← Back to Discover
UBS AG
Period ended Sep 30, 2014 · Latest filing Nov 12, 2014
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2014: $135,582,726,000
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2014. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares: $5,234,289,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · PUT: $2,805,798,000
- UBS AG · SHS NEW · H89231338 · shares: $1,708,821,000
- APPLE INC · COM · 037833100 · shares: $1,698,006,000
- MICROSOFT CORP · COM · 594918104 · shares: $1,309,238,000
- JOHNSON & JOHNSON · COM · 478160104 · shares: $1,175,481,000
- ISHARES TR · MSCI EMG MKT ETF · 464287234 · shares · PUT: $1,076,819,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · CALL: $1,069,771,000
- INTEL CORP · COM · 458140100 · shares: $969,358,000
- ISHARES TR · RUSSELL 2000 ETF · 464287655 · shares: $897,841,000
Filing totals differ
The filing summary reports $135,582,726,000, while the holdings entries total $135,582,744,000.
Reported holdings
15,317 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| STAR GAS PARTNERS L P | UNIT LTD PARTNR | 85512C105 | — | 57,469 shares | $328,000 |
| IHS INC | CL A | 451734107 | — | 2,611 shares | $327,000 |
| LEGG MASON INC | COM | 524901105 | — | 6,400 shares | $327,000 |
| TOLL BROTHERS INC | COM | 889478103 | — | 10,500 shares | $327,000 |
| FIRST REP BK SAN FRANCISCO C | COM | 33616C100 | — | 6,600 shares | $326,000 |
| F M C CORP | COM NEW | 302491303 | PUT | 5,700 shares | $326,000 |
| GOVERNMENT PPTYS INCOME TR | COM SHS BEN INT | 38376A103 | — | 14,857 shares | $326,000 |
| ALCOBRA LTD | SHS | M2239P109 | — | 21,060 shares | $325,000 |
| BLACKBERRY LTD | COM | 09228F103 | — | 32,650 shares | $325,000 |
| GABELLI EQUITY TR INC | COM | 362397101 | — | 50,809 shares | $324,000 |
| IMMUNOGEN INC | COM | 45253H101 | — | 30,523 shares | $323,000 |
| ISHARES SILVER TRUST | ISHARES | 46428Q109 | — | 19,765 shares | $323,000 |
| KKR & CO L P DEL | COM UNITS | 48248M102 | CALL | 14,500 shares | $323,000 |
| KLA-TENCOR CORP | COM | 482480100 | PUT | 4,100 shares | $323,000 |
| NUVEEN TEX QUALITY INCOME MU | COM | 670983105 | — | 22,198 shares | $323,000 |
| UNITED MICROELECTRONICS CORP | SPON ADR NEW | 910873405 | — | 162,408 shares | $323,000 |
| ACTIVISION BLIZZARD INC | COM | 00507V109 | CALL | 15,500 shares | $322,000 |
| EBIX INC | COM NEW | 278715206 | PUT | 22,700 shares | $322,000 |
| GABELLI GLB SML & MD CP VAL | COM | 36249W104 | — | 31,438 shares | $322,000 |
| STAPLES INC | COM | 855030102 | CALL | 26,600 shares | $322,000 |
| WEYCO GROUP INC | COM | 962149100 | — | 12,806 shares | $322,000 |
| BLACKROCK NY MUNI 2018 TERM | COM | 09248K108 | — | 21,331 shares | $321,000 |
| DIREXION SHS ETF TR | DLY SC BEAR3XNEW | 25459Y488 | PUT | 19,000 shares | $321,000 |
| ISHARES | CONSER ALLOC ETF | 464289883 | — | 9,883 shares | $321,000 |
| SUPERNUS PHARMACEUTICALS INC | COM | 868459108 | — | 36,968 shares | $321,000 |
| COMPANHIA ENERGETICA DE MINA | SP ADR N-V PFD | 204409601 | — | 51,295 shares | $320,000 |
| E-COMMERCE CHINA DANGDANG IN | SPN ADS COM A | 26833A105 | CALL | 26,200 shares | $320,000 |
| EXTREME NETWORKS INC | COM | 30226D106 | CALL | 66,900 shares | $320,000 |
| PINNACLE FOODS INC DEL | COM | 72348P104 | PUT | 9,800 shares | $320,000 |
| SUPERIOR ENERGY SVCS INC | COM | 868157108 | — | 9,737 shares | $320,000 |
| CHIPMOS TECH BERMUDA LTD | SHS | G2110R114 | — | 14,085 shares | $319,000 |
| FIRST TR EXCNGE TRD ALPHADEX | MID CAP VAL FD | 33737M201 | — | 10,715 shares | $319,000 |
| U S SILICA HLDGS INC | COM | 90346E103 | CALL | 5,100 shares | $319,000 |
| WESTERN ALLIANCE BANCORP | COM | 957638109 | — | 13,353 shares | $319,000 |
| LTC PPTYS INC | COM | 502175102 | — | 8,617 shares | $318,000 |
| OWENS ILL INC | COM NEW | 690768403 | — | 12,200 shares | $318,000 |
| PAYCHEX INC | COM | 704326107 | CALL | 7,200 shares | $318,000 |
| DENTSPLY INTL INC NEW | COM | 249030107 | — | 6,952 shares | $317,000 |
| MARKET VECTORS ETF TR | AGRIBUS ETF | 57060U605 | — | 6,000 shares | $317,000 |
| MONSTER BEVERAGE CORP | COM | 611740101 | — | 3,462 shares | $317,000 |
| PENNSYLVANIA RL ESTATE INVT | SH BEN INT | 709102107 | — | 15,873 shares | $317,000 |
| SPDR INDEX SHS FDS | INTL FINL ETF | 78463X699 | — | 14,431 shares | $317,000 |
| CAPSTEAD MTG CORP | COM NO PAR | 14067E506 | — | 25,845 shares | $316,000 |
| FUEL SYS SOLUTIONS INC | COM | 35952W103 | — | 35,419 shares | $316,000 |
| INTEGRYS ENERGY GROUP INC | COM | 45822P105 | — | 4,868 shares | $316,000 |
| MARCHEX INC | CL B | 56624R108 | — | 76,234 shares | $316,000 |
| MWI VETERINARY SUPPLY INC | COM | 55402X105 | — | 2,130 shares | $316,000 |
| NAVIGATOR HOLDINGS LTD | SHS | Y62132108 | — | 11,354 shares | $316,000 |
| OMEGA HEALTHCARE INVS INC | COM | 681936100 | — | 9,236 shares | $316,000 |
| PIMCO STRATEGIC INCOME FD IN | COM | 72200X104 | — | 32,062 shares | $316,000 |
| RAYMOND JAMES FINANCIAL INC | COM | 754730109 | — | 5,900 shares | $316,000 |
| WHOLE FOODS MKT INC | COM | 966837106 | — | 8,283 shares | $316,000 |
| 51JOB INC | SP ADR REP COM | 316827104 | — | 10,530 shares | $315,000 |
| EQUITY ONE | COM | 294752100 | — | 14,574 shares | $315,000 |
| PACIRA PHARMACEUTICALS INC | COM | 695127100 | — | 3,254 shares | $315,000 |
| RADIOSHACK CORP | COM | 750438103 | PUT | 318,200 shares | $315,000 |
| LAM RESEARCH CORP | COM | 512807108 | CALL | 4,200 shares | $314,000 |
| POWERSHARES ETF TRUST | FINL SECT PORT | 73935X377 | — | 11,025 shares | $314,000 |
| PROSHARES TR | PSHS ULTRA QQQ | 74347R206 | PUT | 2,500 shares | $314,000 |
| SOUTHWESTERN ENERGY CO | COM | 845467109 | — | 8,981 shares | $314,000 |
| COMPUGEN LTD | ORD | M25722105 | — | 36,543 shares | $313,000 |
| GAMESTOP CORP NEW | CL A | 36467W109 | PUT | 7,600 shares | $313,000 |
| SCHEIN HENRY INC | COM | 806407102 | — | 2,690 shares | $313,000 |
| APOLLO GLOBAL MGMT LLC | CL A SHS | 037612306 | CALL | 13,100 shares | $312,000 |
| BITAUTO HLDGS LTD | SPONSORED ADS | 091727107 | PUT | 4,000 shares | $312,000 |
| LIBERTY ALL-STAR GROWTH FD I | COM | 529900102 | — | 61,265 shares | $312,000 |
| P T TELEKOMUNIKASI INDONESIA | SPONSORED ADR | 715684106 | — | 6,481 shares | $312,000 |
| ROYAL BK SCOTLAND GROUP PLC | SP ADR PREF M | 780097796 | — | 12,742 shares | $312,000 |
| MAGELLAN MIDSTREAM PRTNRS LP | COM UNIT RP LP | 559080106 | CALL | 3,700 shares | $311,000 |
| RANDGOLD RES LTD | ADR | 752344309 | PUT | 4,600 shares | $311,000 |
| REALOGY HLDGS CORP | COM | 75605Y106 | — | 8,359 shares | $311,000 |
| STANLEY BLACK & DECKER INC | COM | 854502101 | PUT | 3,500 shares | $311,000 |
| ALON USA PARTNERS LP | UT LTDPART INT | 02052T109 | — | 17,500 shares | $310,000 |
| BAYTEX ENERGY CORP | COM | 07317Q105 | — | 8,167 shares | $309,000 |
| CHIMERA INVT CORP | COM | 16934Q109 | CALL | 101,500 shares | $309,000 |
| DENTSPLY INTL INC NEW | COM | 249030107 | — | 6,770 shares | $309,000 |
| EXTRA SPACE STORAGE INC | COM | 30225T102 | — | 5,986 shares | $309,000 |
| FIDELITY | MSCI UTILS INDEX | 316092865 | — | 11,353 shares | $309,000 |
| PHOENIX COS INC NEW | COM NEW | 71902E604 | — | 5,503 shares | $309,000 |
| PIMCO ETF TR | LOW DURTN ETF | 72201R718 | — | 3,050 shares | $309,000 |
| POWERSHARES ETF TR II | EMRG MKTS INFR | 73937B209 | — | 8,517 shares | $309,000 |
| WHITEWAVE FOODS CO | COM | 966244105 | PUT | 8,500 shares | $309,000 |
| ZIONS BANCORPORATION | COM | 989701107 | — | 10,642 shares | $309,000 |
| AMERICAN CAPITAL AGENCY CORP | COM | 02503X105 | CALL | 14,500 shares | $308,000 |
| CARDIOVASCULAR SYS INC DEL | COM | 141619106 | — | 13,002 shares | $307,000 |
| CROWN HOLDINGS INC | COM | 228368106 | — | 6,900 shares | $307,000 |
| ECOLAB INC | COM | 278865100 | — | 2,672 shares | $307,000 |
| ETHAN ALLEN INTERIORS INC | COM | 297602104 | — | 13,452 shares | $307,000 |
| METTLER TOLEDO INTERNATIONAL | COM | 592688105 | — | 1,200 shares | $307,000 |
| NOAH HLDGS LTD | SPONSORED ADS | 65487X102 | CALL | 22,900 shares | $307,000 |
| VANGUARD SCOTTSDALE FDS | VNG RUS2000GRW | 92206C623 | — | 3,243 shares | $307,000 |
| ALPS ETF TR | US EQTHIVOLPT WR | 00162Q734 | — | 12,632 shares | $306,000 |
| ENERSIS S A | SPONSORED ADR | 29274F104 | — | 19,402 shares | $306,000 |
| GILDAN ACTIVEWEAR INC | COM | 375916103 | — | 5,600 shares | $306,000 |
| TRANSAMERICA INCOME SHS INC | COM | 893506105 | — | 15,000 shares | $306,000 |
| AMERESCO INC | CL A | 02361E108 | — | 44,541 shares | $305,000 |
| CALIX INC | COM | 13100M509 | — | 31,842 shares | $305,000 |
| EVOLUTION PETROLEUM CORP | COM | 30049A107 | — | 33,255 shares | $305,000 |
| OXFORD LANE CAP CORP | COM | 691543102 | — | 19,922 shares | $305,000 |
| SONY CORP | ADR NEW | 835699307 | PUT | 16,900 shares | $305,000 |