares | $458,000 |
| DARDEN RESTAURANTS INC | COM | 237194105 | — | 8,900 shares | $458,000 |
| HARSCO CORP | COM | 415864107 | CALL | 21,400 shares | $458,000 |
| JOY GLOBAL INC | COM | 481165108 | CALL | 8,400 shares | $458,000 |
| JPMORGAN CHASE & CO | COM | 46625H100 | CALL | 7,600 shares | $458,000 |
| MICROCHIP TECHNOLOGY INC | COM | 595017104 | — | 9,700 shares | $458,000 |
| CAPITAL ONE FINL CORP | COM | 14040H105 | CALL | 5,600 shares | $457,000 |
| CONNECTICUT WTR SVC INC | COM | 207797101 | — | 14,047 shares | $457,000 |
| CORPORATE OFFICE PPTYS TR | SH BEN INT | 22002T108 | — | 17,783 shares | $457,000 |
| PRESTIGE BRANDS HLDGS INC | COM | 74112D101 | — | 14,112 shares | $457,000 |
| STUDENT TRANSN INC | COM | 86388A108 | — | 73,063 shares | $457,000 |
| CELANESE CORP DEL | COM SER A | 150870103 | — | 7,800 shares | $456,000 |
| HANCOCK JOHN INV TRUST | TAX ADV GLB SH | 41013P749 | — | 36,982 shares | $456,000 |
| HURON CONSULTING GROUP INC | COM | 447462102 | — | 7,471 shares | $456,000 |
| OMNICOM GROUP INC | COM | 681919106 | — | 6,622 shares | $456,000 |
| TOOTSIE ROLL INDS INC | COM | 890516107 | — | 16,297 shares | $456,000 |
| BANK KY FINL CORP | COM | 062896105 | — | 9,846 shares | $455,000 |
| ISHARES | EM EAST EURO ETF | 464286566 | — | 20,819 shares | $455,000 |
| KITE RLTY GROUP TR | COM NEW | 49803T300 | — | 18,790 shares | $455,000 |
| HERITAGE COMMERCE CORP | COM | 426927109 | — | 55,300 shares | $454,000 |
| INVENSENSE INC | COM | 46123D205 | CALL | 23,000 shares | $454,000 |
| TRUSTMARK CORP | COM | 898402102 | — | 19,695 shares | $454,000 |
| AUTOZONE INC | COM | 053332102 | — | 888 shares | $453,000 |
| CHINA SOUTHN AIRLS LTD | SPON ADR CL H | 169409109 | — | 27,751 shares | $453,000 |
| LIONS GATE ENTMNT CORP | COM NEW | 535919203 | — | 13,733 shares | $453,000 |
| ASSURED GUARANTY LTD | COM | G0585R106 | CALL | 20,400 shares | $452,000 |
| MANPOWERGROUP INC | COM | 56418H100 | — | 6,453 shares | $452,000 |
| BLUCORA INC | COM | 095229100 | — | 29,566 shares | $451,000 |
| CNH INDL N V | SHS | N20944109 | — | 56,836 shares | $451,000 |
| FAIRWAY GROUP HLDGS CORP | CL A | 30603D109 | — | 120,462 shares | $451,000 |
| PREMIER INC | CL A | 74051N102 | — | 13,721 shares | $451,000 |
| SHINHAN FINANCIAL GROUP CO L | SPN ADR RESTRD | 824596100 | — | 9,890 shares | $450,000 |
| ROCKWELL MED INC | COM | 774374102 | — | 49,100 shares | $449,000 |
| SIGMA ALDRICH CORP | COM | 826552101 | CALL | 3,300 shares | $449,000 |
| HNI CORP | COM | 404251100 | — | 12,435 shares | $448,000 |
| POWERSHARES ETF TRUST II | GLOBL AGRI ETF | 73936Q702 | — | 15,444 shares | $448,000 |
| TELEFLEX INC | COM | 879369106 | — | 4,266 shares | $448,000 |
| TWENTY FIRST CENTY FOX INC | CL A | 90130A101 | — | 13,056 shares | $448,000 |
| ACTIVISION BLIZZARD INC | COM | 00507V109 | PUT | 21,500 shares | $447,000 |
| BOOZ ALLEN HAMILTON HLDG COR | CL A | 099502106 | — | 19,091 shares | $447,000 |
| CINCINNATI FINL CORP | COM | 172062101 | — | 9,500 shares | $447,000 |
| HANGER INC | COM NEW | 41043F208 | — | 21,800 shares | $447,000 |
| SPDR SERIES TRUST | BRCLY EM LOCL | 78464A391 | — | 15,085 shares | $447,000 |
| CARNIVAL CORP | PAIRED CTF | 143658300 | PUT | 11,100 shares | $446,000 |
| CLAYMORE EXCHANGE TRD FD TR | GUGG BRIC ETF | 18383M100 | — | 13,084 shares | $446,000 |
| PHARMACYCLICS INC | COM | 716933106 | — | 3,800 shares | $446,000 |
| WATERS CORP | COM | 941848103 | — | 4,498 shares | $446,000 |
| EL POLLO LOCO HLDGS INC | COM | 268603107 | CALL | 12,400 shares | $445,000 |
| ENSCO PLC | SHS CLASS A | G3157S106 | — | 10,771 shares | $445,000 |
| MORGAN STANLEY EMER MKTS DEB | COM | 61744H105 | — | 45,831 shares | $445,000 |