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UBS AG
Period ended Sep 30, 2014 · Latest filing Nov 12, 2014
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2014: $135,582,726,000
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2014. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares: $5,234,289,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · PUT: $2,805,798,000
- UBS AG · SHS NEW · H89231338 · shares: $1,708,821,000
- APPLE INC · COM · 037833100 · shares: $1,698,006,000
- MICROSOFT CORP · COM · 594918104 · shares: $1,309,238,000
- JOHNSON & JOHNSON · COM · 478160104 · shares: $1,175,481,000
- ISHARES TR · MSCI EMG MKT ETF · 464287234 · shares · PUT: $1,076,819,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · CALL: $1,069,771,000
- INTEL CORP · COM · 458140100 · shares: $969,358,000
- ISHARES TR · RUSSELL 2000 ETF · 464287655 · shares: $897,841,000
Filing totals differ
The filing summary reports $135,582,726,000, while the holdings entries total $135,582,744,000.
Reported holdings
15,317 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| DIAGEO P L C | SPON ADR NEW | 25243Q205 | CALL | 600 shares | $69,000 |
| DIREXION SHS ETF TR | DAILY GOLD MINER | 25459Y389 | PUT | 3,000 shares | $69,000 |
| FOSTER L B CO | COM | 350060109 | — | 1,500 shares | $69,000 |
| GENERAL DYNAMICS CORP | COM | 369550108 | — | 545 shares | $69,000 |
| HEALTH CARE REIT INC | COM | 42217K106 | PUT | 1,100 shares | $69,000 |
| HUBBELL INC | CL A | 443510102 | — | 555 shares | $69,000 |
| IMMERSION CORP | COM | 452521107 | — | 8,010 shares | $69,000 |
| ISHARES | MSCI ISR CAP ETF | 464286632 | — | 1,353 shares | $69,000 |
| JDS UNIPHASE CORP | COM PAR $0.001 | 46612J507 | PUT | 5,400 shares | $69,000 |
| LITTELFUSE INC | COM | 537008104 | — | 805 shares | $69,000 |
| LLOYDS BANKING GROUP PLC | SPONSORED ADR | 539439109 | — | 13,749 shares | $69,000 |
| MARKET VECTORS ETF TR | GAMING ETF | 57060U829 | — | 1,598 shares | $69,000 |
| MARKET VECTORS ETF TR | MV ENVIR SVCS | 57060U209 | — | 1,071 shares | $69,000 |
| MERRIMACK PHARMACEUTICALS IN | COM | 590328100 | PUT | 7,900 shares | $69,000 |
| MICHAELS COS INC | COM | 59408Q106 | — | 3,975 shares | $69,000 |
| MUELLER INDS INC | COM | 624756102 | — | 2,415 shares | $69,000 |
| OI S.A. | SPN ADR REP PFD | 670851203 | — | 98,970 shares | $69,000 |
| OMNIVISION TECHNOLOGIES INC | COM | 682128103 | — | 2,600 shares | $69,000 |
| SCHWAB STRATEGIC TR | US LCAP VA ETF | 808524409 | — | 1,620 shares | $69,000 |
| SS&C TECHNOLOGIES HLDGS INC | COM | 78467J100 | — | 1,573 shares | $69,000 |
| SYNCHRONOSS TECHNOLOGIES INC | COM | 87157B103 | CALL | 1,500 shares | $69,000 |
| UNIVERSAL INS HLDGS INC | COM | 91359V107 | CALL | 5,300 shares | $69,000 |
| VASCO DATA SEC INTL INC | COM | 92230Y104 | — | 3,700 shares | $69,000 |
| WESTLAKE CHEM CORP | COM | 960413102 | PUT | 800 shares | $69,000 |
| ADVENT CLAYMORE CV SECS & IN | COM | 00764C109 | — | 3,899 shares | $68,000 |
| ADVISORSHARES TR | PERITUS HG YLD | 00768Y503 | — | 1,364 shares | $68,000 |
| AK STL HLDG CORP | COM | 001547108 | — | 8,523 shares | $68,000 |
| BANK HAWAII CORP | COM | 062540109 | CALL | 1,200 shares | $68,000 |
| BANK N S HALIFAX | COM | 064149107 | CALL | 1,100 shares | $68,000 |
| BARCLAYS BK PLC | IPATH DYNM VIX | 06741L609 | — | 2,200 shares | $68,000 |
| CENTRAL GARDEN & PET CO | CL A NON-VTG | 153527205 | — | 8,410 shares | $68,000 |
| CHIPMOS TECH BERMUDA LTD | SHS | G2110R114 | — | 3,000 shares | $68,000 |
| CLAYMORE EXCHANGE TRD FD TR | GUGG CHN TECH | 18383Q135 | — | 1,896 shares | $68,000 |
| DECKERS OUTDOOR CORP | COM | 243537107 | CALL | 700 shares | $68,000 |
| DOW CHEM CO | COM | 260543103 | PUT | 1,300 shares | $68,000 |
| FREESCALE SEMICONDUCTOR LTD | SHS | G3727Q101 | — | 3,480 shares | $68,000 |
| GIBRALTAR INDS INC | COM | 374689107 | — | 5,000 shares | $68,000 |
| INDIA FD INC | COM | 454089103 | CALL | 2,500 shares | $68,000 |
| ISHARES | MSCI STH KOR ETF | 464286772 | — | 1,120 shares | $68,000 |
| JACK IN THE BOX INC | COM | 466367109 | CALL | 1,000 shares | $68,000 |
| MASTEC INC | COM | 576323109 | — | 2,210 shares | $68,000 |
| MEDTRONIC INC | COM | 585055106 | CALL | 1,100 shares | $68,000 |
| MONTGOMERY STR INCOME SECS I | COM | 614115103 | — | 4,175 shares | $68,000 |
| NB & T FINL GROUP INC | COM | 62874M104 | — | 2,295 shares | $68,000 |
| PACIFIC COAST OIL TR | UNIT BEN INT | 694103102 | PUT | 6,600 shares | $68,000 |
| PHOENIX NEW MEDIA LTD | SPONSORED ADS | 71910C103 | — | 7,225 shares | $68,000 |
| ROYAL BK SCOTLAND GROUP PLC | ADR PREF SER N | 780097770 | — | 2,794 shares | $68,000 |
| SAPIENT CORP | COM | 803062108 | — | 4,856 shares | $68,000 |
| STATOIL ASA | SPONSORED ADR | 85771P102 | — | 2,500 shares | $68,000 |
| SUMITOMO MITSUI FINL GROUP I | SPONSORED ADR | 86562M209 | — | 8,315 shares | $68,000 |
| SUPER MICRO COMPUTER INC | COM | 86800U104 | PUT | 2,300 shares | $68,000 |
| TEXAS ROADHOUSE INC | COM | 882681109 | — | 2,460 shares | $68,000 |
| TRAVELCENTERS OF AMERICA LLC | COM | 894174101 | CALL | 6,900 shares | $68,000 |
| AEGON N V | NY REGISTRY SH | 007924103 | — | 8,206 shares | $67,000 |
| ALLIANCE HOLDINGS GP LP | COM UNITS LP | 01861G100 | — | 983 shares | $67,000 |
| ALLIED NEVADA GOLD CORP | COM | 019344100 | CALL | 20,200 shares | $67,000 |
| ALPS ETF TR | ALERIAN MLP | 00162Q866 | CALL | 3,500 shares | $67,000 |
| AMTECH SYS INC | COM PAR $0.01N | 032332504 | CALL | 6,300 shares | $67,000 |
| BLACKSTONE GSO STRATEGIC CR | COM SHS BEN IN | 09257R101 | — | 3,968 shares | $67,000 |
| BOSTON BEER INC | CL A | 100557107 | PUT | 300 shares | $67,000 |
| CAMPBELL SOUP CO | COM | 134429109 | — | 1,562 shares | $67,000 |
| COMFORT SYS USA INC | COM | 199908104 | — | 4,975 shares | $67,000 |
| COMSTOCK RES INC | COM NEW | 205768203 | CALL | 3,600 shares | $67,000 |
| CONNS INC | COM | 208242107 | — | 2,200 shares | $67,000 |
| DEUTSCHE BK AG LONDON BRH | PWRSHR 3X GERM | 25154W407 | — | 1,534 shares | $67,000 |
| ENPRO INDS INC | COM | 29355X107 | — | 1,115 shares | $67,000 |
| FIRST TR DJS MICROCAP INDEX | COM SHS ANNUAL | 33718M105 | — | 2,223 shares | $67,000 |
| GUANGSHEN RY LTD | SPONSORED ADR | 40065W107 | — | 3,424 shares | $67,000 |
| HERSHEY CO | COM | 427866108 | CALL | 700 shares | $67,000 |
| HUNTINGTON BANCSHARES INC | COM | 446150104 | PUT | 6,900 shares | $67,000 |
| ISHARES TR | MSCI RUSSIA CAP | 46429B705 | — | 3,896 shares | $67,000 |
| JD COM INC | SPON ADR CL A | 47215P106 | — | 2,600 shares | $67,000 |
| KRATOS DEFENSE & SEC SOLUTIO | COM NEW | 50077B207 | — | 10,165 shares | $67,000 |
| MOLSON COORS BREWING CO | CL B | 60871R209 | PUT | 900 shares | $67,000 |
| REDIFF COM INDIA LTD | SPONSORED ADR | 757479100 | — | 29,487 shares | $67,000 |
| SEABOARD CORP | COM | 811543107 | — | 25 shares | $67,000 |
| SENSIENT TECHNOLOGIES CORP | COM | 81725T100 | — | 1,285 shares | $67,000 |
| SHINHAN FINANCIAL GROUP CO L | SPN ADR RESTRD | 824596100 | — | 1,470 shares | $67,000 |
| STARWOOD HOTELS&RESORTS WRLD | COM | 85590A401 | PUT | 800 shares | $67,000 |
| TERRA NITROGEN CO L P | COM UNIT | 881005201 | — | 463 shares | $67,000 |
| VALMONT INDS INC | COM | 920253101 | PUT | 500 shares | $67,000 |
| ABERDEEN CHILE FD INC | COM | 00301W105 | — | 7,717 shares | $66,000 |
| ALEXION PHARMACEUTICALS INC | COM | 015351109 | PUT | 400 shares | $66,000 |
| ALMOST FAMILY INC | COM | 020409108 | — | 2,426 shares | $66,000 |
| AUTONATION INC | COM | 05329W102 | — | 1,320 shares | $66,000 |
| CARPENTER TECHNOLOGY CORP | COM | 144285103 | — | 1,460 shares | $66,000 |
| CONCHO RES INC | COM | 20605P101 | — | 528 shares | $66,000 |
| DIREXION SHS ETF TR | TOTAL MKT BEAR | 25459Y819 | — | 3,174 shares | $66,000 |
| ELIZABETH ARDEN INC | COM | 28660G106 | — | 3,953 shares | $66,000 |
| FIRST MIDWEST BANCORP DEL | COM | 320867104 | — | 4,091 shares | $66,000 |
| FIRST TR ABERDEEN GLBL OPP F | COM SHS | 337319107 | — | 4,884 shares | $66,000 |
| FOSSIL GROUP INC | COM | 34988V106 | PUT | 700 shares | $66,000 |
| IGATE CORP | COM | 45169U105 | — | 1,791 shares | $66,000 |
| ION GEOPHYSICAL CORP | COM | 462044108 | — | 23,813 shares | $66,000 |
| ISHARES TR | SELECT DIVID ETF | 464287168 | CALL | 900 shares | $66,000 |
| JAVELIN MTG INVT CORP | COM | 47200B104 | — | 5,491 shares | $66,000 |
| OI S.A. | SPONSORED ADR | 670851104 | — | 88,832 shares | $66,000 |
| POWERSHS DB US DOLLAR INDEX | DOLL INDX BULL | 73936D107 | PUT | 2,900 shares | $66,000 |
| PROSHARES TR | PSHS SHORT QQQ | 74347R602 | CALL | 4,200 shares | $66,000 |
| STATE STR CORP | COM | 857477103 | PUT | 900 shares | $66,000 |