← Back to Discover
UBS AG
Period ended Sep 30, 2014 · Latest filing Nov 12, 2014
These quarterly holdings are delayed and may not include all assets or short positions.
Values are from the reporting date, not current prices or purchase costs.
The same security may appear in multiple rows.
Source: SEC
Reported portfolio value
Quarter-end reported holdings; not current value or investment performance.
View reported values
- Sep 30, 2014: $135,582,726,000
More quarters will appear as history becomes available.
Top holdings
Top 10 at Sep 30, 2014. Matching entries are combined; security classes and options remain separate. Shares exclude principal amounts; option shares reflect the reported underlying amount.
View top holdings values
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares: $5,234,289,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · PUT: $2,805,798,000
- UBS AG · SHS NEW · H89231338 · shares: $1,708,821,000
- APPLE INC · COM · 037833100 · shares: $1,698,006,000
- MICROSOFT CORP · COM · 594918104 · shares: $1,309,238,000
- JOHNSON & JOHNSON · COM · 478160104 · shares: $1,175,481,000
- ISHARES TR · MSCI EMG MKT ETF · 464287234 · shares · PUT: $1,076,819,000
- SPDR S&P 500 ETF TR · TR UNIT · 78462F103 · shares · CALL: $1,069,771,000
- INTEL CORP · COM · 458140100 · shares: $969,358,000
- ISHARES TR · RUSSELL 2000 ETF · 464287655 · shares: $897,841,000
Filing totals differ
The filing summary reports $135,582,726,000, while the holdings entries total $135,582,744,000.
Reported holdings
15,317 reported entries| Issuer | Class | CUSIP | Type | Shares / principal | Reported value (USD) |
|---|---|---|---|---|---|
| SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | — | 18,911,446 shares | $3,725,933,000 |
| SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | PUT | 13,753,780 shares | $2,709,770,000 |
| UBS AG | SHS NEW | H89231338 | — | 90,012,434 shares | $1,563,516,000 |
| SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | — | 7,637,637 shares | $1,504,767,000 |
| APPLE INC | COM | 037833100 | — | 13,120,676 shares | $1,321,908,000 |
| SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | CALL | 5,401,560 shares | $1,064,215,000 |
| ISHARES TR | MSCI EMG MKT ETF | 464287234 | PUT | 25,423,800 shares | $1,056,613,000 |
| ISHARES TR | RUSSELL 2000 ETF | 464287655 | PUT | 7,572,900 shares | $828,097,000 |
| MICROSOFT CORP | COM | 594918104 | — | 17,710,722 shares | $821,069,000 |
| JOHNSON & JOHNSON | COM | 478160104 | — | 7,609,789 shares | $811,127,000 |
| APPLE INC | COM | 037833100 | CALL | 7,868,668 shares | $792,768,000 |
| INTEL CORP | COM | 458140100 | — | 22,634,107 shares | $788,120,000 |
| ISHARES TR | MSCI EMG MKT ETF | 464287234 | CALL | 16,892,800 shares | $702,065,000 |
| APPLE INC | COM | 037833100 | PUT | 6,882,670 shares | $693,429,000 |
| COCA COLA CO | COM | 191216100 | — | 16,029,082 shares | $683,801,000 |
| VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | — | 6,531,004 shares | $661,199,000 |
| TEVA PHARMACEUTICAL INDS LTD | ADR | 881624209 | CALL | 12,083,600 shares | $649,494,000 |
| ISHARES TR | RUSSELL 2000 ETF | 464287655 | — | 5,917,193 shares | $647,045,000 |
| OCCIDENTAL PETE CORP DEL | COM | 674599105 | CALL | 6,507,500 shares | $625,696,000 |
| QUALCOMM INC | COM | 747525103 | — | 8,125,425 shares | $607,538,000 |
| GENERAL ELECTRIC CO | COM | 369604103 | — | 22,857,253 shares | $585,603,000 |
| VANGUARD BD INDEX FD INC | TOTAL BND MRKT | 921937835 | — | 7,077,722 shares | $579,878,000 |
| ISHARES TR | MSCI EAFE ETF | 464287465 | — | 8,965,761 shares | $574,885,000 |
| GILEAD SCIENCES INC | COM | 375558103 | — | 4,877,900 shares | $519,252,000 |
| UNITED TECHNOLOGIES CORP | COM | 913017109 | — | 4,733,444 shares | $499,852,000 |
| AMGEN INC | COM | 031162100 | — | 3,538,154 shares | $496,969,000 |
| ENTERPRISE PRODS PARTNERS L | COM | 293792107 | — | 12,319,553 shares | $496,478,000 |
| ISHARES TR | MSCI EAFE ETF | 464287465 | PUT | 7,526,000 shares | $482,567,000 |
| EXXON MOBIL CORP | COM | 30231G102 | — | 5,059,298 shares | $475,827,000 |
| ISHARES TR | RUS 1000 GRW ETF | 464287614 | — | 5,045,208 shares | $462,292,000 |
| BOEING CO | COM | 097023105 | — | 3,563,023 shares | $453,858,000 |
| WILLIAMS COS INC DEL | COM | 969457100 | CALL | 8,141,300 shares | $450,621,000 |
| MEDTRONIC INC | COM | 585055106 | — | 7,027,068 shares | $435,327,000 |
| JPMORGAN CHASE & CO | COM | 46625H100 | — | 7,170,568 shares | $431,955,000 |
| MERCK & CO INC NEW | COM | 58933Y105 | — | 7,274,832 shares | $431,252,000 |
| NOVARTIS A G | SPONSORED ADR | 66987V109 | — | 4,579,753 shares | $431,092,000 |
| COLGATE PALMOLIVE CO | COM | 194162103 | — | 6,594,763 shares | $430,110,000 |
| PROCTER & GAMBLE CO | COM | 742718109 | — | 5,041,587 shares | $422,183,000 |
| MICROSOFT CORP | COM | 594918104 | — | 8,900,992 shares | $412,650,000 |
| OCCIDENTAL PETE CORP DEL | COM | 674599105 | — | 4,166,724 shares | $400,631,000 |
| ISHARES INC | CORE MSCI EMKT | 46434G103 | — | 7,931,502 shares | $396,892,000 |
| ISHARES TR | MSCI EAFE ETF | 464287465 | CALL | 6,133,400 shares | $393,274,000 |
| UNION PAC CORP | COM | 907818108 | — | 3,617,627 shares | $392,223,000 |
| ENERGY TRANSFER EQUITY L P | COM UT LTD PTN | 29273V100 | — | 6,313,072 shares | $389,453,000 |
| BANK AMER CORP | COM | 060505104 | — | 22,810,047 shares | $388,911,000 |
| KINDER MORGAN ENERGY PARTNER | UT LTD PARTNER | 494550106 | — | 4,165,576 shares | $388,565,000 |
| YAHOO INC | COM | 984332106 | CALL | 9,043,300 shares | $368,514,000 |
| VANGUARD INDEX FDS | GROWTH ETF | 922908736 | — | 3,643,986 shares | $363,196,000 |
| ILLINOIS TOOL WKS INC | COM | 452308109 | — | 4,296,729 shares | $362,730,000 |
| TRAVELERS COMPANIES INC | COM | 89417E109 | — | 3,853,364 shares | $361,985,000 |
| EMERSON ELEC CO | COM | 291011104 | — | 5,770,741 shares | $361,133,000 |
| V F CORP | COM | 918204108 | — | 5,449,523 shares | $359,832,000 |
| AT&T INC | COM | 00206R102 | — | 10,152,638 shares | $357,779,000 |
| YUM BRANDS INC | COM | 988498101 | — | 4,886,711 shares | $351,745,000 |
| ISHARES TR | U.S. REAL ES ETF | 464287739 | — | 5,034,958 shares | $348,419,000 |
| GOOGLE INC | CL A | 38259P508 | — | 589,355 shares | $346,782,000 |
| MAGELLAN MIDSTREAM PRTNRS LP | COM UNIT RP LP | 559080106 | — | 4,118,435 shares | $346,690,000 |
| SELECT SECTOR SPDR TR | SBI INT-FINL | 81369Y605 | — | 14,691,741 shares | $340,408,000 |
| SELECT SECTOR SPDR TR | SBI INT-ENERGY | 81369Y506 | — | 3,717,657 shares | $336,894,000 |
| UNITED PARCEL SERVICE INC | CL B | 911312106 | — | 3,413,398 shares | $335,503,000 |
| CHEVRON CORP NEW | COM | 166764100 | — | 2,745,978 shares | $327,650,000 |
| PLAINS ALL AMERN PIPELINE L | UNIT LTD PARTN | 726503105 | — | 5,374,192 shares | $316,325,000 |
| SCHLUMBERGER LTD | COM | 806857108 | — | 3,109,236 shares | $316,178,000 |
| DISNEY WALT CO | COM DISNEY | 254687106 | — | 3,520,657 shares | $313,444,000 |
| INVESCO LTD | SHS | G491BT108 | — | 7,904,218 shares | $312,059,000 |
| WELLS FARGO & CO NEW | COM | 949746101 | — | 5,908,236 shares | $306,460,000 |
| POWERSHARES QQQ TRUST | UNIT SER 1 | 73935A104 | — | 3,080,363 shares | $304,309,000 |
| NEXTERA ENERGY INC | COM | 65339F101 | — | 3,196,494 shares | $300,087,000 |
| MARKWEST ENERGY PARTNERS L P | UNIT LTD PARTN | 570759100 | — | 3,885,883 shares | $298,514,000 |
| SPDR GOLD TRUST | GOLD SHS | 78463V107 | CALL | 2,547,100 shares | $295,998,000 |
| PFIZER INC | COM | 717081103 | — | 9,903,358 shares | $292,842,000 |
| JOHNSON & JOHNSON | COM | 478160104 | — | 2,746,282 shares | $292,726,000 |
| PEPSICO INC | COM | 713448108 | — | 3,095,198 shares | $288,132,000 |
| JPMORGAN CHASE & CO | COM | 46625H100 | — | 4,700,334 shares | $283,148,000 |
| ISHARES TR | RUS 1000 VAL ETF | 464287598 | — | 2,793,803 shares | $279,632,000 |
| NORDSTROM INC | COM | 655664100 | — | 4,079,179 shares | $278,893,000 |
| VERIZON COMMUNICATIONS INC | COM | 92343V104 | — | 5,530,730 shares | $276,481,000 |
| COMCAST CORP NEW | CL A | 20030N101 | CALL | 5,050,200 shares | $271,600,000 |
| AFLAC INC | COM | 001055102 | — | 4,636,764 shares | $270,092,000 |
| RYDEX ETF TRUST | GUG S&P500 EQ WT | 78355W106 | — | 3,548,173 shares | $268,916,000 |
| ISHARES TR | RUSSELL 2000 ETF | 464287655 | CALL | 2,441,800 shares | $267,011,000 |
| ENERGY TRANSFER PRTNRS L P | UNIT LTD PARTN | 29273R109 | — | 4,149,127 shares | $265,503,000 |
| VANGUARD SPECIALIZED PORTFOL | DIV APP ETF | 921908844 | — | 3,417,076 shares | $262,944,000 |
| 3M CO | COM | 88579Y101 | — | 1,852,996 shares | $262,532,000 |
| NORTHEAST UTILS | COM | 664397106 | — | 5,913,072 shares | $261,949,000 |
| CELGENE CORP | COM | 151020104 | — | 2,762,410 shares | $261,821,000 |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | — | 4,093,356 shares | $261,606,000 |
| VANGUARD INDEX FDS | VALUE ETF | 922908744 | — | 3,217,371 shares | $261,251,000 |
| DIAGEO P L C | SPON ADR NEW | 25243Q205 | — | 2,262,715 shares | $261,117,000 |
| MCDONALDS CORP | COM | 580135101 | — | 2,745,408 shares | $260,292,000 |
| ISHARES | 1-3 YR CR BD ETF | 464288646 | — | 2,441,354 shares | $257,026,000 |
| DOMINION RES INC VA NEW | COM | 25746U109 | — | 3,719,449 shares | $256,977,000 |
| SPDR S&P MIDCAP 400 ETF TR | UTSER1 S&PDCRP | 78467Y107 | — | 1,028,919 shares | $256,530,000 |
| CISCO SYS INC | COM | 17275R102 | — | 10,155,107 shares | $255,604,000 |
| INTERNATIONAL BUSINESS MACHS | COM | 459200101 | — | 1,340,653 shares | $254,496,000 |
| ISHARES TR | RUSSELL 2000 ETF | 464287655 | — | 2,293,517 shares | $250,796,000 |
| ISHARES TR | NASDQ BIOTEC ETF | 464287556 | — | 916,423 shares | $250,761,000 |
| STANLEY BLACK & DECKER INC | COM | 854502101 | — | 2,818,317 shares | $250,238,000 |
| FACEBOOK INC | CL A | 30303M102 | CALL | 3,113,500 shares | $246,091,000 |
| ISHARES TR | IBOXX INV CP ETF | 464287242 | — | 2,078,625 shares | $245,735,000 |