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UBS AG
Period ended Sep 30, 2014 · Latest filing Nov 12, 2014
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2014: $135,582,726,000
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2014. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares: $5,234,289,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · PUT: $2,805,798,000
- UBS AG · SHS NEW · H89231338 · shares: $1,708,821,000
- APPLE INC · COM · 037833100 · shares: $1,698,006,000
- MICROSOFT CORP · COM · 594918104 · shares: $1,309,238,000
- JOHNSON & JOHNSON · COM · 478160104 · shares: $1,175,481,000
- ISHARES TR · MSCI EMG MKT ETF · 464287234 · shares · PUT: $1,076,819,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · CALL: $1,069,771,000
- INTEL CORP · COM · 458140100 · shares: $969,358,000
- ISHARES TR · RUSSELL 2000 ETF · 464287655 · shares: $897,841,000
Filing totals differ
The filing summary reports $135,582,726,000, while the holdings entries total $135,582,744,000.
Reported holdings
15,317 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| RESTORATION HARDWARE HLDGS I | COM | 761283100 | — | 5,599 shares | $445,000 |
| AVAGO TECHNOLOGIES LTD | SHS | Y0486S104 | CALL | 5,100 shares | $444,000 |
| DISCOVER FINL SVCS | COM | 254709108 | CALL | 6,900 shares | $444,000 |
| PROSHARES TR | ULT FTSE CHIN 50 | 74347X880 | PUT | 7,700 shares | $444,000 |
| VERINT SYS INC | COM | 92343X100 | — | 7,986 shares | $444,000 |
| AMERICAN EAGLE OUTFITTERS NE | COM | 02553E106 | PUT | 30,500 shares | $443,000 |
| DUN & BRADSTREET CORP DEL NE | COM | 26483E100 | — | 3,773 shares | $443,000 |
| SEAWORLD ENTMT INC | COM | 81282V100 | — | 23,022 shares | $443,000 |
| HORMEL FOODS CORP | COM | 440452100 | — | 8,600 shares | $442,000 |
| RYDEX ETF TRUST | GUG S&P500EQWTEN | 78355W866 | — | 5,428 shares | $442,000 |
| BLACKROCK DIVID INCOME TR | SHS | 09250D109 | — | 33,655 shares | $441,000 |
| METHANEX CORP | COM | 59151K108 | — | 6,600 shares | $441,000 |
| TD AMERITRADE HLDG CORP | COM | 87236Y108 | — | 13,222 shares | $441,000 |
| URBAN OUTFITTERS INC | COM | 917047102 | — | 12,016 shares | $441,000 |
| AMERICAN AIRLS GROUP INC | COM | 02376R102 | — | 12,400 shares | $440,000 |
| BP PLC | SPONSORED ADR | 055622104 | — | 10,000 shares | $440,000 |
| CEMPRA INC | COM | 15130J109 | — | 40,175 shares | $440,000 |
| SELECT INCOME REIT | COM SH BEN INT | 81618T100 | — | 18,296 shares | $440,000 |
| WOLVERINE WORLD WIDE INC | COM | 978097103 | — | 17,545 shares | $440,000 |
| AMERICAN ELEC PWR INC | COM | 025537101 | — | 8,399 shares | $439,000 |
| CMS ENERGY CORP | COM | 125896100 | — | 14,800 shares | $439,000 |
| MAZOR ROBOTICS LTD | SPONSORED ADS | 57886P103 | — | 37,245 shares | $439,000 |
| PBF ENERGY INC | CL A | 69318G106 | CALL | 18,300 shares | $439,000 |
| POWERSHS DB MULTI SECT COMM | DB ENERGY FUND | 73936B101 | — | 16,299 shares | $439,000 |
| UNIVERSAL HLTH SVCS INC | CL B | 913903100 | — | 4,200 shares | $439,000 |
| DENTSPLY INTL INC NEW | COM | 249030107 | — | 9,600 shares | $438,000 |
| GENERAL AMERN INVS INC | COM | 368802104 | — | 11,810 shares | $438,000 |
| HARRIS CORP DEL | COM | 413875105 | — | 6,600 shares | $438,000 |
| NATIONSTAR MTG HLDGS INC | COM | 63861C109 | PUT | 12,800 shares | $438,000 |
| EVEREST RE GROUP LTD | COM | G3223R108 | — | 2,700 shares | $437,000 |
| EXPRESS SCRIPTS HLDG CO | COM | 30219G108 | — | 6,182 shares | $437,000 |
| MEASUREMENT SPECIALTIES INC | COM | 583421102 | PUT | 5,100 shares | $437,000 |
| RIVERBED TECHNOLOGY INC | COM | 768573107 | — | 23,584 shares | $437,000 |
| TECHNE CORP | COM | 878377100 | — | 4,674 shares | $437,000 |
| FERRO CORP | COM | 315405100 | — | 30,120 shares | $436,000 |
| INTERVAL LEISURE GROUP INC | COM | 46113M108 | — | 22,901 shares | $436,000 |
| NEW YORK CMNTY BANCORP INC | COM | 649445103 | — | 27,466 shares | $436,000 |
| LENNAR CORP | CL A | 526057104 | — | 11,200 shares | $435,000 |
| SABINE ROYALTY TR | UNIT BEN INT | 785688102 | — | 8,024 shares | $435,000 |
| FIRST INDUSTRIAL REALTY TRUS | COM | 32054K103 | — | 25,656 shares | $434,000 |
| GRACO INC | COM | 384109104 | — | 5,950 shares | $434,000 |
| PHH CORP | COM NEW | 693320202 | — | 19,391 shares | $434,000 |
| NETEASE INC | SPONSORED ADR | 64110W102 | — | 5,054 shares | $433,000 |
| CLECO CORP NEW | COM | 12561W105 | — | 8,958 shares | $431,000 |
| ENDO INTL PLC | SHS | G30401106 | PUT | 6,300 shares | $431,000 |
| ENVISION HEALTHCARE HLDGS IN | COM | 29413U103 | — | 12,424 shares | $431,000 |
| KB FINANCIAL GROUP INC | SPONSORED ADR | 48241A105 | — | 11,895 shares | $431,000 |
| ASHLAND INC NEW | COM | 044209104 | — | 4,131 shares | $430,000 |
| FIFTH THIRD BANCORP | COM | 316773100 | CALL | 21,500 shares | $430,000 |
| PEABODY ENERGY CORP | COM | 704549104 | — | 34,700 shares | $430,000 |
| CAMECO CORP | COM | 13321L108 | — | 24,300 shares | $429,000 |
| DIREXION SHS ETF TR | DLY SC BEAR3XNEW | 25459Y488 | CALL | 25,300 shares | $428,000 |
| PENNEY J C INC | COM | 708160106 | — | 42,640 shares | $428,000 |
| HEALTHCARE TR AMER INC | CL A | 42225P105 | — | 36,818 shares | $427,000 |
| CNO FINL GROUP INC | COM | 12621E103 | — | 25,105 shares | $426,000 |
| NABORS INDUSTRIES LTD | SHS | G6359F103 | — | 18,700 shares | $426,000 |
| COMPANIA CERVECERIAS UNIDAS | SPONSORED ADR | 204429104 | — | 19,288 shares | $425,000 |
| EMPIRE DIST ELEC CO | COM | 291641108 | — | 17,612 shares | $425,000 |
| MEDIVATION INC | COM | 58501N101 | PUT | 4,300 shares | $425,000 |
| REPUBLIC SVCS INC | COM | 760759100 | CALL | 10,900 shares | $425,000 |
| TECH DATA CORP | COM | 878237106 | — | 7,215 shares | $425,000 |
| WEIGHT WATCHERS INTL INC NEW | COM | 948626106 | CALL | 15,500 shares | $425,000 |
| LIBERTY PPTY TR | SH BEN INT | 531172104 | — | 12,748 shares | $424,000 |
| MEXICO FD INC | COM | 592835102 | — | 15,468 shares | $424,000 |
| TOWER SEMICONDUCTOR LTD | SHS NEW | M87915274 | — | 41,725 shares | $424,000 |
| CARDINAL FINL CORP | COM | 14149F109 | — | 24,788 shares | $423,000 |
| CARTER INC | COM | 146229109 | — | 5,459 shares | $423,000 |
| ORITANI FINL CORP DEL | COM | 68633D103 | — | 30,000 shares | $423,000 |
| DUPONT FABROS TECHNOLOGY INC | COM | 26613Q106 | — | 15,610 shares | $422,000 |
| NEWS CORP NEW | CL A | 65249B109 | — | 25,828 shares | $422,000 |
| AGREE REALTY CORP | COM | 008492100 | — | 15,367 shares | $421,000 |
| BRIXMOR PPTY GROUP INC | COM | 11120U105 | — | 18,900 shares | $421,000 |
| CLAYMORE EXCHANGE TRD FD TR | GUG S&PG DIV OPP | 18383M860 | — | 33,246 shares | $421,000 |
| FIRST TR ABERDEEN GLBL OPP F | COM SHS | 337319107 | — | 30,962 shares | $421,000 |
| GASLOG LTD | SHS | G37585109 | — | 19,145 shares | $421,000 |
| GENERAL CABLE CORP DEL NEW | COM | 369300108 | — | 27,909 shares | $421,000 |
| NUVEEN N C PREM INCOME MUN F | COM | 67060P100 | — | 32,818 shares | $421,000 |
| VALUEVISION MEDIA INC | CL A | 92047K107 | — | 82,028 shares | $421,000 |
| WHITEWAVE FOODS CO | COM | 966244105 | CALL | 11,600 shares | $421,000 |
| FIDELITY NATIONAL FINANCIAL | FNFV GROUP COM | 31620R402 | — | 30,504 shares | $420,000 |
| KIMBERLY CLARK CORP | COM | 494368103 | CALL | 3,900 shares | $420,000 |
| POWERSHARES ETF TRUST | GOLDEN DRG CHINA | 73935X401 | — | 13,975 shares | $420,000 |
| CBRE CLARION GLOBAL REAL EST | COM | 12504G100 | — | 50,013 shares | $419,000 |
| LIBERTY GLOBAL PLC | SHS CL A | G5480U104 | — | 9,838 shares | $419,000 |
| MONDELEZ INTL INC | CL A | 609207105 | CALL | 12,200 shares | $418,000 |
| RIO TINTO PLC | SPONSORED ADR | 767204100 | CALL | 8,500 shares | $418,000 |
| SHUTTERSTOCK INC | COM | 825690100 | — | 5,849 shares | $418,000 |
| BLUEKNIGHT ENERGY PARTNERS L | COM UNIT | 09625U109 | — | 50,569 shares | $417,000 |
| CALPINE CORP | COM NEW | 131347304 | — | 19,200 shares | $417,000 |
| NOBLE ENERGY INC | COM | 655044105 | CALL | 6,100 shares | $417,000 |
| BANKUNITED INC | COM | 06652K103 | — | 13,636 shares | $416,000 |
| BOYD GAMING CORP | COM | 103304101 | — | 40,953 shares | $416,000 |
| ISHARES TR | RUSSELL 2000 ETF | 464287655 | PUT | 3,800 shares | $416,000 |
| OMNIAMERICAN BANCORP INC | COM | 68216R107 | — | 15,989 shares | $416,000 |
| WATERS CORP | COM | 941848103 | CALL | 4,200 shares | $416,000 |
| GREEN PLAINS INC | COM | 393222104 | PUT | 11,100 shares | $415,000 |
| CLAYMORE EXCHANGE TRD FD TR | GUGG SHIPPNG ETF | 18383Q796 | — | 20,084 shares | $414,000 |
| E TRADE FINANCIAL CORP | COM NEW | 269246401 | — | 18,311 shares | $414,000 |
| REGAL BELOIT CORP | COM | 758750103 | — | 6,447 shares | $414,000 |
| STEEL DYNAMICS INC | COM | 858119100 | CALL | 18,300 shares | $414,000 |