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UBS AG
Period ended Sep 30, 2014 · Latest filing Nov 12, 2014
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2014: $135,582,726,000
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2014. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares: $5,234,289,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · PUT: $2,805,798,000
- UBS AG · SHS NEW · H89231338 · shares: $1,708,821,000
- APPLE INC · COM · 037833100 · shares: $1,698,006,000
- MICROSOFT CORP · COM · 594918104 · shares: $1,309,238,000
- JOHNSON & JOHNSON · COM · 478160104 · shares: $1,175,481,000
- ISHARES TR · MSCI EMG MKT ETF · 464287234 · shares · PUT: $1,076,819,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · CALL: $1,069,771,000
- INTEL CORP · COM · 458140100 · shares: $969,358,000
- ISHARES TR · RUSSELL 2000 ETF · 464287655 · shares: $897,841,000
Filing totals differ
The filing summary reports $135,582,726,000, while the holdings entries total $135,582,744,000.
Reported holdings
15,317 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| CHICAGO BRIDGE & IRON CO N V | COM | 167250109 | — | 6,000 shares | $347,000 |
| ENERPLUS CORP | COM | 292766102 | — | 18,295 shares | $347,000 |
| MAXWELL TECHNOLOGIES INC | COM | 577767106 | — | 39,825 shares | $347,000 |
| NOBLE CORP PLC | SHS USD | G65431101 | PUT | 15,600 shares | $347,000 |
| SCANA CORP NEW | COM | 80589M102 | — | 6,990 shares | $347,000 |
| TRIPADVISOR INC | COM | 896945201 | — | 3,797 shares | $347,000 |
| BRINKER INTL INC | COM | 109641100 | — | 6,810 shares | $346,000 |
| ISHARES | GL TIMB FORE ETF | 464288174 | — | 7,013 shares | $346,000 |
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | — | 3,885 shares | $345,000 |
| LANDSTAR SYS INC | COM | 515098101 | — | 4,774 shares | $345,000 |
| NEUBERGER BERMAN HGH YLD FD | COM | 64128C106 | — | 26,740 shares | $345,000 |
| WINDSTREAM HLDGS INC | COM | 97382A101 | — | 32,000 shares | $345,000 |
| ALLSTATE CORP | COM | 020002101 | PUT | 5,600 shares | $344,000 |
| APPLIED OPTOELECTRONICS INC | COM | 03823U102 | — | 21,375 shares | $344,000 |
| JOY GLOBAL INC | COM | 481165108 | — | 6,300 shares | $344,000 |
| NASDAQ OMX GROUP INC | COM | 631103108 | — | 8,100 shares | $344,000 |
| SALIX PHARMACEUTICALS INC | COM | 795435106 | CALL | 2,200 shares | $344,000 |
| XYLEM INC | COM | 98419M100 | — | 9,700 shares | $344,000 |
| ZWEIG TOTAL RETURN FD INC | COM NEW | 989837208 | — | 24,847 shares | $344,000 |
| ADEPT TECHNOLOGY INC | COM NEW | 006854202 | — | 40,791 shares | $343,000 |
| ADVANCED SEMICONDUCTOR ENGR | SPONSORED ADR | 00756M404 | — | 58,000 shares | $343,000 |
| CURRENCYSHARES CDN DLR TR | CDN DOLLAR SHS | 23129X105 | — | 3,863 shares | $343,000 |
| INCYTE CORP | COM | 45337C102 | CALL | 7,000 shares | $343,000 |
| KODIAK OIL & GAS CORP | COM | 50015Q100 | PUT | 25,200 shares | $342,000 |
| NXP SEMICONDUCTORS N V | COM | N6596X109 | — | 5,000 shares | $342,000 |
| SODASTREAM INTERNATIONAL LTD | USD SHS | M9068E105 | — | 11,610 shares | $342,000 |
| DRIL-QUIP INC | COM | 262037104 | — | 3,812 shares | $341,000 |
| HAIN CELESTIAL GROUP INC | COM | 405217100 | — | 3,332 shares | $341,000 |
| HALCON RES CORP | COM NEW | 40537Q209 | PUT | 86,200 shares | $341,000 |
| PARTNERRE LTD | COM | G6852T105 | — | 3,100 shares | $341,000 |
| PATTERSON COMPANIES INC | COM | 703395103 | — | 8,236 shares | $341,000 |
| PROSENSA HLDG N V | SHS USD | N71546100 | CALL | 40,400 shares | $341,000 |
| SEMICONDUCTOR MFG INTL CORP | SPONSORED ADR | 81663N206 | — | 66,974 shares | $341,000 |
| SOUTHWEST AIRLS CO | COM | 844741108 | PUT | 10,100 shares | $341,000 |
| TELEDYNE TECHNOLOGIES INC | COM | 879360105 | — | 3,625 shares | $341,000 |
| CONTROL4 CORP | COM | 21240D107 | — | 26,293 shares | $340,000 |
| FLEXSHARES TR | READY ACC VARI | 33939L886 | — | 4,488 shares | $340,000 |
| ALLERGAN INC | COM | 018490102 | CALL | 1,900 shares | $339,000 |
| CABOT MICROELECTRONICS CORP | COM | 12709P103 | — | 8,169 shares | $339,000 |
| FLOWSERVE CORP | COM | 34354P105 | PUT | 4,800 shares | $339,000 |
| LEGGETT & PLATT INC | COM | 524660107 | — | 9,700 shares | $339,000 |
| TEXAS PAC LD TR | SUB CTF PROP I T | 882610108 | — | 1,764 shares | $339,000 |
| JOY GLOBAL INC | COM | 481165108 | PUT | 6,200 shares | $338,000 |
| KRAFT FOODS GROUP INC | COM | 50076Q106 | CALL | 6,000 shares | $338,000 |
| RITE AID CORP | COM | 767754104 | PUT | 69,900 shares | $338,000 |
| MIDSTATES PETE CO INC | COM | 59804T100 | — | 66,646 shares | $337,000 |
| NATURAL GROCERS BY VITAMIN C | COM | 63888U108 | — | 20,690 shares | $337,000 |
| PROSHARES TR | ULTRAPRO QQQ | 74347X831 | CALL | 3,900 shares | $337,000 |
| ADVISORSHARES TR | SAGE CORE ETF | 00768Y651 | — | 3,375 shares | $336,000 |
| FEDERATED INVS INC PA | CL B | 314211103 | — | 11,460 shares | $336,000 |
| GLOBE SPECIALTY METALS INC | COM | 37954N206 | — | 18,494 shares | $336,000 |
| HOMESTREET INC | COM | 43785V102 | — | 19,679 shares | $336,000 |
| OMNICARE INC | COM | 681904108 | — | 5,400 shares | $336,000 |
| POWERSHARES ETF TR II | S&P SMCP MAT P | 73937B852 | — | 7,744 shares | $336,000 |
| UNITED STATES STL CORP NEW | COM | 912909108 | — | 8,567 shares | $336,000 |
| ATRION CORP | COM | 049904105 | — | 1,097 shares | $335,000 |
| CREDIT SUISSE NASSAU BRH | GOLDINC LKD32ETN | 22542D480 | — | 26,602 shares | $335,000 |
| ENPHASE ENERGY INC | COM | 29355A107 | — | 22,328 shares | $335,000 |
| HI-CRUSH PARTNERS LP | COM UNIT LTD | 428337109 | CALL | 6,500 shares | $335,000 |
| JABIL CIRCUIT INC | COM | 466313103 | CALL | 16,600 shares | $335,000 |
| LENNAR CORP | CL B | 526057302 | — | 10,468 shares | $335,000 |
| PEPCO HOLDINGS INC | COM | 713291102 | CALL | 12,500 shares | $335,000 |
| RETAIL OPPORTUNITY INVTS COR | COM | 76131N101 | — | 22,798 shares | $335,000 |
| UNIVERSAL ELECTRS INC | COM | 913483103 | — | 6,777 shares | $335,000 |
| CNINSURE INC | SPONSORED ADR | 18976M103 | — | 60,701 shares | $334,000 |
| GARTNER INC | COM | 366651107 | — | 4,544 shares | $334,000 |
| SYNTA PHARMACEUTICALS CORP | COM | 87162T206 | — | 111,000 shares | $334,000 |
| VERSARTIS INC | COM | 92529L102 | — | 17,607 shares | $334,000 |
| AUTOLIV INC | COM | 052800109 | — | 3,625 shares | $333,000 |
| ENVISION HEALTHCARE HLDGS IN | COM | 29413U103 | PUT | 9,600 shares | $333,000 |
| RADIOSHACK CORP | COM | 750438103 | — | 336,600 shares | $333,000 |
| SPIRIT AEROSYSTEMS HLDGS INC | COM CL A | 848574109 | — | 8,749 shares | $333,000 |
| SPIRIT AIRLS INC | COM | 848577102 | — | 4,820 shares | $333,000 |
| GABELLI GLOBL UTIL & INCOME | COM SH BEN INT | 36242L105 | — | 17,357 shares | $332,000 |
| ICONIX BRAND GROUP INC | COM | 451055107 | — | 8,980 shares | $332,000 |
| OIL STS INTL INC | COM | 678026105 | — | 5,362 shares | $332,000 |
| ZIMMER HLDGS INC | COM | 98956P102 | — | 3,305 shares | $332,000 |
| COEUR MNG INC | COM NEW | 192108504 | — | 66,717 shares | $331,000 |
| ROYAL BK SCOTLAND GROUP PLC | ADR PREF SER N | 780097770 | — | 13,538 shares | $331,000 |
| ULTA SALON COSMETCS & FRAG I | COM | 90384S303 | — | 2,800 shares | $331,000 |
| ISHARES | MSCI GERMANY ETF | 464286806 | PUT | 11,900 shares | $330,000 |
| NUVEEN PREMIER MUN INCOME FD | COM | 670988104 | — | 24,552 shares | $330,000 |
| PROSHARES TR | PSHS ULT S&P 500 | 74347R107 | CALL | 2,800 shares | $330,000 |
| SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 | — | 7,032 shares | $330,000 |
| SILICON MOTION TECHNOLOGY CO | SPONSORED ADR | 82706C108 | — | 12,245 shares | $330,000 |
| ALLIANCE CALIF MUN INCOME FD | COM | 018546101 | — | 24,331 shares | $329,000 |
| DEPOMED INC | COM | 249908104 | — | 21,637 shares | $329,000 |
| FINISAR CORP | COM NEW | 31787A507 | CALL | 19,800 shares | $329,000 |
| MANPOWERGROUP INC | COM | 56418H100 | — | 4,700 shares | $329,000 |
| MGIC INVT CORP WIS | COM | 552848103 | — | 42,186 shares | $329,000 |
| PEPCO HOLDINGS INC | COM | 713291102 | — | 12,300 shares | $329,000 |
| RELYPSA INC | COM | 759531106 | — | 15,577 shares | $329,000 |
| RING ENERGY INC | COM | 76680V108 | — | 22,315 shares | $329,000 |
| DICKS SPORTING GOODS INC | COM | 253393102 | — | 7,465 shares | $328,000 |
| INTERNATIONAL RECTIFIER CORP | COM | 460254105 | — | 8,364 shares | $328,000 |
| ISHARES TR | CORE DIV GRWTH | 46434V621 | — | 13,102 shares | $328,000 |
| MINNESOTA MUN INCOME PTFL IN | COM | 604062109 | — | 21,162 shares | $328,000 |
| ORTHOFIX INTL N V | COM | N6748L102 | CALL | 10,600 shares | $328,000 |
| POWERSHARES ETF TR II | S&P SMCP C DIS | 73937B506 | — | 7,383 shares | $328,000 |
| STANCORP FINL GROUP INC | COM | 852891100 | — | 5,193 shares | $328,000 |