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UBS AG
Period ended Sep 30, 2014 · Latest filing Nov 12, 2014
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2014: $135,582,726,000
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2014. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares: $5,234,289,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · PUT: $2,805,798,000
- UBS AG · SHS NEW · H89231338 · shares: $1,708,821,000
- APPLE INC · COM · 037833100 · shares: $1,698,006,000
- MICROSOFT CORP · COM · 594918104 · shares: $1,309,238,000
- JOHNSON & JOHNSON · COM · 478160104 · shares: $1,175,481,000
- ISHARES TR · MSCI EMG MKT ETF · 464287234 · shares · PUT: $1,076,819,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · CALL: $1,069,771,000
- INTEL CORP · COM · 458140100 · shares: $969,358,000
- ISHARES TR · RUSSELL 2000 ETF · 464287655 · shares: $897,841,000
Filing totals differ
The filing summary reports $135,582,726,000, while the holdings entries total $135,582,744,000.
Reported holdings
15,317 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| ABERDEEN AUSTRALIA EQTY FD I | COM | 003011103 | — | 38,917 shares | $304,000 |
| FIRST AMERN FINL CORP | COM | 31847R102 | — | 11,204 shares | $304,000 |
| GENWORTH FINL INC | COM CL A | 37247D106 | — | 23,200 shares | $304,000 |
| NATIONAL OILWELL VARCO INC | COM | 637071101 | CALL | 4,000 shares | $304,000 |
| SUNSTONE HOTEL INVS INC NEW | COM | 867892101 | — | 22,001 shares | $304,000 |
| TECK RESOURCES LTD | CL B | 878742204 | PUT | 16,100 shares | $304,000 |
| WINNEBAGO INDS INC | COM | 974637100 | — | 13,975 shares | $304,000 |
| ANNIES INC | COM | 03600T104 | PUT | 6,600 shares | $303,000 |
| CENTURY ALUM CO | COM | 156431108 | — | 11,650 shares | $303,000 |
| ROCKWELL MED INC | COM | 774374102 | CALL | 33,200 shares | $303,000 |
| BANK MONTREAL QUE | COM | 063671101 | CALL | 4,100 shares | $302,000 |
| MARRIOTT VACATIONS WRLDWDE C | COM | 57164Y107 | — | 4,758 shares | $302,000 |
| PARKWAY PPTYS INC | COM | 70159Q104 | — | 16,095 shares | $302,000 |
| EDUCATION RLTY TR INC | COM | 28140H104 | — | 29,327 shares | $301,000 |
| GAMESTOP CORP NEW | CL A | 36467W109 | — | 7,300 shares | $301,000 |
| NOVARTIS A G | SPONSORED ADR | 66987V109 | CALL | 3,200 shares | $301,000 |
| THIRD PT REINS LTD | COM | G8827U100 | — | 20,674 shares | $301,000 |
| CYNOSURE INC | CL A | 232577205 | — | 14,308 shares | $300,000 |
| E TRADE FINANCIAL CORP | COM NEW | 269246401 | PUT | 13,300 shares | $300,000 |
| LIGHTINTHEBOX HLDG CO LTD | SPONSORED ADR | 53225G102 | — | 48,077 shares | $300,000 |
| MAGNUM HUNTER RES CORP DEL | COM | 55973B102 | CALL | 53,900 shares | $300,000 |
| PLAINS ALL AMERN PIPELINE L | UNIT LTD PARTN | 726503105 | PUT | 5,100 shares | $300,000 |
| THRESHOLD PHARMACEUTICAL INC | COM NEW | 885807206 | — | 83,178 shares | $300,000 |
| WISDOMTREE INVTS INC | COM | 97717P104 | PUT | 26,400 shares | $300,000 |
| CHILDRENS PL INC | COM | 168905107 | — | 6,270 shares | $299,000 |
| LAM RESEARCH CORP | COM | 512807108 | PUT | 4,000 shares | $299,000 |
| MARVELL TECHNOLOGY GROUP LTD | ORD | G5876H105 | — | 22,200 shares | $299,000 |
| MEADWESTVACO CORP | COM | 583334107 | — | 7,300 shares | $299,000 |
| RADIAN GROUP INC | COM | 750236101 | CALL | 21,000 shares | $299,000 |
| ATWOOD OCEANICS INC | COM | 050095108 | — | 6,811 shares | $298,000 |
| DICKS SPORTING GOODS INC | COM | 253393102 | CALL | 6,800 shares | $298,000 |
| EATON VANCE CORP | COM NON VTG | 278265103 | — | 7,900 shares | $298,000 |
| FOSTER WHEELER AG | COM | H27178104 | — | 9,432 shares | $298,000 |
| LULULEMON ATHLETICA INC | COM | 550021109 | — | 7,100 shares | $298,000 |
| MANITOWOC INC | COM | 563571108 | CALL | 12,700 shares | $298,000 |
| NEKTAR THERAPEUTICS | COM | 640268108 | — | 24,704 shares | $298,000 |
| REALOGY HLDGS CORP | COM | 75605Y106 | — | 8,000 shares | $298,000 |
| VALE S A | ADR | 91912E105 | — | 27,052 shares | $298,000 |
| BANK OF THE OZARKS INC | COM | 063904106 | — | 9,432 shares | $297,000 |
| FOREST OIL CORP | COM PAR $0.01 | 346091705 | CALL | 254,000 shares | $297,000 |
| SUNTRUST BKS INC | COM | 867914103 | PUT | 7,800 shares | $297,000 |
| ENABLE MIDSTREAM PARTNERS LP | COM UNIT RP IN | 292480100 | — | 12,027 shares | $296,000 |
| ETFS WHITE METALS BASKET TR | PHY WM BSK SHS | 26923B104 | — | 8,390 shares | $296,000 |
| IRIDIUM COMMUNICATIONS INC | COM | 46269C102 | — | 33,500 shares | $296,000 |
| ISHARES | ALL PERU CAP ETF | 464289842 | — | 8,629 shares | $296,000 |
| KELLOGG CO | COM | 487836108 | CALL | 4,800 shares | $296,000 |
| PLY GEM HLDGS INC | COM | 72941W100 | — | 27,332 shares | $296,000 |
| SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | — | 1,500 shares | $296,000 |
| EDUCATION RLTY TR INC | COM | 28140H104 | — | 28,691 shares | $295,000 |
| MATERION CORP | COM | 576690101 | — | 9,618 shares | $295,000 |
| ABM INDS INC | COM | 000957100 | — | 11,451 shares | $294,000 |
| CHINA TELECOM CORP LTD | SPON ADR H SHS | 169426103 | — | 4,785 shares | $294,000 |
| EXTRA SPACE STORAGE INC | COM | 30225T102 | — | 5,694 shares | $294,000 |
| GLOBAL X FDS | GLBX MSCI COLUM | 37950E200 | — | 16,069 shares | $294,000 |
| PACKAGING CORP AMER | COM | 695156109 | PUT | 4,600 shares | $294,000 |
| POPULAR INC | COM NEW | 733174700 | — | 9,993 shares | $294,000 |
| SALLY BEAUTY HLDGS INC | COM | 79546E104 | — | 10,750 shares | $294,000 |
| SKULLCANDY INC | COM | 83083J104 | — | 37,686 shares | $294,000 |
| WESBANCO INC | COM | 950810101 | — | 9,608 shares | $294,000 |
| FRONTIER COMMUNICATIONS CORP | COM | 35906A108 | — | 45,070 shares | $293,000 |
| BERKLEY W R CORP | COM | 084423102 | — | 6,100 shares | $292,000 |
| GOLD FIELDS LTD NEW | SPONSORED ADR | 38059T106 | — | 74,752 shares | $292,000 |
| MADISON STRTG SECTOR PREM FD | COM | 558268108 | — | 23,584 shares | $292,000 |
| PAPA JOHNS INTL INC | COM | 698813102 | — | 7,291 shares | $292,000 |
| EXCO RESOURCES INC | COM | 269279402 | CALL | 87,100 shares | $291,000 |
| NOKIA CORP | SPONSORED ADR | 654902204 | CALL | 34,400 shares | $291,000 |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | CALL | 7,300 shares | $291,000 |
| VIRTUS TOTAL RETURN FD | COM | 92829A103 | — | 62,537 shares | $291,000 |
| BONANZA CREEK ENERGY INC | COM | 097793103 | CALL | 5,100 shares | $290,000 |
| ENDEAVOUR INTL CORP | COM NEW | 29259G200 | — | 968,371 shares | $290,000 |
| FRESH MKT INC | COM | 35804H106 | CALL | 8,300 shares | $290,000 |
| ISHARES | MSCI CH CAP ETF | 464286640 | — | 6,809 shares | $290,000 |
| RPC INC | COM | 749660106 | — | 13,183 shares | $290,000 |
| BIOMARIN PHARMACEUTICAL INC | COM | 09061G101 | CALL | 4,000 shares | $289,000 |
| COMPRESSCO PARTNERS L P | COM UNIT | 20467A101 | — | 11,971 shares | $289,000 |
| FIRST CTZNS BANCSHARES INC N | CL A | 31946M103 | — | 1,335 shares | $289,000 |
| HUDSON PAC PPTYS INC | COM | 444097109 | — | 11,700 shares | $289,000 |
| KITE RLTY GROUP TR | COM NEW | 49803T300 | — | 11,917 shares | $289,000 |
| PACIFIC ETHANOL INC | COM PAR $.001 | 69423U305 | PUT | 20,700 shares | $289,000 |
| POWERSHARES ETF TRUST II | GLOB GLD&P ETF | 73936Q876 | — | 15,925 shares | $289,000 |
| SCHWAB STRATEGIC TR | US TIPS ETF | 808524870 | — | 5,336 shares | $289,000 |
| SINOPEC SHANGHAI PETROCHEMIC | SPON ADR H | 82935M109 | — | 8,808 shares | $289,000 |
| ASSURANT INC | COM | 04621X108 | — | 4,484 shares | $288,000 |
| EMERSON ELEC CO | COM | 291011104 | CALL | 4,600 shares | $288,000 |
| EXAMWORKS GROUP INC | COM | 30066A105 | — | 8,794 shares | $288,000 |
| GLU MOBILE INC | COM | 379890106 | CALL | 55,700 shares | $288,000 |
| RETAIL OPPORTUNITY INVTS COR | COM | 76131N101 | — | 19,617 shares | $288,000 |
| TECK RESOURCES LTD | CL B | 878742204 | — | 15,245 shares | $288,000 |
| AMERICAN ELEC PWR INC | COM | 025537101 | CALL | 5,500 shares | $287,000 |
| BLACKROCK ECOSOLUTIONS INVT | COM SH | 092546100 | — | 37,488 shares | $287,000 |
| DIREXION SHS ETF TR | 20YR TRES BEAR | 25459Y678 | CALL | 6,700 shares | $287,000 |
| D R HORTON INC | COM | 23331A109 | — | 14,000 shares | $287,000 |
| EAGLE ROCK ENERGY PARTNERS L | UNIT | 26985R104 | — | 80,477 shares | $287,000 |
| HERBALIFE LTD | COM USD SHS | G4412G101 | — | 6,554 shares | $287,000 |
| SOUTHWEST AIRLS CO | COM | 844741108 | — | 8,500 shares | $287,000 |
| W P CAREY INC | COM | 92936U109 | PUT | 4,500 shares | $287,000 |
| ABAXIS INC | COM | 002567105 | — | 5,638 shares | $286,000 |
| HEARTLAND PMT SYS INC | COM | 42235N108 | CALL | 6,000 shares | $286,000 |
| MOLYCORP INC DEL | COM | 608753109 | — | 240,000 shares | $286,000 |
| NIC INC | COM | 62914B100 | — | 16,610 shares | $286,000 |