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UBS AG
Period ended Sep 30, 2014 · Latest filing Nov 12, 2014
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2014: $135,582,726,000
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2014. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares: $5,234,289,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · PUT: $2,805,798,000
- UBS AG · SHS NEW · H89231338 · shares: $1,708,821,000
- APPLE INC · COM · 037833100 · shares: $1,698,006,000
- MICROSOFT CORP · COM · 594918104 · shares: $1,309,238,000
- JOHNSON & JOHNSON · COM · 478160104 · shares: $1,175,481,000
- ISHARES TR · MSCI EMG MKT ETF · 464287234 · shares · PUT: $1,076,819,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · CALL: $1,069,771,000
- INTEL CORP · COM · 458140100 · shares: $969,358,000
- ISHARES TR · RUSSELL 2000 ETF · 464287655 · shares: $897,841,000
Filing totals differ
The filing summary reports $135,582,726,000, while the holdings entries total $135,582,744,000.
Reported holdings
15,317 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| ISHARES | MSCI SWEDEN ETF | 464286756 | — | 2,209 shares | $73,000 |
| ISHARES TR | A RATE CP BD ETF | 46429B291 | — | 1,429 shares | $73,000 |
| KRISPY KREME DOUGHNUTS INC | COM | 501014104 | — | 4,228 shares | $73,000 |
| LSB FINL CORP | COM | 501925101 | — | 1,805 shares | $73,000 |
| LUMINEX CORP DEL | COM | 55027E102 | — | 3,740 shares | $73,000 |
| NORTHWEST PIPE CO | COM | 667746101 | — | 2,145 shares | $73,000 |
| PERICOM SEMICONDUCTOR CORP | COM | 713831105 | — | 7,500 shares | $73,000 |
| PROSHARES TR II | ULT BLOOMB N GAS | 74347W122 | — | 2,029 shares | $73,000 |
| SHAW COMMUNICATIONS INC | CL B CONV | 82028K200 | — | 3,000 shares | $73,000 |
| SIMPSON MANUFACTURING CO INC | COM | 829073105 | — | 2,515 shares | $73,000 |
| STANDARD PAC CORP NEW | COM | 85375C101 | CALL | 9,700 shares | $73,000 |
| SYNAPTICS INC | COM | 87157D109 | PUT | 1,000 shares | $73,000 |
| TARGACEPT INC | COM | 87611R306 | CALL | 28,800 shares | $73,000 |
| THAI FD INC | COM | 882904105 | — | 5,959 shares | $73,000 |
| V F CORP | COM | 918204108 | CALL | 1,100 shares | $73,000 |
| AMPIO PHARMACEUTICALS INC | COM | 03209T109 | CALL | 20,300 shares | $72,000 |
| ANIKA THERAPEUTICS INC | COM | 035255108 | — | 1,965 shares | $72,000 |
| ANI PHARMACEUTICALS INC | COM | 00182C103 | — | 2,535 shares | $72,000 |
| BARCLAYS BK PLC | IPTH CRUDE OIL | 06740P221 | — | 1,768 shares | $72,000 |
| B & G FOODS INC NEW | COM | 05508R106 | PUT | 2,600 shares | $72,000 |
| BOULEVARD ACQUISITION CORP | UNIT 99/99/9999 | 10157P203 | — | 7,172 shares | $72,000 |
| CITY NATL CORP | COM | 178566105 | — | 949 shares | $72,000 |
| CONTINENTAL RESOURCES INC | COM | 212015101 | — | 1,086 shares | $72,000 |
| DELAWARE INVTS DIV & INCOME | COM | 245915103 | — | 7,275 shares | $72,000 |
| EATON VANCE CORP | COM NON VTG | 278265103 | CALL | 1,900 shares | $72,000 |
| EDWARDS LIFESCIENCES CORP | COM | 28176E108 | PUT | 700 shares | $72,000 |
| ENTEROMEDICS INC | COM NEW | 29365M208 | CALL | 58,400 shares | $72,000 |
| FLEXSHARES TR | MORNSTAR USMKT | 33939L100 | — | 868 shares | $72,000 |
| LITTELFUSE INC | COM | 537008104 | — | 846 shares | $72,000 |
| NATIONAL GRID PLC | SPON ADR NEW | 636274300 | CALL | 1,000 shares | $72,000 |
| NAVISTAR INTL CORP NEW | COM | 63934E108 | PUT | 2,200 shares | $72,000 |
| NUSTAR GP HOLDINGS LLC | UNIT RESTG LLC | 67059L102 | — | 1,650 shares | $72,000 |
| PEOPLES FED BANCSHARES INC | COM | 711037101 | — | 3,594 shares | $72,000 |
| PERION NETWORK LTD | SHS | M78673106 | — | 13,038 shares | $72,000 |
| POWERSHARES ETF TR II | KBW CP MKT PRT | 73937B738 | — | 1,403 shares | $72,000 |
| RENEWABLE ENERGY GROUP INC | COM NEW | 75972A301 | — | 7,109 shares | $72,000 |
| SUPERIOR INDS INTL INC | COM | 868168105 | CALL | 4,100 shares | $72,000 |
| WISDOMTREE TR | MID EAST DIVD | 97717X305 | — | 2,973 shares | $72,000 |
| ABERDEEN GTR CHINA FD INC | COM | 003031101 | — | 6,892 shares | $71,000 |
| ALTISOURCE RESIDENTIAL CORP | CL B | 02153W100 | — | 2,973 shares | $71,000 |
| ANALOG DEVICES INC | COM | 032654105 | — | 1,425 shares | $71,000 |
| ARIAD PHARMACEUTICALS INC | COM | 04033A100 | PUT | 13,100 shares | $71,000 |
| BANNER CORP | COM NEW | 06652V208 | — | 1,834 shares | $71,000 |
| BROOKFIELD INFRAST PARTNERS | LP INT UNIT | G16252101 | — | 1,866 shares | $71,000 |
| CAESARSTONE SDOT-YAM LTD | ORD SHS | M20598104 | — | 1,367 shares | $71,000 |
| DIGITALGLOBE INC | COM NEW | 25389M877 | CALL | 2,500 shares | $71,000 |
| DRYSHIPS INC | SHS | Y2109Q101 | CALL | 28,600 shares | $71,000 |
| FERRELLGAS PARTNERS L.P. | UNIT LTD PART | 315293100 | — | 2,629 shares | $71,000 |
| FLEXSHARES TR | MORNSTAR UPSTR | 33939L407 | — | 2,060 shares | $71,000 |
| GARNERO GROUP ACQUISITION CO | UNIT 99/99/9999 | G5866L124 | — | 7,100 shares | $71,000 |
| HARSCO CORP | COM | 415864107 | — | 3,295 shares | $71,000 |
| INTERCEPT PHARMACEUTICALS IN | COM | 45845P108 | PUT | 300 shares | $71,000 |
| ISHARES | MRG RL ES CP ETF | 464288539 | — | 6,000 shares | $71,000 |
| MATTHEWS INTL CORP | CL A | 577128101 | — | 1,611 shares | $71,000 |
| NEWPORT CORP | COM | 651824104 | — | 4,032 shares | $71,000 |
| PROSHARES TR | PSHS CONSMR SVCS | 74347R750 | — | 885 shares | $71,000 |
| PROSHARES TR II | ULTRA GOLD | 74347W601 | — | 1,745 shares | $71,000 |
| PRUDENTIAL FINL INC | COM | 744320102 | — | 810 shares | $71,000 |
| SONY CORP | ADR NEW | 835699307 | — | 3,925 shares | $71,000 |
| TAMINCO CORP | COM | 87509U106 | — | 2,709 shares | $71,000 |
| TOYOTA MOTOR CORP | SP ADR REP2COM | 892331307 | — | 600 shares | $71,000 |
| 21VIANET GROUP INC | SPONSORED ADR | 90138A103 | CALL | 3,900 shares | $70,000 |
| AFLAC INC | COM | 001055102 | PUT | 1,200 shares | $70,000 |
| AIXTRON SE | SPONSORED ADR | 009606104 | — | 4,603 shares | $70,000 |
| APPLIED INDL TECHNOLOGIES IN | COM | 03820C105 | — | 1,540 shares | $70,000 |
| BIOCRYST PHARMACEUTICALS | COM | 09058V103 | CALL | 7,200 shares | $70,000 |
| CONE MIDSTREAM PARTNERS LP | COM UNIT REPST | 206812109 | — | 2,500 shares | $70,000 |
| CONSOLIDATED COMM HLDGS INC | COM | 209034107 | CALL | 2,800 shares | $70,000 |
| CONTAINER STORE GROUP INC | COM | 210751103 | CALL | 3,200 shares | $70,000 |
| COTT CORP QUE | COM | 22163N106 | — | 10,250 shares | $70,000 |
| EXCHANGE TRADED CONCEPTS TR | ROBO STX GLB ETF | 301505707 | — | 2,673 shares | $70,000 |
| FIRST BANCORP P R | COM NEW | 318672706 | — | 14,717 shares | $70,000 |
| FIRST TR EXCHANGE TRADED FD | SENIOR LN FD | 33738D309 | — | 1,434 shares | $70,000 |
| FIRST TR EXCH TRD ALPHA FD I | JAPAN ALPHADEX | 33737J158 | — | 1,499 shares | $70,000 |
| FIRST TRUST MORTGAGE INCM FD | COM SHS | 33734E103 | — | 4,654 shares | $70,000 |
| INTEL CORP | COM | 458140100 | PUT | 2,000 shares | $70,000 |
| ISHARES | GOV/CRED BD ETF | 464288596 | — | 624 shares | $70,000 |
| KBR INC | COM | 48242W106 | CALL | 3,700 shares | $70,000 |
| MARCUS & MILLICHAP INC | COM | 566324109 | — | 2,307 shares | $70,000 |
| MESA LABS INC | COM | 59064R109 | — | 1,215 shares | $70,000 |
| NEW SOURCE ENERGY PARTNERS L | CM UNT LTD PRT | 64881E109 | — | 2,929 shares | $70,000 |
| NORTHERN TIER ENERGY LP | COM UN REPR PART | 665826103 | CALL | 3,000 shares | $70,000 |
| NPS PHARMACEUTICALS INC | COM | 62936P103 | PUT | 2,700 shares | $70,000 |
| PIONEER ENERGY SVCS CORP | COM | 723664108 | — | 5,002 shares | $70,000 |
| PLATINUM UNDERWRITER HLDGS L | COM | G7127P100 | — | 1,152 shares | $70,000 |
| POWERSHS DB US DOLLAR INDEX | DOLL INDX BEAR | 73936D206 | — | 2,800 shares | $70,000 |
| PTC INC | COM | 69370C100 | — | 1,898 shares | $70,000 |
| SAN JUAN BASIN RTY TR | UNIT BEN INT | 798241105 | CALL | 3,700 shares | $70,000 |
| SCHEIN HENRY INC | COM | 806407102 | CALL | 600 shares | $70,000 |
| SKYWORKS SOLUTIONS INC | COM | 83088M102 | PUT | 1,200 shares | $70,000 |
| STEELCASE INC | CL A | 858155203 | — | 4,340 shares | $70,000 |
| ACTUATE CORP | COM | 00508B102 | — | 17,600 shares | $69,000 |
| ADOBE SYS INC | COM | 00724F101 | PUT | 1,000 shares | $69,000 |
| ALLY FINL INC | COM | 02005N100 | CALL | 3,000 shares | $69,000 |
| ALLY FINL INC | COM | 02005N100 | PUT | 3,000 shares | $69,000 |
| BARCLAYS BK PLC | 30 YR TREAS BEAR | 06740L444 | — | 2,558 shares | $69,000 |
| CHESAPEAKE UTILS CORP | COM | 165303108 | — | 1,650 shares | $69,000 |
| CITIGROUP INC | *W EXP 01/04/201 | 172967226 | — | 72,129 shares | $69,000 |
| CORRECTIONS CORP AMER NEW | COM NEW | 22025Y407 | PUT | 2,000 shares | $69,000 |
| CROSSROADS SYS INC | COM NEW | 22765D209 | — | 24,250 shares | $69,000 |